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Results: 1-10 of 1,334

IMF report on UK financial services regulatory regime
  • Cummings Law Ltd
  • United Kingdom
  • May 20 2016

The IMF has published its Article IV report on the UK financial services regulatory regime, which includes the following comments: (i) even though


The Financial Report May 19, 2016 - News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • May 19 2016

The UK Financial Conduct Authority provided information about the new Office of Financial Sanctions Implementation within HM Treasury, which the UK


Ex-Financial Adviser Fined for Insider Dealing and Banned from Industry
  • Shearman & Sterling LLP
  • United Kingdom
  • May 18 2016

On May 5, 2016, the FCA issued a final notice fining Mr. Mark Samuel Taylor for insider dealing and banning him from the UK financial services


Financial Services Firms Urged to Get Ready for 2018 as Law Extending Senior Managers’ Regime Receives Royal Assent
  • Mayer Brown LLP
  • United Kingdom
  • May 13 2016

The UK Parliament passed the Bank of England and Financial Services Act 2016 (the “Act”) on 4 May 2016 which will extend the Senior Managers’ and


Senior managers misconduct regime comes into force
  • Cummings Law Ltd
  • United Kingdom
  • May 13 2016

Two new statutory instruments came into force this week on 10 May 2016 relating to misconduct by approved persons, as set out in sections 66A and 66B


Bank of England and Financial Services Bill update
  • Cummings Law Ltd
  • United Kingdom
  • May 6 2016

The House of Lords has held a debate on the amendments made to the Bank of England and Financial Services Bill 2015-16 by the House of Commons and


Bank of England and Financial Services Bill receives Royal Assent
  • Cummings Law Ltd
  • United Kingdom
  • May 6 2016

The Bank of England and Financial Services Bill 2015-16 has received Royal Assent and the majority of its provisions will come into force on dates to


Panama Data Leak: the implications for financial institutions, professional advisers and directors
  • DAC Beachcroft LLP
  • United Kingdom
  • May 4 2016

The leak of confidential data from the Panamanian law firm, Mossack Fonseca, two weeks ago has highlighted the potential reputational risks that


UK FCA Advises on Implementation of Market Abuse Directive
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • May 1 2016

The UK Financial Conduct Authority published final rules on the Market Abuse Regulation scheduled to become effective in Europe on July 3, 2016. In


Standing still may not form a barrier
  • Addleshaw Goddard LLP
  • United Kingdom
  • April 22 2016

The Commercial Court has held that a standstill agreement did not preclude a defendant (D2) from pursuing an additional claim against another