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Results: 1-10 of 4,619

FCA on cybersecurity approach
  • Cummings Law Ltd
  • United Kingdom
  • September 30 2016

The FCA has published a speech on its supervisory approach to cyber security in financial services firms. In terms of its supervisory approach, the


UK: Brexit and the impact on the UK insurance and financial institution industries
  • Holman Fenwick Willan LLP
  • European Union, United Kingdom
  • September 29 2016

In the aftermath of the vote by the UK to exit the European Union (EU), insurers and financial institutions will need to begin to identify potential


Big data in insurance: The FCA offers its view
  • RPC
  • United Kingdom
  • September 28 2016

Last week the FCA published a feedback statement on the use of big data in the retail commercial insurance sector. Its findings are likely to come as


Senior Managers Regime - update - regulatory references final rules, implementing the EBA remuneration guidelines, whistleblowing in UK branches, legal function responsibility and more
  • Eversheds
  • United Kingdom
  • September 28 2016

The FCA and PRA have today published a package of final rules, consultation papers and proposals on accountability, remuneration and whistleblowing


FCA data on single market passports
  • Cummings Law Ltd
  • European Union, United Kingdom
  • September 23 2016

The FCA has provided information on the number of UK authorised financial services firms that currently hold single market passports. The FCA's letter


Brexit and Passporting: FCA Statistics
  • Katten Muchin Rosenman LLP
  • European Union, United Kingdom
  • September 23 2016

On September 20, the UK House of Commons Treasury Committee published a letter (Letter) from Andrew Bailey, Chief Executive of the UK Financial


FCA Publishes New Notification Form for Transaction Reporting Errors
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • September 23 2016

On September 15, the UK Financial Conduct Authority (FCA) published a new form (Form) to be used when notifying the regulator of transaction


The Financial Report, 22 September 2016, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • September 22 2016

ESMA authorizes Ice Clear Europe as CCP under EMIR. The European Securities and Markets Authority announced that it has added ICE Clear Europe Ltd. to


New financial services whistleblowing rules now in force
  • Taylor Wessing
  • United Kingdom
  • September 21 2016

The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) rules for financial services firms including banks and insurers to


Who decides on Brexit: financial services make it complicated
  • Nctm Studio Legale
  • European Union, United Kingdom
  • September 20 2016

At least 30 different entities, plus the United Kingdom, will get to decide on the shape of the UK’s relations with the EU after Brexit. This figure