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Results: 1-10 of 494

Dismissal of securities fraud lawsuit against CBS Corp. is affirmed
  • Winston & Strawn LLP
  • USA
  • May 14 2012

On May 10th, the Second Circuit affirmed the dismissal of securities fraud claims filed against CBS Corp. and certain officers and directors


Financial services update Vol. 10, Issue 9
  • Winston & Strawn LLP
  • European Union, USA
  • March 9 2015

I recently had the opportunity to invest in individual shortterm real estate loans. Having devoted my current liquidity to a real estate


Financial services update vol. 10, issue 15
  • Winston & Strawn LLP
  • USA
  • April 20 2015

On April 15th, SEC Chairwoman, Mary Jo White, testified before the House Financial Services Subcommittee to explain the SEC's fiscal year 2016


Financial services update vol. 10, issue 16
  • Winston & Strawn LLP
  • USA
  • April 27 2015

On March 25, the Securities and Exchange Commission ("SEC") adopted final amendments to Regulation A and other rules and forms, as required by Title


Variable annuity holder has standing to bring excessive fee claim
  • Winston & Strawn LLP
  • USA
  • October 1 2012

On September 25th, a Federal District Court denied AXA Equitable Life's motion to dismiss


Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


Financial services update vol. 10, issue 14
  • Winston & Strawn LLP
  • USA
  • April 13 2015

In the field of financial services regulation, you may be forgiven for not having recognized the stimulating connections here. The Federal Reserve's


Sarbanes-Oxley's clawback provisions
  • Winston & Strawn LLP
  • USA
  • October 4 2010

On September 30th, the Second Circuit held that only the SEC has the authority to enforce the clawback provisions of Section 304 of the Sarbanes-Oxley Act


Oregon adopts fraud-on-the-market presumption of reliance
  • Winston & Strawn LLP
  • USA
  • December 17 2012

On December 13th, the Oregon Supreme Court held that a stock purchaser alleging material misrepresentations in the sale of securities in violation of the state's blue sky laws may establish reliance by means of the "fraud-on-the-market" presumption


"Delaware carve-out" does not exempt mutual fund shareholders' lawsuit from SLUSA
  • Winston & Strawn LLP
  • USA
  • September 12 2011

On September 8th, the Sixth Circuit affirmed the dismissal of a state-law class action filed by mutual-fund shareholders against various fund affiliates