We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 127

Tribunal backs complainant in identification case
  • Dentons
  • United Kingdom
  • November 13 2015

The Tribunal has ruled in favour of Christian Bittar's claim that FCA's Decision Notice in respect of Deutsche Bank AG's benchmark manipulation


On the horizon for 2013
  • Dentons
  • United Kingdom
  • January 17 2013

Our experts select the highlights likely to impact businesses in the UK generally, so you can check quickly


FSA obtains conviction for insider dealing
  • Dentons
  • United Kingdom
  • November 23 2012

FSA has obtained a conviction for Thomas Ammann for two counts of insider dealing


Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package


Financial Regulatory Developments 23 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 23 2014

FCA has carried out a review of consumer credit advertising and has told firms to raise their standards. It surveyed a sample of advertisements and


Financial Regulatory Developments 17 April - Upper Tribunal (Tribunal)
  • Dentons
  • United Kingdom
  • April 17 2014

The Tribunal has backed FCA's decision to fine Amir Khan £80,000 for various dishonest activities relating to mortgage applications. FCA also banned


Financial Regulatory Developments 11 April - Cases
  • Dentons
  • United Kingdom
  • April 11 2014

The High Court has held a preliminary hearing in a case FCA brought against the promoters and operators of four investment schemes. The question was


Tribunal upholds FSA decision to fine firm for market manipulation
  • Dentons
  • United Kingdom
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market


FSCS comments on MF Global
  • Dentons
  • United Kingdom
  • February 1 2013

FSCS has commented on the latest judgment in MF Global. The Court has ruled that the principle of hindsight does not apply to determination of client


Financial Regulatory Developments 1 August - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • August 1 2014

FCA has fined Lloyds Bank and Bank of Scotland (BoS) £105 million for failings relating to LIBOR and other benchmarks. The fines cover: £70 million