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FSA obtains conviction for insider dealing
  • Dentons
  • United Kingdom
  • November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing

STICS, strips and discounting first round to HMRC
  • Burges Salmon LLP
  • United Kingdom
  • October 2 2013

In Savva and others v HMRC 2013 UKFTT 211 (TC) the First-tier Tribunal had to consider the tax treatment of a marketed investment product

All aboard the causation bandwagon
  • RPC
  • United Kingdom
  • October 14 2011

Like the proverbial buses that eventually arrive in pairs, at a time when there has been much controversy about the issue of causation, it is ironic that there have now been two significant High Court judgments setting the position within the regulated sector in stark contrast to the general law as interpreted by the Courts

FSA successfully appeals decision on foreign regulator’s request for assistance
  • RPC
  • United Kingdom
  • April 22 2010

The Court of Appeal held in Amro International SA and Creon Management SA v FSA that the FSA is not required to satisfy itself of the correctness of what it is being asked to investigate by a foreign regulator or the basis upon which the investigation was asked for

Ombudsman or court proceedings?
  • Anthony Gold Solicitors
  • United Kingdom
  • July 28 2014

There are a number of well-established Ombudsman schemes available to people who wish to complain about various industries - local government, legal

The Financial Services Authority’s (“FSA”) latest insider dealing conviction
  • Pannone LLP
  • United Kingdom
  • November 19 2012

The FSA has reported that Mr Thomas Ammann, an FSA approved person, has pleaded guilty to two counts of insider dealing and two counts of encouraging insider dealing, contrary to section 52 of the Criminal Justice Act 1993 (the “Act”

Recent developments on bonus entitlements in financial institutions
  • McCann FitzGerald
  • United Kingdom
  • July 25 2012

The area of bonus entitlements in financial institutions is still a source of controversy both in the UK and Ireland at a time when austerity programmes are being adopted by many companies

Corporate finance news - August September 2015
  • Addleshaw Goddard LLP
  • United Kingdom
  • September 22 2015

The London Stock Exchange (LSE) has published AIM Notice 41 setting out minor changes to the availability of derogations from Rule 36 of the AIM Rules

'The catalyst effect': does the buck stop with the Upper Tribunal?
  • RPC
  • United Kingdom
  • September 22 2015

I recently blogged on the Upper Tribunal's judgment on the case of Roberts and Wilkins v FCA. The Tribunal had agreed with the FCA's decision to

Market abuseinsider dealingFSA enforcement
  • Herbert Smith Freehills LLP
  • United Kingdom
  • October 10 2012

The Wheatley Review of LIBOR, which was commissioned by HM Treasury to review the London Inter-Bank Offered Rate, has issued its final report