We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 155

US Court says RICO statute has extraterritorial application
  • Herbert Smith Freehills LLP
  • European Union, USA
  • April 20 2015

Civil RICO claims are often brought by private litigants seeking treble damages for otherwise ordinary business disputes - garden-variety torts and


Supreme Court Upholds Conviction of Insider Trader Who Received Tips from a Family Friend, and Rejects
  • Herbert Smith Freehills LLP
  • USA
  • December 8 2016

The Supreme Court, in a unanimous decision issued on December 6, 2016, upheld the Ninth Circuit's earlier insider trading conviction of Bassam Yacoub


Ninth Circuit insider trading ruling may conflict with Second Circuit's Newman decision
  • Herbert Smith Freehills LLP
  • USA
  • July 10 2015

The Ninth Circuit, in a decision issued on July 6, 2015, has upheld the insider trading conviction of Bassam Yacoub Salman for insider trading


Market abuse update April 2015
  • Herbert Smith Freehills LLP
  • Australia, European Union, United Kingdom, USA
  • April 16 2015

2014 was marked by record fines for benchmarkmManipulation globally, criminal prosecutions for insider trading and market manipulation, and the first


Corporate crime update - July 2014 - United States
  • Herbert Smith Freehills LLP
  • USA
  • July 31 2014

On June 18, a federal judge in New York authorized a warrant to be served on Google Inc. for the emails of an individual targeted in a money


US appeals court limits extra-territorial application of anti-fraud provisions of the US Federal Securities laws
  • Herbert Smith Freehills LLP
  • USA
  • September 3 2014

The US Court of Appeals for the Second Circuit inParkcentral Global Hub Limited v. Porsche Automobile Holdings, SE, 11-397-CV (2d Cir. N.Y. Aug. 15


US federal appeals court vacates insider trading convictions of hedge fund traders
  • Herbert Smith Freehills LLP
  • USA
  • December 11 2014

The US Court of Appeals for the Second Circuit in United States v. Newman, 13-1837 (2d Cir. Dec. 10, 2014), vacated the convictions of two former


U.S. federal appeals court limits extraterritorial application of anti-fraud provisions of the U.S. federal commodities laws
  • Herbert Smith Freehills LLP
  • USA
  • October 2 2014

The US Court of Appeals for the Second Circuit in Loginovskaya v. Batratchenko, 13-1624-CV (2d Cir. N.Y. Sept. 4, 2014), upheld a lower-court's


Market abuse update
  • Herbert Smith Freehills LLP
  • Australia, European Union, France, Hong Kong, United Kingdom, USA
  • December 15 2014

The FCA has continued to build on the strong track record of civil and criminal enforcement action against abusive conduct and manipulation, notably


Three different approaches to RICO extraterritoriality
  • Herbert Smith Freehills LLP
  • USA
  • December 11 2014

It is not uncommon for courts today to adjudicate claims arising outside their territorial jurisdiction. Some jurisdictions, such as the US, stand