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Update on the revision of the Uniform Unclaimed Property Act
  • Dentons
  • USA
  • March 6 2015

Here is a quick update on a few of the critical issues being addressed by the Drafting Committee of the Uniform Law Commission (ULC), which is


HMRC backs FSA on nominated officer
  • Dentons
  • United Kingdom
  • August 13 2010

HMRC has said it backs FSA's view that firms should not over-rely on external consultants to ensure compliance with their AML requirements


Directors and officers liability insurance
  • Dentons
  • United Kingdom
  • November 24 2011

The manner in which directors of companies, incorporated in England Wales, perform their functions and the circumstances in which they discharge their duties vary from company to company


FSA wins “warranty” appeal
  • Dentons
  • United Kingdom
  • December 1 2011

FSA has confirmed the Court of Appeal upheld a decision that two unauthorised companies providing what they described as “extended warranties” over satellite TV equipment were in fact providing contracts of insurance


Up next from FSA
  • Dentons
  • United Kingdom
  • February 3 2012

FSA's latest Policy Development Update highlights the following documents expected before the end of March 2012


FSA fines firm and bans executive chairman for corporate governance failings
  • Dentons
  • United Kingdom
  • May 11 2012

FSA has fined Mitsui Sumitomo Insurance Company (Europe) Ltd (the firm) £3,345,000 and has banned its former executive chairman, Yohichi Kumagai, and fined him £119,303


FSA consults on auditor and supervisor cooperation
  • Dentons
  • United Kingdom
  • February 18 2011

FSA is consulting on a draft code of practice on which it has worked with the Bank of England to enhance the dialogue between supervisors and external auditors of firms


OFT to refer motor insurance to CC
  • Dentons
  • United Kingdom
  • June 8 2012

OFT has discovered that practices in the motor insurance market are allowing insurers to push up premiums and has provisionally decided to refer the private motor insurance market to the Competition Commission


Commission feeds back on corporate governance
  • Dentons
  • European Union
  • November 19 2010

The Commission has published a feedback statement following its Green Paper on corporate governance in financial institutions


FSA responds on corporate governance
  • Dentons
  • United Kingdom
  • September 10 2010

FSA has responded to the Commission's green paper on corporate governance