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Legal update on regulatory and investigations - December 2016
  • Buddle Findlay
  • Australia, Canada, United Kingdom, USA
  • December 15 2016

All in all, the headache is far from over for Tesco. In the interim, it has released the following statement: "We note the decision of the SFO to

Corporate crime & investigations update - 9 July 2015
  • Addleshaw Goddard LLP
  • Hong Kong, United Kingdom
  • July 9 2015

The Financial Action Task Force (FATF) has announced that Indonesia shall no longer be subject to its global AMLCFT compliance process monitoring as

Establishment of Financial List in the Commercial Court for high value financial disputes
  • Bird & Bird
  • United Kingdom
  • September 8 2015

In order to retain their premier position in high value and complex dispute resolution for the international financial community, the UK courts are

Financial Services Update, Vol. 11, Issue 45
  • Winston & Strawn LLP
  • United Kingdom, USA
  • December 19 2016

Last week, the Office of Compliance Inspections and Examinations (“OCIE”) of the U.S. Securities and Exchange Commission (“SEC”) issued a risk alert

FCA v Da Vinci: FCA uses court proceedings for the first time to obtain both financial penalties and permanent injunctions against a firm in a case of alleged market abuse
  • Herbert Smith Freehills LLP
  • United Kingdom
  • November 24 2015

In Financial Conduct Authority v Da Vinci Invest and Others 2015 EWHC 2401 (Ch), the High Court granted the Financial Conduct Authority (the "FCA"

English judiciary establishes a specialist court for the financial markets
  • Clifford Chance LLP
  • United Kingdom
  • September 24 2015

Conscious of the international competition for contentious business, the High Court in England is setting up a specialist Financial List, in which

The Catalyst effect: ping pong between the FCA and Upper Tribunal?
  • RPC
  • United Kingdom
  • August 21 2015

The recent judgment of the Upper Tribunal in relation to the conduct of two directors of Catalyst Investment Group Limited serves as a reminder to

Specialist court for financial markets disputes now open
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • October 1 2015

Coinciding with the new court term, we now have a dedicated court established exclusively to hear specialist financial markets disputes. We wrote

Going to market - consumer law update
  • Chapman Tripp
  • Australia, New Zealand, United Kingdom, USA
  • September 8 2015

The risks for organisations from breaching consumer law have increased significantly in the past 12 months, with increased penalties, new fair

Financial Planning for Trustees
  • Bond Dickinson LLP
  • United Kingdom
  • December 16 2015

The trend towards increased trustee responsibilities is making the role of trustee an increasingly complex one. In this article Greg Moss, a Senior