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Results: 1-10 of 67

This week at the UK regulators - 9 February 2016
  • Clifford Chance LLP
  • European Union, United Kingdom
  • February 9 2016

Enforcement action taken by the FCA this week has been dominated by joint action with the PRA against multiple individuals and firms for misconduct


This week at the UK regulators - 18 January 2016
  • Clifford Chance LLP
  • United Kingdom
  • January 18 2016

UK enforcement activity last week was limited to the PRA's first enforcement action against individuals, a decision by the FCA not to revoke a


This week at the UK regulators - 11 January 2016
  • Clifford Chance LLP
  • United Kingdom
  • January 11 2016

The New Year period has been relatively quiet for the UK regulators, with the main (well-publicised) developments being the confirmation that Tracey


This week at the UK regulators - 14 December 2015
  • Clifford Chance LLP
  • United Kingdom
  • December 14 2015

In the week that the Serious Fraud Office followed up its landmark deferred prosecution agreement by charging another entity with failing to prevent


This week at the UK regulators - 8 December 2015
  • Clifford Chance LLP
  • United Kingdom
  • December 8 2015

Last week saw relatively little enforcement activity at the UK regulators. Of particular note was Tracey McDermott's speech on personal


This week at the UK regulators - 1 December 2015
  • Clifford Chance LLP
  • United Kingdom
  • December 1 2015

Last week saw two significant enforcement outcomes, with the FCA taking action against one bank for financial crime risk failings, and the PRA doing


FCA calls for information on insurers' use of big data
  • Clifford Chance LLP
  • United Kingdom
  • November 27 2015

The Financial Conduct Authority (FCA) has issued a "call for inputs" to gather information on how "big data" is used in the general retail insurance


This week at the UK regulators - 17 November 2015
  • Clifford Chance LLP
  • United Kingdom
  • November 17 2015

This week saw an Upper Tribunal decision, applying the Court of Appeal's judgment in the Macris case, that a former senior trader, Christian Bittar


FCA to ban opt-out add-on insurance
  • Clifford Chance LLP
  • United Kingdom
  • November 11 2015

On 1 April 2016, the FCA ban on opt-out selling across the financial services sector will come into effect and consumers will no longer be defaulted


This week at the UK regulators - 9 November 2015
  • Clifford Chance LLP
  • United Kingdom
  • November 9 2015

The FCA has (on 5 November 2015) issued a Final Notice imposing a notice of decision to cancel the permission granted to Tiuta Plc (in liquidation