We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results: 1-10 of 19

The SEC: the future path of enforcement (part II)
  • Dorsey & Whitney LLP
  • USA
  • January 6 2014

This is the second of a four part series analyzing the path of SEC Enforcement. The first part was published yesterday. The remaining parts of this

This week in securities litigation (week ending May 2, 2014)
  • Dorsey & Whitney LLP
  • United Kingdom, USA
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission

SEC rules for disclosure of resource mineral payments vacated
  • Dorsey & Whitney LLP
  • USA
  • July 10 2013

The SEC lost another rule writing case. This time the court vacated its Dodd-Frank rules requiring certain companies to make disclosures regarding

This week in securities litigation (week ending April 4, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, United Kingdom, USA
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

The SEC prevails in the D.C. Circuit
  • Dorsey & Whitney LLP
  • USA
  • May 1 2013

The Dodd-Frank provision requiring the disclosure of certain payments made to foreign governments relating to the commercial development of oil

SEC prevails in suit challenging conflict mineral rules
  • Dorsey & Whitney LLP
  • USA
  • August 12 2013

The Commission prevailed in a dispute challenging its conflict minerals rules brought by business groups, a seemingly rare event in view of recent

This week in securities litigation (week ending may 16, 2014)
  • Dorsey & Whitney LLP
  • Australia, Hong Kong, USA
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

£70 million contracts corruption case
  • Dorsey & Whitney LLP
  • United Kingdom
  • February 20 2012

Four men have been found guilty of allegedly conspiring to corruptly obtain payments in return for supplying confidential information about a number of high value oil and gas engineering projects

Circuit Court largely rejects challenges to SEC conflict mineral rules
  • Dorsey & Whitney LLP
  • USA
  • April 14 2014

The SEC largely prevailed in the D.C. Circuit Court of Appeals in a suit changing the Rules promulgated by the agency under Dodd-Frank regarding

SEC prevails in Tenth Circuit
  • Dorsey & Whitney LLP
  • USA
  • March 2 2014

The SEC prevailed in the Tenth Circuit Court of Appeals, securing a reversal of the district courtâs order granting a motion to