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Results: 1-10 of 578

Financial Services Update, Vol. 12, Issue 10
  • Winston & Strawn LLP
  • United Kingdom, USA
  • March 13 2017

On February 16, 2017, the United States Bankruptcy Court for the Southern District of New York in In re Motors Liquidation Company sent a clear


Financial Services Update, Vol. 12, Issue 9
  • Winston & Strawn LLP
  • USA
  • March 6 2017

Raised with virtual currencies like Bitcoin, the Distributed Ledger Technology (DLT)sometimes known as “Blockchains”is now contemplated for its


Financial services update Vol. 10, Issue 11
  • Winston & Strawn LLP
  • European Union, USA
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management


Financial Services Update, Vol. 12, Issue 8
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • February 27 2017

Dodd-Frank Act reform was one of President Trump’s campaign promises, as he considered it a restraint on credit availability and, thus, a drag on


Financial Services, Vol. 12, Issue 4
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • January 30 2017

On January 26, Sen. Sherrod Brown (D-Ohio), a ranking member of the Senate Banking Committee, and Rep. Maxine Waters (D-Calif.), a ranking member of


ALJ rules on the effect of asserting the attorney-client privilege
  • Winston & Strawn LLP
  • USA
  • November 12 2012

On November 2nd, a SEC Administrative Law Judge issued an evidentiary ruling concerning the scope of the attorney-client privilege and the effect of its assertion


Record sentence handed down in Sanders insider dealing case
  • Winston & Strawn LLP
  • United Kingdom
  • July 9 2012

On 19 June 2012 Mr. Justice Simon at Southwark Crown Court sentenced James Sanders, a director of the former UK brokerage firm Blue Index, to four years’ imprisonment after pleading guilty to 10 counts of insider dealing


Upper Tribunal upholds FCA decision to find Ian Hannam guilty of market abuse
  • Winston & Strawn LLP
  • United Kingdom
  • June 3 2014

On 27 May 2014, the Upper Tribunal upheld the FCA decision that Ian Hannam, former Chairman of Capital Markets at JP Morgan Cazenove, had engaged in


Disgorgement is not an insurable loss
  • Winston & Strawn LLP
  • USA
  • January 3 2012

On December 13th, a New York Appellate Court held that the payment of disgorgement to settle SEC charges is not an insurable loss


Lack of knowledge removes control person liability but imputed knowledge raises Rule 10b-5 liability
  • Winston & Strawn LLP
  • USA
  • February 25 2013

On February 22nd, the Third Circuit partially reinstated securities fraud and state law unfair trading practices claims asserted by investors against