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Results: 1-10 of 2,733

This week at the UK regulators - 27 May 2015
  • Clifford Chance LLP
  • United Kingdom
  • May 27 2015

As has been widely reported, the FCA has (on 20 May) imposed a financial penalty of £284,432,000 on Barclays Bank Plc ("Barclays") for breaches of


Comments on commercial disputes and the Rolls Building Financial List Initiative
  • Duane Morris LLP
  • United Kingdom
  • July 20 2015

For almost four years, London litigators have enjoyed the use of the Rolls Building for their hearings before the Chancery Division, the Commercial


Appeal Court considers constructive knowledge in limitation period extension claim
  • RPC
  • United Kingdom
  • May 21 2015

The Court of Appeal has recently held that an individual investor was too late to bring a claim in negligence and could not take advantage of the


Court of Appeal confirms what makes an investment collective
  • Bond Dickinson LLP
  • United Kingdom
  • March 30 2015

On 25 March 2015 the Court of Appeal handed down its judgment in the matter of The Financial Conduct Authority v Capital Alternatives Limited and


Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first


Case note: market abuse proceedings in the High Court
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • United Kingdom
  • September 8 2015

The judgment in The Financial Conduct Authority v. Da Vinci Invest Limited 2015 EWHC 2401 (Ch) was published on 12 August 2015, following a trial


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


No change in attitude means no change in advice
  • Buddle Findlay
  • United Kingdom
  • December 14 2015

The English High Court recently heard a case concerning the duties upon banks and financial advisers when they are advising customers to make


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Regulatory Developments
  • Dentons
  • United Kingdom
  • June 17 2015

The FCA and the PRA have published further material in relation to the implementation of the new provisions relating to individual accountability in