We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 172

Third Party Rights and the SMR and SIMR: the regulators' Achilles' heel?
  • RPC
  • United Kingdom
  • October 26 2016

The FCA has recently gone to the Supreme Court in an attempt to overturn a significant ruling in relation to third party rights. This could have


Insurance Europe argues draft delegated acts must be consistent with IDD
  • RPC
  • European Union, United Kingdom
  • October 19 2016

Insurance Europe has expressed concern that the level 2 delegated acts for the Insurance Distribution Directive do not respect the original agreed


NEDs to be subject to FCA's Code of Conduct
  • RPC
  • United Kingdom
  • October 5 2016

The FCA has announced plans to extend the application of the Code of Conduct Sourcebook to standard NEDs in banks and insurers. These changes will


Introducers & Inappropriate Influence
  • RPC
  • United Kingdom
  • August 8 2016

Last week must have been a busy one for those working at the FCA. Not only did we have the recent announcement regarding likely forthcoming changes to


FCA finds shortcomings in principal firms' control and oversight of their ARs
  • RPC
  • United Kingdom
  • August 3 2016

The Financial Conduct Authority's (FCA's) thematic review of principal firms and their appointed representatives (ARs) has identified significant


FCA finds shortcomings in control and oversight of principals and their ARs
  • RPC
  • United Kingdom
  • August 2 2016

The Financial Conduct Authority's (FCA) report on its thematic review of principal firms and their appointed representatives (ARs) has identified


How would a Brexit affect financial services regulation in the UK?
  • RPC
  • European Union, United Kingdom
  • June 6 2016

Financial services is one of the UK's most important sectors, contributing over £126bn to the UK economy and representing 10 of GDP. The key


FCA to allow FOS and FSCS claims over P2P advice
  • RPC
  • United Kingdom
  • March 24 2016

Consumers who receive advice on peer-to-peer lending should have recourse to FOS and the FSCS, the FCA confirmed this week. Previously, investors


Feeling surprised? Why Financial Services GCs should complete this governance survey; and why others should watch this space
  • RPC
  • United Kingdom
  • March 21 2016

Our Smarter Law blogs often focus on the importance for GCs of looking ahead at the law and regulation that is known to be coming and doing their


CMC fees: money for nothing?
  • RPC
  • United Kingdom
  • March 3 2016

Do regulated Claims Management Companies charge too much in fees for consumers making financial services claims? The Ministry of Justice wants your