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Results: 1-10 of 133

Financial Regulatory Developments 23 January - Cases
  • Dentons
  • United Kingdom
  • January 23 2015

The Supreme Court has granted leave to appeal from the Court of Appeal's decision on Asset Land Investment Plc and another v. FCA 2014 EWCA Civ 435


UK Corporate Briefing Autumn 2016
  • Dentons
  • European Union, United Kingdom
  • October 20 2016

Welcome to the Autumn 2016 edition of Dentons' UK Corporate Briefing, a quarterly summary of the most significant recent and forthcoming developments


Tribunal upholds FSA decision to fine firm for market manipulation
  • Dentons
  • United Kingdom
  • February 1 2013

The Tribunal has upheld FSA's decision to levy an £8 million fine on Swift Trade for "layering". This is the highest fine ever for market


FSCS comments on MF Global
  • Dentons
  • United Kingdom
  • February 1 2013

FSCS has commented on the latest judgment in MF Global. The Court has ruled that the principle of hindsight does not apply to determination of client


More confusion on client money: the latest on Lehman
  • Dentons
  • United Kingdom
  • March 13 2012

The United Kingdom Supreme Court recently decided the appeal in the important case In the Matter of Lehman Brothers International (Europe) (LBIE) (In Administration) and In the matter of the Insolvency Act 1986 2012 UK (the Case


Judgments - so far this year
  • Dentons
  • European Union, United Kingdom
  • June 17 2015

This was a judgment of the European Court of Justice (ECJ). Mr Kolassa, who is domiciled in Austria, invested in certificates issued by Barclays in


Regulatory Developments
  • Dentons
  • United Kingdom
  • June 17 2015

The FCA and the PRA have published further material in relation to the implementation of the new provisions relating to individual accountability in


UK Corporate Briefing - Spring 2016
  • Dentons
  • United Kingdom
  • April 7 2016

In a significant change to the UK Companies Act 2006, UKincorporated companies must now collect and keep information about people with significant


Financial Regulatory Developments 11 April - Cases
  • Dentons
  • United Kingdom
  • April 11 2014

The High Court has held a preliminary hearing in a case FCA brought against the promoters and operators of four investment schemes. The question was


Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package