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Results: 1-10 of 1,464

Risking it all
  • Charles Russell Speechlys LLP
  • United Kingdom
  • September 1 2016

In the case of both culture and regulation, approaches by the larger banks and financial institutions have translated into the wider market. The 2009


Claims management companies to face tougher regulatory regime
  • DLA Piper LLP
  • United Kingdom
  • July 12 2016

The Government is to clamp down on the poor practices of Claims Management Companies (CMCs) by introducing a more robust regulatory regime. Under the


Brexit - Implications for Australian businesses
  • Baker & McKenzie
  • Australia, European Union, United Kingdom
  • June 28 2016

On 23 June 2016, a referendum was passed in the UK for the UK to "Brexit" or exit from the European Union (EU). This will have significant


Brexit: the aftermath - 17 things to think about right now
  • Weil Gotshal & Manges LLP
  • European Union, United Kingdom
  • June 27 2016

The legislative changes to be imposed following the Brexit vote are complex and difficult to predict, and the precise outcome of political


Brexit: Next steps for out - how will this affect your business?
  • Holman Fenwick Willan LLP
  • European Union, United Kingdom
  • June 24 2016

Thursday's vote to leave the EU does not automatically mean the EU Treaties and legislation will no longer apply in the UK. It is merely the first


Enforcement Action by FCA 2016
  • Reed Smith LLP
  • United Kingdom
  • June 17 2016

The FCA can take action such as: withdrawing a firm’s authorisation; prohibiting individuals from carrying on regulated activities; suspending firms


Claims Management Companies: tougher regulation inevitable
  • Eversheds
  • United Kingdom
  • May 26 2016

Recent reports and a consultation by the Ministry of Justice (MOJ) have pointed in the direction of increased regulation of Claims Management


CQC update - Issue 96 - 4 May 2016
  • Addleshaw Goddard LLP
  • United Kingdom
  • May 4 2016

The Financial Conduct Authority has published a Policy Statement on the implementation of the Market Abuse Regulation (MAR), which includes feedback


The Senior Managers and Certification Regimes - A new framework for personal accountability - employment aspects
  • Burges Salmon LLP
  • United Kingdom
  • April 26 2016

The Senior Managers and Certification Regimes are the cornerstones of the regulators' drive towards increased personal accountability in the


UK Regulator Publishes Policy Statement and Supervisory Statement on Board Responsibilities
  • Shearman & Sterling LLP
  • United Kingdom
  • April 8 2016

On March 31, 2016, the PRA published a Policy Statement and Supervisory Statement on board responsibilities. The Policy is relevant to all