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Results: 1-10 of 46

This week at the UK regulators - 13 April 2015
  • Clifford Chance LLP
  • United Kingdom
  • April 13 2015

After a flurry of activity prior to the Easter break, last week was very quiet at both regulators, with no publicised enforcement developments. In


This week at the UK regulators
  • Clifford Chance LLP
  • United Kingdom
  • March 31 2015

In the courts last week, an individual became the latest to be sentenced for insider dealing following prosecution by the FCA, receiving ten months'


This week at the UK regulators - 23 February 2015
  • Clifford Chance LLP
  • United Kingdom
  • February 23 2015

The most important development this week has been the release of a consultation paper bringing greater clarity to several important aspects of the


This week at the UK regulators - 19 January 2015
  • Clifford Chance LLP
  • United Kingdom
  • January 19 2015

In a week without significant concluded enforcement action, the principal developments at the regulators have been the release of final rules in


This week at the UK regulators
  • Clifford Chance LLP
  • United Kingdom
  • December 15 2014

In a week without concluded enforcement developments, the spotlight has been on the FCA with the publication of the report setting out the findings of


International regulatory update - 8 12 December 2014
  • Clifford Chance LLP
  • India, Netherlands, Singapore, South Korea, United Kingdom, USA, China, European Union, Global, Hong Kong
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official


The UK and the EU: a financial services and economic perspective
  • Clifford Chance LLP
  • European Union, United Kingdom
  • December 10 2014

The UK’s economy and financial services sector are best served staying in the EU, Clifford Chance and the economics consultancy, Analytically Driven


International regulatory update - 3 7 November 2014
  • Clifford Chance LLP
  • Belgium, European Union, Germany, Italy, Japan, Poland, Saudi Arabia, Singapore, South Korea, United Kingdom
  • November 10 2014

The new EU Commissioner for Financial Stability, Financial Services and Capital Markets Union, Jonathan Hill, has delivered a speech to open the


International regulatory update - 20 24 October 2014
  • Clifford Chance LLP
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under


This week at the UK regulators - 29 September 2014
  • Clifford Chance LLP
  • United Kingdom
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded