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FSA wins appeal over financial promotions
  • Dentons
  • United Kingdom
  • February 20 2009

FSA has won an appeal against a solicitors' firm that approved promotions for unauthorised overseas companies that allowed them to sell shares worth around 21 million to 670 UK investors


Service of contractual notices under standard form financial contracts - lessons to learn
  • Dentons
  • United Kingdom
  • December 6 2016

Where a contract sets down requirements for the service of notices under it, it is essential to comply with them strictly. Lord Hoffman famously said


Financial Regulatory Developments 23 January - Cases
  • Dentons
  • United Kingdom
  • January 23 2015

The Supreme Court has granted leave to appeal from the Court of Appeal's decision on Asset Land Investment Plc and another v. FCA 2014 EWCA Civ 435


Tribunal decides on identification in IBOR case
  • Dentons
  • United Kingdom
  • March 11 2016

The Tribunal heard the application of Joerg Vogt, who alleged FCA's Final Notice relating to Deutsche Bank's misconduct in respect of interbank rates


SIPP ruled not a CIS under FSMA
  • Dentons
  • United Kingdom
  • April 15 2016

In Ian Gray & Associates Ltd v. Investments Ltd (in liquidation), the defendant applied to strike out parts of an amended particulars of claim in


Financial Markets Disputes and Regulatory Update
  • Dentons
  • United Kingdom
  • February 9 2016

As anticipated in the last edition of this update, the Commercial Court has handed down judgment in relation to two claims involving complex


What is worth remembering from the second half of 2016?
  • Dentons
  • United Kingdom
  • January 24 2017

In the first half of 2016, there were a number of interesting judgments in relation to agreements concluded on standard terms


Financial Markets Disputes and Regulatory Update - Regulatory decisions
  • Dentons
  • United Kingdom
  • January 24 2017

The introduction of the first stage of the SMR has not slowed the volume of publications from the regulators on this crucial area of reform. Although


Supreme Court confirms Asset Land’s CIS
  • Dentons
  • United Kingdom
  • April 22 2016

The judgment has been given in Asset Land’s appeal to the Supreme Court against a ruling which supported FCA’s claim that Asset Land was operating a


FCA updates on Asset Land enforcement
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has issued a press release on the Supreme Court ruling that Asset Land was operating a collective investment scheme (CIS) without FCA