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Results: 1-10 of 975

FCA announces that its CEO is stepping down
  • Cooley LLP
  • United Kingdom
  • July 17 2015

Martin Wheatley, the CEO of the UK's Financial Conduct Authority, is to step down on 12 September 2015. He will remain as an advisor to the FCA's


PRA and FCA proposals on individual accountability and remuneration
  • Cleary Gottlieb Steen & Hamilton LLP
  • United Kingdom
  • March 27 2015

The willingness of financial regulators to get tough with individuals has never been greater. The financial crisis and high profile cases of


Embedding accountability within the financial services sector
  • Taylor Wessing
  • United Kingdom
  • January 28 2015

While commending companies and signatories for improvements made during 2014, the FRC is sending out a strong message that it intends to stamp out


This week at the UK regulators - 29 September 2014
  • Clifford Chance LLP
  • United Kingdom
  • September 29 2014

This week the FCA imposed a fine on Barclays Bank Plc of £37.7 million for failing properly to protect clients' custody assets, and the SEC awarded


This week at the UK regulators - 23 June 2014
  • Clifford Chance LLP
  • United Kingdom
  • June 23 2014

Aside from fines imposed on two firms for issues in relation to historic financial promotions in connection with investment products, the most


International regulatory update - 6 9 May 2014
  • Clifford Chance LLP
  • European Union, Germany, Indonesia, Switzerland, United Kingdom
  • May 13 2014

The EU Council has formally adopted the Recovery and Resolution Directive (RRD). The Directive provides national authorities with tools to pre-empt


International regulatory update -10 14 March 2014
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation


General Counsel Update - November 2013 - A summary of major developments in key areas
  • Herbert Smith Freehills LLP
  • Australia, Indonesia, United Kingdom
  • November 29 2013

A round up of key legal and regulatory developments


A summary of major developments in key areas
  • Herbert Smith Freehills LLP
  • Australia, European Union, Indonesia, Myanmar, United Kingdom
  • March 7 2013

The Financial Reporting Council (FRC) and institutional bodies have published the following guidance in relation to corporate governance and


Preview 2013 (UK law)
  • Herbert Smith Freehills LLP
  • European Union, United Kingdom
  • January 15 2013

2013 will herald some significant changes to the UK legal arena, notably in the corporate area in relation to executive remuneration and narrative