We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results: 1-10 of 4,175

Director of supervision for the FCA delivers speech on theimportance of culture as the driving behaviour of firms and how the FCA will assess this
  • Mayer Brown LLP
  • United Kingdom
  • May 9 2013

In his speech at the UK Professionals Conference, Adamson highlighted 'culture' as underpinning the problem faced by firms and as the key attribute

Beyond law: understanding the scope of conduct regulation
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 16 2014

Increasingly regulators are asking firms to improve their 'conduct'. Conduct regulation has become a hot topic but does anyone really understand what

Financial Regulatory Developments 11 April - Cases
  • Dentons
  • United Kingdom
  • April 11 2014

The High Court has held a preliminary hearing in a case FCA brought against the promoters and operators of four investment schemes. The question was

This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

Moving the goal posts on what is a fund
  • AO HALL Advocates
  • United Kingdom
  • July 16 2014

What is a fund? This question may be simple, but it is important to alternative investments because a fund (collective investment scheme) faces a

Financial Services Ombudsman Adopts New Dispute Resolution Model
  • Matheson
  • United Kingdom
  • October 24 2016

Earlier this year, the Financial Services Ombudsman (“FSO”) completed a strategic and operational review of its procedures, which has resulted in a

Financial litigation roundup - Summer 2014
  • RPC
  • Hong Kong, United Kingdom
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold

International regulatory update - 27 31 October 2014
  • Clifford Chance LLP
  • South Korea, United Kingdom, USA, European Union, Global, Hong Kong, India, Luxembourg, Singapore, China
  • November 4 2014

The European Banking Authority (EBA) has published the results of the 2014 EU-wide stress test of 123 banks. In addition, the European Central Bank

Global anti-corruption insights - Winter 2015
  • Arnold & Porter Kaye Scholer LLP
  • Global, United Kingdom, USA
  • February 27 2015

The Department of Justice and the Securities and Exchange Commission continued their focus on the Foreign Corrupt Practices Act in 2014, resolving

Commercial Court: Argentine debt fund subject to English law
  • Joseph Hage Aaronson LLP
  • Argentina, United Kingdom
  • February 20 2015

On 13 February 2015 the Commercial Court (Richards J) granted the claimants (who were investment funds interested in euro-denominated debt securities