We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 324

Government seeks extended prison term in securities fraud case
  • Katten Muchin Rosenman LLP
  • USA
  • January 16 2015

In a sentencing memorandum filed January 2, the United States Attorney’s Office in Washington asked the US District Court for the Western District of


Canadian citizen charged by SEC with unlawful layering involving traders in China and Korea
  • Katten Muchin Rosenman LLP
  • USA
  • January 18 2015

The Securities and Exchange Commission filed a civil action in the US federal court in New Jersey against Aleksandr Milrud, claiming that he engaged


Securities class action dismissed where information was publicly available
  • Katten Muchin Rosenman LLP
  • USA
  • October 31 2014

The US District Court for the Western District of Washington recently dismissed a securities fraud class action against Zillow, Inc. and named


Second Circuit clarifies a heightened standard for insider trading convictions
  • Katten Muchin Rosenman LLP
  • USA
  • December 12 2014

The US Court of Appeals for the Second Circuit recently held that, in order to convict a tippee for insider trading under Section 10(b) of the


Appeals court sets aside insider trading convictions saying traders distance from corporate insiders too far
  • Katten Muchin Rosenman LLP
  • USA
  • December 14 2014

The convictions of two individualsTodd Newman and Anthony Chiassonfor insider trading under United States Securities law was set aside by a federal


Second Circuit refuses to rehear groundbreaking insider trading case
  • Katten Muchin Rosenman LLP
  • USA
  • April 10 2015

On April 3, the US Court of Appeals for the Second Circuit denied the request of Preet Bharara, US Attorney for the Southern District of New York


SEC secures victory on fraud allegations against technology executive
  • Katten Muchin Rosenman LLP
  • USA
  • April 10 2015

The US District Court for the District of Columbia took the unusual step of granting summary judgment against a technology company executive who the


Developments in white collar criminal enforcement: the government remains aggressive, and the courts' reaction is mixed
  • Katten Muchin Rosenman LLP
  • USA
  • April 6 2015

The first quarter of 2015 witnessed a continuing effort by government lawyers to push the boundaries of criminal statutes in white collar cases&mdash


CFTC charges pastor used Peregrine Financial Group collapse as cover to help defraud congregants
  • Katten Muchin Rosenman LLP
  • USA
  • April 5 2015

The Commodity Futures Trading Commission sued Wesley Brown, Edward Rubin and Maverick International, Inc. in a federal court in Florida for


Bharara appeals Second Circuit’s decision vacating insider trading convictions
  • Katten Muchin Rosenman LLP
  • USA
  • January 30 2015

Preet Bharara, United States Attorney for the Southern District of New York, has petitioned the United States Court of Appeals for the Second Circuit