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Results: 1-10 of 97

Financial litigation roundup - Summer 2014
  • RPC
  • Hong Kong, United Kingdom
  • June 24 2014

The Financial Conduct Authority (FCA) and the German financial markets regulator, BaFin, are currently investigating manipulation of the “London gold


Financial litigation roundup - Spring 2015
  • RPC
  • European Union, Hong Kong, Singapore, United Kingdom
  • May 26 2015

The High Court clarifies the position regarding liability of investment managers, applying established legal principles of agency and inducement


FX trader fails in third-party rights challenge to FCA
  • RPC
  • United Kingdom
  • January 18 2016

The Upper Tribunal has rejected the well-publicised complaint by Christopher Ashton that the FCA identified him in two decision notices without


Is credible deterrence really working? And other questions arising from a mixed week for the FCA
  • RPC
  • United Kingdom
  • May 28 2015

Even though the FCA was able to trumpet that it had imposed its highest ever fine and that it had been successful in two decisions handed down by the


New financial super court to further enhance London's profile as a financial dispute hub
  • RPC
  • United Kingdom
  • July 16 2015

After a period of consultation, the Lord Chief Justice announced at his Mansion House speech on 8 July 2015 that a new specialist list dealing with


Financial Litigation roundup - Winter 2015
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • December 17 2015

The High Court clarified the duties owed by financial institutions when providing regulated investment advice and conducting subsequent reviews of


Third party rights relating to final notices trump litigation deadlines at the Upper Tribunal
  • RPC
  • United Kingdom
  • November 3 2015

In its recent decision the Upper Tribunal allowed for a late filing of a reference on third party rights in relation to FCA final notices. Background


Deal or no deal: FOS recommends taking legal advice following Clark v In Focus
  • RPC
  • United Kingdom
  • March 13 2014

Reacting to the decision in Clark v In Focus, FOS has updated its technical notes to help guide complainants who might have previously sought to top


High Court considers validity and timing of contractual notices in close-out procedures
  • RPC
  • United Kingdom
  • November 8 2016

In Lehman Brothers International (Europe) (in Administration) v Exxonmobil Financial Services BV(1) the High Court considered a range of issues


FOS leaving way open for consumers to seek top-up compensation on complaints, despite court closing “loophole”
  • RPC
  • United Kingdom
  • September 8 2014

Financial services companies put at disadvantage as claimants allowed second bite of the cherry; consumers warned court costs could eat up