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Second Circuit dismisses suit over FBI’s wiretapping of marital conversations in securities fraud investigation
  • Katten Muchin Rosenman LLP
  • USA
  • May 29 2015

Federal Bureau of Investigation (FBI) wiretapping played an important role in the wide-ranging insider trading investigation and subsequent trials of


Developments in white collar criminal enforcement: the government remains aggressive, and the courts' reaction is mixed
  • Katten Muchin Rosenman LLP
  • USA
  • April 6 2015

The first quarter of 2015 witnessed a continuing effort by government lawyers to push the boundaries of criminal statutes in white collar cases&mdash


CFTC charges pastor used Peregrine Financial Group collapse as cover to help defraud congregants
  • Katten Muchin Rosenman LLP
  • USA
  • April 5 2015

The Commodity Futures Trading Commission sued Wesley Brown, Edward Rubin and Maverick International, Inc. in a federal court in Florida for


District court denies motion to dismiss securities class action against Urban Outfitters
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

The US District Court for the Eastern District of Pennsylvania recently denied a motion to dismiss filed by Urban Outfitters, Inc. and its senior


Federal prosecutors charge Canadian trader in “layering” scheme
  • Katten Muchin Rosenman LLP
  • USA
  • January 23 2015

The US Attorney for the District of New Jersey recently filed criminal securities and wire fraud charges against a Canadian man, Aleksandr Milrud


SDNY favors the SEC in Foreign Corrupt Practices Act action involving novel issues of statutory interpretation
  • Katten Muchin Rosenman LLP
  • USA
  • February 22 2013

In a case addressing an issue of first impression involving the Foreign Corrupt Practices Act (FCPA), the US District Court for the Southern District


SEC charges executive with insider trading ahead of client announcements
  • Katten Muchin Rosenman LLP
  • USA
  • August 29 2014

The Securities and Exchange Commission recently filed a complaint in the US District Court for the Southern District of New York against a director


Hedge fund manager sanctioned for defrauding investors by hiding Madoff losses and theft
  • Katten Muchin Rosenman LLP
  • USA
  • October 12 2014

A federal judge ordered Nikolai Battoo and two companies he controlled, BC Capital Group S.A. (Panama) and BC Capital Group (Hong Kong) Limited, to


CFTC sues lawyer in federal court for aiding and abetting clients’ legal violations
  • Katten Muchin Rosenman LLP
  • USA
  • September 14 2014

Jay Grossman, a Florida-based attorney, was sued by the Commodity Futures Trading Commission in a federal court in Florida for allegedly aiding and


Fifth Circuit holds multiple disclosures establish loss causation in securities action
  • Katten Muchin Rosenman LLP
  • USA
  • October 10 2014

The US Court of Appeals for the Fifth Circuit recently held that multiple partial “corrective” disclosures collectively may satisfy the requirements