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Results: 1-10 of 132

Professional indemnity insurance for financial advice: is the market broken?
  • RPC
  • United Kingdom
  • April 1 2015

In yesterday's New Model Adviser, Mark Neale has urged advisers to put pressure on professional indemnity insurers to fix a market he has described


New Senior Managers' regimes to kick off in early March 2016
  • RPC
  • United Kingdom
  • March 10 2015

The FCA and PRA have taken their most significant step to date in the relentless pursuit of greater accountability of senior management and the


Simplified, retrospective and still inconsistent
  • RPC
  • United Kingdom
  • January 23 2015

Despite laudable aims, yesterday's FCA guidance on what constitutes regulated advice was published alongside a report on the (perceived


An uneasy contrast for the FCA balancing commercial drive with cultural reform
  • RPC
  • United Kingdom
  • December 3 2014

Yesterday's speech delivered by Martin Wheatley has reinforced the FCA's increasingly more collaborative approach to its engagement with financial


FCA report on complaints handling more optimistic than many feared
  • RPC
  • United Kingdom
  • November 24 2014

The FCA has finally published its report on its review of consumer complaint handling at 15 major retail financial services firms. Despite the


Is no news always good news? Drop in complaints may hint at conclusions from over-due FCA complaints review
  • RPC
  • United Kingdom
  • September 26 2014

The FCA's latest publication of complaints data has revealed a decrease of 5 in the overall number of complaints. Firms will be pleased about the


FOS: for free or not for free?
  • RPC
  • United Kingdom
  • June 27 2014

Should consumers pay a fee to bring a complaint to FOS? FOS handled 2.3m initial enquiries and complaints from consumers in 20132014. Around one in


Are long stops still a long shot?
  • RPC
  • United Kingdom
  • June 25 2014

The long-running debate surrounding long stop time bars rumbles on, with articles appearing in the financial press this week which raise some


Osborne keeps up the pressure on the FCA and PRA with enforcement review
  • RPC
  • United Kingdom
  • May 20 2014

A month after bringing the Regulator's Code into force as statutory guidance, George Osborne has announced that the Treasury will undertake a major


Government tries to tame the regulators
  • RPC
  • United Kingdom
  • April 30 2014

The new Regulators' Code, first published by the aptly named Better Regulation Delivery Office in July 2013, came into statutory force on April 6. It