We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 562

Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


Financial services update vol. 10, issue 14
  • Winston & Strawn LLP
  • USA
  • April 13 2015

In the field of financial services regulation, you may be forgiven for not having recognized the stimulating connections here. The Federal Reserve's


Financial services update vol. 10, issue 24
  • Winston & Strawn LLP
  • United Kingdom, USA
  • July 20 2015

In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement


Financial services update February 17 2015 judicial developments
  • Winston & Strawn LLP
  • USA
  • February 17 2015

On February 10th, the Ninth Circuit considered the meaning of the term “Capital Treatment Event” as used in the indenture for certain trust preferred


Financial services update February 9 2015 judicial developments
  • Winston & Strawn LLP
  • USA
  • February 9 2015

On February 4th, the First Circuit affirmed the dismissal of a shareholder derivative suit alleging that Smith & Wesson made misleading statements


Financial services update Vol. 10, Issue 10
  • Winston & Strawn LLP
  • USA
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday


Felon's alleged disclosure failure brings him back to court
  • Winston & Strawn LLP
  • USA
  • July 23 2012

On July 19th, the U.S. District Court for the District of Columbia allowed the SEC's lawsuit against two former executives of Integral Systems to proceed


Securities fraud suit against auditor is reinstated
  • Winston & Strawn LLP
  • USA
  • July 23 2012

On July 19th, the Second Circuit reversed the entry of summary judgment dismissing plaintiffs', investors in Winstar, putative class action securities fraud lawsuit


Financial services update March 10 2014 judicial developments
  • Winston & Strawn LLP
  • USA
  • March 10 2014

On March 7th, the D.C. Circuit denied a petition seeking review of OCC sanctions barring Lawrence Dodge, the former CEO of Sterling Bank, from


FCA imposes worldwide freezing order on suspected boiler room, First Capital Wealth Limited
  • Winston & Strawn LLP
  • United Kingdom
  • November 27 2013

On 15 November 2013, a suspected boiler room (an outbound call centre selling questionable investments by telephone), First Capital Wealth Limited