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Results: 1-10 of 444

February 2017 International Trade Compliance Update
  • Baker McKenzie
  • USA, Canada, China, European Union, Global, United Kingdom
  • February 20 2017

On 27 January 2017, the UN Security Council adopted Resolution 2339 (2017) with respect to the situation in the Central African Republic. The Security


Year in Review: Legislation and Guidance for Financial Institutions in 2016
  • Blake Cassels & Graydon LLP
  • Canada
  • January 18 2017

The regulation of federally regulated financial institutions (FRFIs) continued intensifying in 2016 with a new wave of legislative and regulatory


Modifications apportées à la législation canadienne en matière de lutte contre le recyclage des produits de la criminalité : premières étapes
  • Blake Cassels & Graydon LLP
  • Canada
  • June 27 2016

Le 17 juin 2016, le gouvernement fédéral a publié discrètement la version définitive tant attendue des règlements d’application générale modifiés


International review - May 2016
  • Clyde & Co LLP
  • Australia, Canada, OECD, United Kingdom, USA
  • May 31 2016

Since our last update, there have been significant developments in the FI and D&O landscape. November saw the first ever UK deferred prosecution


In Brief- March 2016
  • AUM Law
  • Canada
  • March 31 2016

The 2016 Investment Executive Regulators' Report Card polled 109 CCOs and other company executives from firms regulated by self-regulating


Important financial services changes in 2014 Budget
  • Blake Cassels & Graydon LLP
  • Canada
  • February 14 2014

The Economic Action Plan 2014, as the federal government calls its budget, tabled in the House of Commons on February 11, 2014 contains a number of


Fraud and misconduct by financial intermediaries
  • McMillan LLP
  • Canada
  • May 8 2012

Fraud or its synonyms “dishonesty, infidelity, faithlessness, perfidy, unfairness etc...” is the direct antithesis of “trust, good faith, fidelity, fiduciary etc...” which are the hallmarks of the relationship between a financial institution and its clients


Department of finance initiates consultations on strengthening AMLATF regime
  • Stikeman Elliott LLP
  • Canada
  • February 7 2012

Late last year, the Department of Finance released a consultation paper seeking views on measures to further strengthen the Canadian anti-money laundering (AML) and anti-terrorist financing (ATF) regime


Compensation for victims of financial fraud considered by AMF
  • Stikeman Elliott LLP
  • Canada
  • December 9 2011

Quebec's Autorité des marchés financiers today launched a public consultation to consider a potential compensation system for consumers of financial products and services that have been victims of fraud


Federal budget 2010 financial sector highlights
  • Fasken Martineau DuMoulin LLP
  • Canada
  • March 4 2010

The March 4, 2010 federal budget, Leading the Way on Jobs and Growth, contains a number of initiatives related to the financial sector