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Misrepresentation and secondary market trading
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • January 13 2016

The issuer of subordinated notes was held liable for misrepresentation under Section 2(1) of the Misrepresentation Act 1967 despite the transaction

Market Abuse Update January 2016
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom, USA
  • January 13 2016

In September, the European Securities and Markets Authority (ESMA) published the final draft of its technical standards for the Market Abuse

Court of Appeal confirms what makes an investment collective
  • Bond Dickinson LLP
  • United Kingdom
  • March 30 2015

On 25 March 2015 the Court of Appeal handed down its judgment in the matter of The Financial Conduct Authority v Capital Alternatives Limited and

Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a

Foreign Corrupt Practices Act (FCPA) business guide - 2015 mid-year update
  • Jenner & Block LLP
  • Brazil, United Kingdom, USA
  • July 1 2015

The first half of 2015 witnessed a number of important developments in Foreign Corrupt Practices Act (“FCPA”) enforcement. Although both the DOJ and

FCA extending the boundaries of the fit and proper test to conduct outside the workplace?
  • Corker Binning
  • United Kingdom
  • December 23 2014

The Financial Conduct Authority (FCA) has recently banned former BlackRock managing director, Jonathan Burrows from any role in the financial

Top ten international anti-corruption developments for February 2015
  • Morrison & Foerster LLP
  • Australia, Brazil, Canada, United Kingdom, USA
  • March 5 2015

This installment of MoFo's Top Ten International Anti-Corruption Developments highlights a number of significant domestic and global anti-corruption

Is credible deterrence really working? And other questions arising from a mixed week for the FCA
  • RPC
  • United Kingdom
  • May 28 2015

Even though the FCA was able to trumpet that it had imposed its highest ever fine and that it had been successful in two decisions handed down by the

EU Advocate General gives landmark opinion in relation to the VAT treatment of property services to real estate funds (C-59513)
  • Eversheds
  • European Union, United Kingdom
  • May 28 2015

This week, an Advocate General gave a landmark opinion that the VAT exemption for the management of certain special investment funds can apply to

Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in