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FCA plans to apply conduct rules to NEDs in banks and insurers
  • RPC
  • United Kingdom
  • October 5 2016

On 28 September the FCA published a Consultation Paper (CP1627) setting out its intention to apply individual rules of conduct to all directors

The individual accountability regime for senior managers - updates, tweaks and the story so far
  • CMS Cameron McKenna
  • United Kingdom
  • September 30 2016

The regulators have used the half-year mark following implementation of the Senior Managers and Certification Regime (SM&CR) and the Senior Insurance

Risking it all
  • Charles Russell Speechlys LLP
  • United Kingdom
  • September 1 2016

In the case of both culture and regulation, approaches by the larger banks and financial institutions have translated into the wider market. The 2009

Claims management companies to face tougher regulatory regime
  • DLA Piper LLP
  • United Kingdom
  • July 12 2016

The Government is to clamp down on the poor practices of Claims Management Companies (CMCs) by introducing a more robust regulatory regime. Under the

Brexit - Implications for Australian businesses
  • Baker & McKenzie
  • Australia, European Union, United Kingdom
  • June 28 2016

On 23 June 2016, a referendum was passed in the UK for the UK to "Brexit" or exit from the European Union (EU). This will have significant

Brexit: the aftermath - 17 things to think about right now
  • Weil Gotshal & Manges LLP
  • European Union, United Kingdom
  • June 27 2016

The legislative changes to be imposed following the Brexit vote are complex and difficult to predict, and the precise outcome of political

Brexit: Next steps for out - how will this affect your business?
  • Holman Fenwick Willan LLP
  • European Union, United Kingdom
  • June 24 2016

Thursday's vote to leave the EU does not automatically mean the EU Treaties and legislation will no longer apply in the UK. It is merely the first

Enforcement Action by FCA 2016
  • Reed Smith LLP
  • United Kingdom
  • June 17 2016

The FCA can take action such as: withdrawing a firm’s authorisation; prohibiting individuals from carrying on regulated activities; suspending firms

Claims Management Companies: tougher regulation inevitable
  • Eversheds
  • United Kingdom
  • May 26 2016

Recent reports and a consultation by the Ministry of Justice (MOJ) have pointed in the direction of increased regulation of Claims Management

CQC update - Issue 96 - 4 May 2016
  • Addleshaw Goddard LLP
  • United Kingdom
  • May 4 2016

The Financial Conduct Authority has published a Policy Statement on the implementation of the Market Abuse Regulation (MAR), which includes feedback