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Results: 1-10 of 18

This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview


This week in securities litigation (week ending December 20, 2013)
  • Dorsey & Whitney LLP
  • USA
  • December 20 2013

Michael Steinberg, formerly of SAC Capital, was found guilty of insider trading by a jury. The verdict preserved the unblemished record of the US


This week in securities litigation (week ending March 7, 2014)
  • Dorsey & Whitney LLP
  • USA
  • March 6 2014

The Supreme Court was the focus of securities litigation this week. Oral argument was presented in the long runningHalliburton case where the


The SEC: the future path of enforcement (part II)
  • Dorsey & Whitney LLP
  • USA
  • January 6 2014

This is the second of a four part series analyzing the path of SEC Enforcement. The first part was published yesterday. The remaining parts of this


This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission


SEC prevails in suit challenging conflict mineral rules
  • Dorsey & Whitney LLP
  • USA
  • August 12 2013

The Commission prevailed in a dispute challenging its conflict minerals rules brought by business groups, a seemingly rare event in view of recent


This week in securities litigation (the week ending January 10, 2014)
  • Dorsey & Whitney LLP
  • USA
  • January 9 2014

The insider trading trial of former SAC Capital official Matthew Martoma opened this week in Manhattan with jury selection. The SEC announced the


SEC prevails in Tenth Circuit
  • Dorsey & Whitney LLP
  • USA
  • March 2 2014

The SEC prevailed in the Tenth Circuit Court of Appeals, securing a reversal of the district courtâs order granting a motion to


This week in securities litigation (week ending February 28, 2014)
  • Dorsey & Whitney LLP
  • USA, Canada, Hong Kong, Japan, United Kingdom
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi


SEC rules for disclosure of resource mineral payments vacated
  • Dorsey & Whitney LLP
  • USA
  • July 10 2013

The SEC lost another rule writing case. This time the court vacated its Dodd-Frank rules requiring certain companies to make disclosures regarding