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Results: 1-10 of 52

HKEx listing decision on calculation of public float
  • Mayer Brown LLP
  • Hong Kong
  • May 9 2011

Hong Kong Exchanges and Clearing Limited (HKEx) published its listing decision "HKEx-LD8-2011" on 29 April 2011 to determine whether it is necessary for a listed issuer (Listco A) to include convertible preference shares as part of its total issued share capital in calculating the public float of its listed shares


Tiger Asia: Court of Appeal gives the SFC sharper claws to fight market misconduct
  • Mayer Brown LLP
  • Hong Kong
  • March 7 2012

The Court of Appeal has confirmed the Securities & Futures Commission (SFC) can apply for relief from the Court of First Instance (CFI) prior to pursuing proceedings in either the criminal court or the Market Misconduct Tribunal (MMT


Capital markets quarterly update
  • Mayer Brown LLP
  • Hong Kong
  • July 11 2012

This quarterly update (April to June 2012) highlights recent developments in Hong Kong capital markets practices:


MF Global interim distribution of client money
  • Mayer Brown LLP
  • Hong Kong
  • May 4 2012

Did you know...that in the recent case of Re MF Global Hong Kong Limited 2011 HKCFI 1998, where money of one client in the segregated bank account of a failed brokerage cannot specifically be distinguished from that of another client, and practical considerations do not favour a forensic tracing of each client's entitlement, the court held that a "pari passu ex post facto" approach to distribution of the trust funds would instead be more appropriate


Suitability Requirement - Now a Contractual Obligation on Licensed and Registered Persons
  • Mayer Brown JSM
  • Hong Kong
  • February 5 2016

The Securities and Futures Commission (the "SFC") mandated the incorporation of the Suitability Requirement into client agreements as a contractual


Nicholas D. Hunsworth
  • Mayer Brown LLP

Kate Ball-Dodd
  • Mayer Brown LLP

Andy S. Yeo
  • Mayer Brown LLP

Hannah C. L. Ha
  • Mayer Brown LLP

Jeckle Chiu
  • Mayer Brown LLP