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Results: 1-10 of 129

This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


Anti-corruption digest - July 2014
  • Dorsey & Whitney LLP
  • Argentina, China, Czech Republic, Tanzania, United Kingdom, USA, France, Greece, Italy, Japan, South Korea, Spain
  • July 21 2014

Two executives of oil drilling contractor Noble Corp. settled bribery charges with the United States Securities and Exchange Commission just days


This week in securities litigation (week ending March 28, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • March 27 2014

The New York Attorney General secured one of the most significant market crisis settlements to date this week. The former CEO of Bank of America


This week in securities litigation (week ending June 6, 2014)
  • Dorsey & Whitney LLP
  • Hong Kong, United Kingdom, USA
  • June 5 2014

The SEC had mixed results in court this week. A Manhattan jury returned a verdict against the agency in a high profile and long-running insider


SFO prevails in first contested overseas corruption trial
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • June 18 2014

The U.K.'s Serious Frauds Office prevailed in its first overseas corruption trial, securing a jury verdict in its favor and against two former


This week in securities litigation (week ending June 20, 2014)
  • Dorsey & Whitney LLP
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which


Anti-corruption digest - June 2013
  • Dorsey & Whitney LLP
  • Global, United Kingdom, USA
  • June 21 2013

French oil and gas giant Total SA has entered into a three-year deferred prosecution agreement ("DPA") with the U.S. Department of Justice ("DOJ") to


British banks pay big for BSAAML violations
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • December 18 2012

Two British banks recently agreed to pay significant penalties to settle allegations of violations of the Bank Secrecy Act and U.S. sanctions programs, with deficiencies in each bank’s Bank Secrecy Actanti-money laundering (“BSAAML”) compliance program underlying each case


This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission


This week in securities litigation (week ending February 28, 2014)
  • Dorsey & Whitney LLP
  • Japan, United Kingdom, USA, Canada, Hong Kong
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi