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Results: 1-10 of 17

FFIEC releases revised BSAAML Examination Manual
  • Katten Muchin Rosenman LLP
  • USA
  • December 5 2014

On November 26, the Federal Financial Institutions Examination Council (FFIEC) released the revised Bank Secrecy ActAnti-Money Laundering (BSAAML


FinCEN issues advisory on jurisdictions with AMLCFT deficiencies
  • Katten Muchin Rosenman LLP
  • USA
  • December 6 2013

The Financial Crimes Enforcement Network (FinCEN) on December 4 issued an advisory to financial institutions based on the Financial Action Task


Revised Comptroller’s Handbook Installment Lending Booklet
  • Katten Muchin Rosenman LLP
  • USA
  • February 26 2016

On February 12, the Office of the Comptroller of the Currency (OCC) issued the “Installment Lending” booklet of the Comptroller’s Handbook. This


OCC switches consideration of BSAAML findings for banks and foreign banking organizations
  • Katten Muchin Rosenman LLP
  • USA
  • October 5 2012

On September 28, the Office of the Comptroller of the Currency (OCC), which regulates national banks and federal savings associations (collectively, banks), issued a bulletin that changes how deficiencies in Bank Secrecy Act and Anti-Money Laundering (BSAAML) examination findings are assessed by examiners


FinCEN updates regulatory forms and citations
  • Katten Muchin Rosenman LLP
  • USA
  • March 25 2011

As part of the transfer of the Bank Secrecy Act regulations from 31 CFR Part 103 to 31 CFR Chapter X, the Financial Crimes Enforcement Network (FinCEN) has updated the regulatory citations found in its forms to 31 CFR Chapter X


FinCEN releases report regarding mortgage fraud
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2009

On March 16, the Financial Crimes Enforcement Network, an agency of the U.S. Treasury (FinCEN), released a report entitled Mortgage Loan Fraud Connections with Other Financial Crime that outlines how subjects reported by depository institutions to the agency for suspected mortgage loan fraud may also be involved in other financial crimes such as check fraud, money laundering, stock manipulation and currency structuring to avoid transaction reporting requirements and other crimes


FFIEC issues supplement to Authentication in an Internet Banking Environment to prevent fraud
  • Katten Muchin Rosenman LLP
  • USA
  • July 29 2011

The Federal Financial Institutions Examination Council recently issued a supplement to the Authentication in an Internet Banking Environment guidance, which was first issued in October 2005


FinCEN announces prepaid access webinar
  • Katten Muchin Rosenman LLP
  • USA
  • November 4 2011

The Financial Crimes Enforcement Network has announced that it will hold an informational webinar on Wednesday, November 9, from 3:00 to 4:00 p.m. EST that will highlight the new regulatory requirements of the Prepaid Access Final Rule, its intent and purpose, and the regulatory expectations


FinCEN seeks to strengthen customer due diligence requirements
  • Katten Muchin Rosenman LLP
  • USA
  • March 2 2012

The Financial Crimes Enforcement Network on February 29 issued an advance notice of proposed rulemaking to solicit public comment on a wide range of questions pertaining to the possible application of an explicit customer due diligence obligation on financial institutions, including a requirement for financial institutions to identify beneficial ownership of their accountholders


Unlawful Internet Gambling Enforcement Act of 2006 examination procedures
  • Katten Muchin Rosenman LLP
  • USA
  • June 4 2010

On May 20, the Office of the Comptroller of the Currency issued interagency guidance for reviewing compliance with the joint rule promulgated by the U.S. Treasury Department and the Federal Reserve Board pursuant to the Unlawful Internet Gambling Enforcement Act of 2006