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Results: 1-10 of 73

International Regulatory Update 09 - 13 May 2016
  • Clifford Chance LLP
  • United Kingdom, USA
  • May 17 2016

The EU Commission has adopted a Commission Delegated Regulation setting out regulatory technical standards (RTS) specifying the minimum elements of a


New rules for senior executives in insurers, investment firms, asset managers, brokers and consumer credit firms
  • Clifford Chance LLP
  • United Kingdom
  • May 12 2016

On 7 March 2016, the new Senior Managers and Certification Regimes (Accountability Regime) that governs large parts of the banking sector came into


International Regulatory Update 18 - 22 April 2016
  • Clifford Chance LLP
  • China, European Union, Global, Hong Kong, Luxembourg, Netherlands, Singapore, Spain, United Kingdom
  • April 26 2016

A Commission Delegated Regulation (2016592) supplementing the European Market Infrastructure Regulation (EMIR) with regard to Regulatory Technical


International Regulatory Update 14 - 18 March 2016
  • Clifford Chance LLP
  • European Union, France, Germany, Global, Hong Kong, Italy, Poland, Singapore, United Kingdom, USA
  • March 22 2016

The EU Commission has adopted a Commission Delegated Regulation on classes of arrangements to be protected in a partial property transfer under


This week at the UK regulators - 14 March 2016
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • March 14 2016

The main enforcement development last week was the confirmation of the cancellation of the interim permission of a debt management firm based on the


This week at the UK regulators, 22 February 2016
  • Clifford Chance LLP
  • European Union, United Kingdom, USA
  • February 22 2016

In a relatively quiet week for the regulators without any concluded enforcement actions, the main announcement was the FCA's review of the assessment


This week at the UK regulators - 9 February 2016
  • Clifford Chance LLP
  • European Union, United Kingdom
  • February 9 2016

Enforcement action taken by the FCA this week has been dominated by joint action with the PRA against multiple individuals and firms for misconduct


This week at the UK regulators - 18 January 2016
  • Clifford Chance LLP
  • United Kingdom
  • January 18 2016

UK enforcement activity last week was limited to the PRA's first enforcement action against individuals, a decision by the FCA not to revoke a


This week at the UK regulators - 11 January 2016
  • Clifford Chance LLP
  • United Kingdom
  • January 11 2016

The New Year period has been relatively quiet for the UK regulators, with the main (well-publicised) developments being the confirmation that Tracey


This week at the UK regulators - 14 December 2015
  • Clifford Chance LLP
  • United Kingdom
  • December 14 2015

In the week that the Serious Fraud Office followed up its landmark deferred prosecution agreement by charging another entity with failing to prevent