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Senior Manager’s Regime and its applicability to all regulated firms
  • RPC
  • United Kingdom
  • January 19 2017

The SM&CR was introduced by the FCA and PRA in March 2016 for deposit takers and certain PRA designated investment firms. The regime was intended to


Avoiding Unwanted Attention: How to fulfil your personal regulatory duties
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • December 8 2016

A detailed understanding of your personal regulatory duties is crucial for avoiding unwanted attention from the regulator. Adam Jamieson sets


Beyond Brexit: Visions of a post-2020 world
  • Freshfields Bruckhaus Deringer LLP
  • European Union, Global, United Kingdom
  • November 14 2016

Uncertainty is said to be the enemy of business, and the Brexit referendum has created plenty of doubt about what the future may hold. As the UK and


Governance & Compliance update - 10 November 2016
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • November 10 2016

The government has published a draft of the Companies, Partnerships and Groups (Accounts and Non-Financial Reporting) Regulations 2016 (Regulations


FCA plans to apply conduct rules to NEDs in banks and insurers
  • RPC
  • United Kingdom
  • October 5 2016

On 28 September the FCA published a Consultation Paper (CP1627) setting out its intention to apply individual rules of conduct to all directors


The individual accountability regime for senior managers - updates, tweaks and the story so far
  • CMS
  • United Kingdom
  • September 30 2016

The regulators have used the half-year mark following implementation of the Senior Managers and Certification Regime (SM&CR) and the Senior Insurance


Risking it all
  • Charles Russell Speechlys LLP
  • United Kingdom
  • September 1 2016

In the case of both culture and regulation, approaches by the larger banks and financial institutions have translated into the wider market. The 2009


Claims management companies to face tougher regulatory regime
  • DLA Piper LLP
  • United Kingdom
  • July 12 2016

The Government is to clamp down on the poor practices of Claims Management Companies (CMCs) by introducing a more robust regulatory regime. Under the


Brexit - Implications for Australian businesses
  • Baker McKenzie
  • Australia, European Union, United Kingdom
  • June 28 2016

On 23 June 2016, a referendum was passed in the UK for the UK to "Brexit" or exit from the European Union (EU). This will have significant


Brexit: the aftermath - 17 things to think about right now
  • Weil Gotshal & Manges LLP
  • European Union, United Kingdom
  • June 27 2016

The legislative changes to be imposed following the Brexit vote are complex and difficult to predict, and the precise outcome of political