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General Counsel Update - February 2017
  • Herbert Smith Freehills LLP
  • Australia, China, European Union, Hong Kong, Indonesia, Singapore, United Arab Emirates, United Kingdom
  • March 1 2017

When we began analysing in depth the possibility of Britain exiting the European Union, 18 months prior to the June


Horizon scanning - Retail and business financial services round-up
  • Eversheds Sutherland (International) LLP
  • European Union, United Kingdom
  • February 22 2017

The UK retail finance sector continues to experience change at a pace. We review the key developments for the year ahead. The regulatory landscape The


Regional Focus: Europe
  • Skadden Arps Slate Meagher & Flom LLP
  • European Union, United Kingdom
  • January 28 2017

M&A activity in the U.K. was, under the circumstances, relatively robust in 2016, albeit not as strong as in 2015


Senior Manager’s Regime and its applicability to all regulated firms
  • RPC
  • United Kingdom
  • January 19 2017

The SM&CR was introduced by the FCA and PRA in March 2016 for deposit takers and certain PRA designated investment firms. The regime was intended to


Avoiding Unwanted Attention: How to fulfil your personal regulatory duties
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • December 8 2016

A detailed understanding of your personal regulatory duties is crucial for avoiding unwanted attention from the regulator. Adam Jamieson sets


Beyond Brexit: Visions of a post-2020 world
  • Freshfields Bruckhaus Deringer LLP
  • European Union, Global, United Kingdom
  • November 14 2016

Uncertainty is said to be the enemy of business, and the Brexit referendum has created plenty of doubt about what the future may hold. As the UK and


Governance & Compliance update - 10 November 2016
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • November 10 2016

The government has published a draft of the Companies, Partnerships and Groups (Accounts and Non-Financial Reporting) Regulations 2016 (Regulations


FCA plans to apply conduct rules to NEDs in banks and insurers
  • RPC
  • United Kingdom
  • October 5 2016

On 28 September the FCA published a Consultation Paper (CP1627) setting out its intention to apply individual rules of conduct to all directors


The individual accountability regime for senior managers - updates, tweaks and the story so far
  • CMS Cameron McKenna
  • United Kingdom
  • September 30 2016

The regulators have used the half-year mark following implementation of the Senior Managers and Certification Regime (SM&CR) and the Senior Insurance


Risking it all
  • Charles Russell Speechlys
  • United Kingdom
  • September 1 2016

In the case of both culture and regulation, approaches by the larger banks and financial institutions have translated into the wider market. The 2009