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Results: 1-10 of 4,176

How can a whistle-blower protect himself against the UK’s Financial Conduct Authority?
  • Cooley LLP
  • United Kingdom
  • May 30 2016

On 18 January 2016, the SME Alliance, a not for profit organisation set up to support small and medium sized enterprises, wrote to Andrew Tyrie, the


Competition and the mortgage industry: Regulator aims to lend consumers and smaller players a hand
  • Charles Russell Speechlys LLP
  • United Kingdom
  • May 27 2016

On 16 May 2016 the Financial Conduct Authority ("FCA") published its feedback following a call for input from the market and consumer representatives


FOS Annual Report 2016: Complaint Trends
  • Bond Dickinson LLP
  • United Kingdom
  • May 27 2016

On 26 May 2016, the Financial Ombudsman's Service published its annual report. As in prior years, the report contains statistics for the period


Ghosts in the machine: artificial intelligence - regulatory risk
  • Baker & McKenzie
  • United Kingdom
  • May 27 2016

In this article forming part of our b:INFORM Ghosts in the Machine Series , we analyse the survey findings relating to regulatory risks arising from


Claims Management Companies: tougher regulation inevitable
  • Eversheds LLP
  • United Kingdom
  • May 26 2016

Recent reports and a consultation by the Ministry of Justice (MOJ) have pointed in the direction of increased regulation of Claims Management


Investment management update- 26 May 2016
  • Macfarlanes LLP
  • United Kingdom
  • May 26 2016

The FCA has published a consultation paper outlining proposed changes to the Client Assets sourcebook (CASS) and the Collective Investment Schemes


FCA publishes its Regulation round-up for May 2016
  • Eversheds LLP
  • United Kingdom
  • May 26 2016

The FCA has published its Regulation round-up for May 2016. The round-up reiterates the FCA's continued focus on its key priorities as set out in the


FCA publishes findings from research report on the issue of de-risking
  • Eversheds LLP
  • United Kingdom
  • May 26 2016

The FCA has released the findings from the research report on Drivers & Impacts of De-risking, which was commissioned by the FCA in line with its


FCA publishes consultation on wind-down planning
  • Eversheds LLP
  • United Kingdom
  • May 26 2016

On 23 May 2016, the FCA published its consultation on proposed guidance on wind-down planning (GC165). The guidance is aimed at FCA solo-regulated


New offence of "Reckless management of a bank" comes into force
  • DAC Beachcroft LLP
  • United Kingdom
  • May 25 2016

Implemented in stages, the Financial Service (Banking Reform) Act 2013 has enabled HM Treasury to make significant reforms to the regulation of the