We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 398

Sale of stock in restaurant did not support federal securities fraud claims
  • Katten Muchin Rosenman LLP
  • USA
  • November 14 2008

Plaintiffs, the purchasers of all the shares of stock in Chef Vincent, Inc., a corporation created to own, operate and manage Chef Vincent, a restaurant located in Miami, Florida, asserted claims against the defendant-seller under Section 10(b) of the Securities Exchange Act of 1934 (the 1934 Act) and Rule 10(b)-5


SEC files insider trading action despite unknown tipper
  • Katten Muchin Rosenman LLP
  • USA
  • February 14 2014

On February 6, the Securities and Exchange Commission filed insider trading charges against Hao He aka Jimmy He in federal district court in


Ex-Airline Employee Sued by CFTC for Insider Trading of Futures Based on Misappropriated Information
  • Katten Muchin Rosenman LLP
  • USA
  • October 2 2016

The Commodity Futures Trading Commission brought and settled charges against Jon Ruggles, a former trader for Delta Airlines, for trading accounts in


Fourth Circuit affirms conviction in Virginia bank fraud case
  • Katten Muchin Rosenman LLP
  • USA
  • June 12 2015

The US Court of Appeals for the Fourth Circuit recently affirmed convictions for conspiracy to commit bank fraud and other related charges against


Single scheme did not constitute pattern of racketeering activity
  • Katten Muchin Rosenman LLP
  • USA
  • February 20 2009

An individual investor in, as well as the corporate manager of, a Provincetown, Massachusetts, resort brought an action alleging, among other things, violations of federal and state RICO statutes against several other investors in the resort


District court denies motion to dismiss securities class action against Urban Outfitters
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

The US District Court for the Eastern District of Pennsylvania recently denied a motion to dismiss filed by Urban Outfitters, Inc. and its senior


Massachusetts federal court denies motion to dismiss insider trading indictment
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

The US District Court of Massachusetts in U.S. v. McPhail, et. al., Case No. 1:14-cr-10201, 2015 WL 2226249 (D. Mass. May 12, 2015), denied the


Court denies motion to dismiss insider trading action
  • Katten Muchin Rosenman LLP
  • USA
  • February 6 2009

The Securities and Exchange Commission brought an action against the senior vice president of a sporting goods company and four other individuals for the alleged misappropriation of material, nonpublic information about the company's plans to acquire a competitor


Federal Court Finds No Possible Manipulation of US Treasury Markets Where No Allegation of Intent
  • Katten Muchin Rosenman LLP
  • USA
  • October 16 2016

A US federal court in Chicago dismissed a lawsuit against anonymous "John Doe" defendants that claimed the defendants engaged in spoofing-type


Federal District Court Approves Flash Crash Spoofer’s US $38 Million Settlement; Federal Appeals Court Appears Sympathetic to Michael Coscia’s Claim That Spoofing Prohibition Is Too Vague
  • Katten Muchin Rosenman LLP
  • USA
  • November 20 2016

The US federal court handling the civil case brought by the Commodity Futures Trading Commission against Navinder Sarao for alleged spoofing