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FCA confirms SSR notification process
  • Dentons
  • United Kingdom
  • June 7 2013

FCA has published a note confirming how firms and investors should make notifications to it under the SSR. (Source: FCA Confirms SSR Notification


FSA obtains conviction for insider dealing
  • Dentons
  • United Kingdom
  • November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing


The limits of a facility agent's role: what Torre Asset Funding v. RBS tells us
  • Dentons
  • United Kingdom
  • December 5 2013

In the recent case of Torre Asset Funding Ltd & anr v. The Royal Bank of Scotland plc the High Court looked at the duties of a facility agent


On the horizon for 2013
  • Dentons
  • United Kingdom
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly


High Court quashes FSA decision
  • Dentons
  • United Kingdom
  • June 1 2012

The High Court, in a hearing for judicial review, has quashed an FSA Decision Notice that fined an approved person for alleged breaches of Principle 6 of the FSA's Statements of Principle for Approved Persons


More confusion on client money: the latest on Lehman
  • Dentons
  • United Kingdom
  • March 13 2012

The United Kingdom Supreme Court recently decided the appeal in the important case In the Matter of Lehman Brothers International (Europe) (LBIE) (In Administration) and In the matter of the Insolvency Act 1986 2012 UK (the Case


FSA publishes Fox Hayes Final Notice
  • Dentons
  • United Kingdom
  • July 1 2011

FSA has published the Final Notice against the former partners in the Fox Hayes partnership


FSA publishes decision notices before tribunal hearing
  • Dentons
  • United Kingdom
  • May 20 2011

FSA has published for the first time a decision notice for an enforcement decision that is being referred to the Tribunal


FSA gets High Court injunction against market abuse
  • Dentons
  • United Kingdom
  • May 27 2011

FSA has fined Samuel Kahn over £1 million and, for the first time, obtained a court order restraining an individual from committing market abuse


FSA gets injunction against market manipulation
  • Dentons
  • United Kingdom
  • September 9 2011

FSA has obtained a High Court injunction to prevent a number of manipulative “layering” activities it believes several companies and individuals were involved in between August 2010 and July 2011