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Results: 1-10 of 384

Sixth Circuit affirms dismissal of shareholder class action due to plaintiff’s failure to plead recklessness
  • Katten Muchin Rosenman LLP
  • USA
  • September 13 2013

The US Court of Appeals for the Sixth Circuit recently affirmed an Ohio district court's decision to dismiss a securities fraud putative class action


Southern District of New York limits Dodd-Frank whistleblower protections to the United States
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2013

The US District Court for the Southern District of New York limited the scope of the Dodd-Frank Wall Street Reform and Consumer Protection Act


Swiss national and former energy executive criminally charged under FCPA
  • Katten Muchin Rosenman LLP
  • USA
  • October 25 2013

In an illustration of the extraterritorial reach of the Foreign Corrupt Practices Act (FCPA), Alain Riedo, a Swiss citizen and the general manager of


SEC obtains $585 million judgment against MRI International for Ponzi scheme
  • Katten Muchin Rosenman LLP
  • USA
  • February 6 2015

A Nevada District Court granted the Securities and Exchange Commission’s request for a $585 million judgment against MRI International, Inc. and its


Section 20A liability must be based on violation that involves insider trading
  • Katten Muchin Rosenman LLP
  • USA
  • June 6 2008

A federal District Court granted a defendant’s motion to dismiss a claim under Section 20A of the Securities Exchange Act of 1934, which provides a private right of action against persons engaged in insider trading


Second Circuit holds interpositioning does not constitute securities fraud
  • Katten Muchin Rosenman LLP
  • USA
  • July 25 2008

The defendant, David Finnerty, was charged with three counts of securities fraud under Section 10(b) and Section 32 of the Securities Exchange Act


Circuit court affirms dismissal and denial of leave to replead securities fraud claim
  • Katten Muchin Rosenman LLP
  • USA
  • June 6 2008

The Eighth Circuit Court of Appeals affirmed a district court order dismissing with prejudice a putative shareholder class action asserting claims under Sections 10(b) and 20(a) of the Securities Exchange Act and Rule 10b-5


Issue of fact regarding scienter prevented grant of summary judgment to defendants
  • Katten Muchin Rosenman LLP
  • USA
  • September 7 2007

The District Court denied in part a motion for summary judgment in which defendants (a public company and individual officers and directors) in a class action lawsuit challenged the plaintiffs’ ability to demonstrate that defendants acted with the requisite scienter to support its claims under Section 10(b) of the Securities Exchange Act of 1934


Securities fraud claim dismissed
  • Katten Muchin Rosenman LLP
  • USA
  • May 2 2008

A United States District Court entered judgment in favor of a company’s chairman and CEO and dismissed a shareholder’s claims under Section 10(b) of the Securities Exchange Act and Rule 10b-5


Complaint dismissed for failure to plead securities fraud with particularity
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2007

A Texas district court dismissed a securities fraud class action for failure to meet the pleading requirements of the Private Securities Litigation Reform Act