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The ‘reckless’ Andrew James Tinney - a failed tactic from the FCA
  • Corker Binning
  • United Kingdom
  • November 24 2016

On the 14 September 2016, the FCA published a Decision Notice (the Notice) in respect of Andrew James Tinney, the former Global Chief Operating


Significant Swiss ruling handed down on privilege in anti-money laundering investigations
  • White & Case LLP
  • Switzerland, United Kingdom
  • November 21 2016

In a recent judgment, the Swiss Federal Tribunal has ruled that, where a financial institution delegates its investigation and reporting obligations


SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Corporate crime & Investigations Update - 18 November 2016
  • Addleshaw Goddard LLP
  • Malaysia, Russia, South Africa, United Kingdom, USA
  • November 18 2016

The Home Office has published its impact assessment of the Criminal Finances Bill from a regulatory and business perspective. It provides an


Gambling, money laundering and reasonable suspicion: a bank’s right to freeze customer accounts
  • Burges Salmon LLP
  • United Kingdom
  • April 23 2015

In a case that provides a welcome clarification for financial institutions concerned about money laundering risks, the High Court has ruled, in Iraj


Forex and Euribor developments: SFO investigations and reference rate reform
  • Arnold & Porter LLP
  • European Union, United Kingdom
  • November 21 2016

The Serious Fraud Office recently announced that it was closing its investigation into the manipulation of the foreign exchange market, stating that


Shah -v- HSBC Private Bank (UK) Limited 2012 EWHC 1283
  • A&L Goodbody
  • Ireland, United Kingdom
  • May 29 2012

The English High Court has delivered judgment in the long-running dispute between HSBC Private Bank and a former customer of HSBC, Mr. Jayesh Shah


Corporate Crime & Investigations Update 4 November 2016
  • Addleshaw Goddard LLP
  • United Kingdom
  • November 4 2016

The Joint Head of Fraud at the Serious Fraud Office (SFO), Hannah Von Dadelzen, spoke on the Office's current direction and enforcement priorities at


Shah v HSBC: High Court clarifies bank's duties to customers when making SARs
  • Herbert Smith Freehills LLP
  • United Kingdom
  • May 22 2012

The High Court has clarified the extent to which banks are required to disclose information to their customers about whom they have made money laundering disclosures or have obligations to such customers which could expose them to liability in the event that the banks' money laundering disclosures causes loss to those customers