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Results: 1-10 of 15

CFPB Outlines Expectations on Incentive Compensation
  • Stinson Leonard Street LLP
  • USA
  • November 30 2016

The CFPB issued a bulletin warning supervised financial companies that creating incentives for employees and service providers to meet sales and other


Regulators Change Bank Audit Committee Duties as Audit Season Begins
  • Stinson Leonard Street LLP
  • Global, USA
  • January 22 2016

The Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency


Irannotices begin to roll into the SEC
  • Stinson Leonard Street LLP
  • Iran, USA
  • February 12 2013

A number of companies have filed IRANNOTICEs on EDGAR with the SEC (thanks to Broc Romanek for pointing this out). The notices reference disclosures


CFPB issues report highlighting supervision activities and compliance expectations
  • Stinson Leonard Street LLP
  • USA
  • November 1 2012

The CFPB has issued a report highlighting its supervision activities


CFPB adopts final enforcement rules
  • Stinson Leonard Street LLP
  • USA
  • June 8 2012

The CFPB has adopted three final rules that deal with its procedures and practices related to enforcing federal consumer financial law


FSOC moves to stage two on financial market utilities
  • Stinson Leonard Street LLP
  • USA
  • February 6 2012

In July 2011, the Financial Stability Oversight Council, or FSOC, adopted rules pursuant to Section 804 of the Dodd-Frank Wall Street Reform and Consumer Protection Act


CFPB to provide early warning of possible enforcement actions
  • Stinson Leonard Street LLP
  • USA
  • November 7 2011

The Consumer Financial Protection Bureau, or CFPB, has outlined plans to provide advance notice of potential enforcement actions to individuals and firms under investigation


Holly Petraeus and CFPB analyzing financial products tailored to servicemembers
  • Stinson Leonard Street LLP
  • USA
  • September 11 2011

The Consumer Financial Protection Bureau, or CFPB, has announced that it is seeking public input on consumer financial products and services tailored to servicemembers and their families


FSOC issues first annual report
  • Stinson Leonard Street LLP
  • USA
  • July 28 2011

The Financial Stability Oversight Council, or FSOC, has issued its first annual report


Final rules permit FDIC to clawback compensation based on negligence for covered financial companies
  • Stinson Leonard Street LLP
  • USA
  • July 6 2011

The FDIC has adopted final rules which provide that the FDIC, as receiver of a covered financial company, may recover from senior executives and directors who were substantially responsible for the failed condition of the company any compensation they received during the two-year period preceding the date on which the FDIC was appointed as receiver, or for an unlimited period in the case of fraud