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Results: 1-10 of 151

U.S. federal appeals court limits extraterritorial application of anti-fraud provisions of the U.S. federal commodities laws
  • Herbert Smith Freehills LLP
  • USA
  • October 2 2014

The US Court of Appeals for the Second Circuit in Loginovskaya v. Batratchenko, 13-1624-CV (2d Cir. N.Y. Sept. 4, 2014), upheld a lower-court's


Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably


US: applicability of business judgment rule to bank officers to be considered by Supreme Court of Georgia
  • Herbert Smith Freehills LLP
  • USA
  • December 6 2013

As the UK Government shapes, and reshapes, provisions in the Financial Services (Banking Reform) Bill to make individual accountability a reality for


US federal appeals court vacates insider trading convictions of hedge fund traders
  • Herbert Smith Freehills LLP
  • USA
  • December 11 2014

The US Court of Appeals for the Second Circuit in United States v. Newman, 13-1837 (2d Cir. Dec. 10, 2014), vacated the convictions of two former


Corporate Crime Update - October 2015 - United States
  • Herbert Smith Freehills LLP
  • USA
  • October 17 2015

As mentioned in our previous alert, the Department of Justice (the "DOJ") issued a memorandum to all federal prosecutors on September 9, directing


Market Abuse Update January 2016
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom, USA
  • January 13 2016

In September, the European Securities and Markets Authority (ESMA) published the final draft of its technical standards for the Market Abuse


Corporate Crime Update - May 2015 - United States
  • Herbert Smith Freehills LLP
  • USA
  • May 21 2015

On February 24, 2015, the Securities and Exchange Commission (the "SEC") announced a settlement with Goodyear Tire & Rubber Company ("Goodyear") in


Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first


Supreme Court Upholds Conviction of Insider Trader Who Received Tips from a Family Friend, and Rejects
  • Herbert Smith Freehills LLP
  • USA
  • December 8 2016

The Supreme Court, in a unanimous decision issued on December 6, 2016, upheld the Ninth Circuit's earlier insider trading conviction of Bassam Yacoub


Ninth Circuit insider trading ruling may conflict with Second Circuit's Newman decision
  • Herbert Smith Freehills LLP
  • USA
  • July 10 2015

The Ninth Circuit, in a decision issued on July 6, 2015, has upheld the insider trading conviction of Bassam Yacoub Salman for insider trading