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Results: 1-10 of 14

This week at the UK regulators - 6 June, 2016
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • June 6 2016

In a relatively quiet week, the main enforcement development last week was the imposition of a fine on a firm for serious failings relating to PPI


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • European Union, France, Germany, Global, Hong Kong, Italy, Poland, Singapore, United Kingdom, USA
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under


This week at the UK regulators, 22 February 2016
  • Clifford Chance LLP
  • European Union, United Kingdom, USA
  • February 22 2016

In a relatively quiet week for the regulators without any concluded enforcement actions, the main announcement was the FCA's review of the assessment


International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the


This week at the UK regulators - 29 July 2014
  • Clifford Chance LLP
  • United Kingdom
  • July 29 2014

The principal enforcement developments last week were the use by the FCA for the first time of its power to impose Restrictions in action against two


This week at the UK regulators - 14 April 2014
  • Clifford Chance LLP
  • United Kingdom, USA
  • April 14 2014

This week has seen mainstream coverage of the FCA non-executive directors' decision to appoint Clifford Chance's Simon Davis to lead the independent


This week at the UK regulators - 2 April 2014
  • Clifford Chance LLP
  • United Kingdom
  • April 2 2014

In a busy week of enforcement activity and public pronouncements, the FCA has imposed a financial penalty on a bank for historic breaches in relation


International regulatory update -10 14 March 2014
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation


International regulatory update 24 28 February 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws


This week at the UK regulators - 6 January 2014
  • Clifford Chance LLP
  • United Kingdom
  • January 6 2014

The FCA has remained relatively active over the festive period, imposing a penalty of over £1.8 million on an insurance Brokerage firm for failings