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Results: 1-10 of 4,444

FCA publishes findings following its RegTech Call for Input
  • Burges Salmon LLP
  • United Kingdom
  • July 26 2016

We take a look at the FCA's responses, its ambitions for the sector and how these reflect the issues raised during its Call for Input. On 20 July


UK FCA Recognizes Value of Dark Pools but Urges More Public Details Regarding Operations and Conflicts of Interest
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • July 24 2016

The UK Financial Conduct Authority published a thematic review of dark pools, finding that, although it did not observe any failure to follow


FCA speech on Brexit and FCA mission
  • Cummings Law Ltd
  • European Union, United Kingdom
  • July 22 2016

Andrew Bailey, new FCA Chief Executive, has welcomed the statement made by the Chancellor that the UK would seek access to the single market in


Brexit: The Making or Breaking of UK FinTech?
  • Bird & Bird
  • European Union, United Kingdom
  • July 22 2016

In the aftermath of June's Brexit vote, financial services businesses are concerned about the impact the vote to leave the European Union (EU) will


FCA accepts that it needs a mission, & that consumers must take responsibility for their own decisions
  • Cooley LLP
  • United Kingdom
  • July 22 2016

Andrew Bailey, the new CEO of the UK’s Financial Conduct Authority, gave what some might regard as an extraordinary speech at the FCA’s annual public


Brexit - regulatory perspective of impact on financial services institutions
  • Gowling WLG
  • European Union, United Kingdom
  • July 22 2016

Of all the many issues to be considered by the sector post-referendum, the issue that will certainly be near the front of the queue for negotiation


FCA castigates the principals of appointed representatives in the general insurance sector
  • Cooley LLP
  • United Kingdom
  • July 22 2016

The FCA asked 190 network principals to complete an online survey; asked 15 of these principals for more detailed information; and visited 14 of them


Implementing PRIIPs - the uncertainty persists
  • Clifford Chance LLP
  • European Union, United Kingdom
  • July 22 2016

It is now less than six months until PRIIPs, the EU Regulation on Packaged Retail and Insurance-based Investment Products (the Regulation), comes


Trends in Regulatory Enforcement in UK Financial Markets 201516 Year-End Report
  • NERA Economic Consulting
  • United Kingdom
  • July 21 2016

The amount of financial penalties imposed by the FCA dropped substantially in the second half of the 201516 financial year, to less than £100


FCA finalise guidance for firms outsourcing to the cloud and other third-party IT services
  • CMS Cameron McKenna
  • United Kingdom
  • July 21 2016

On 7 July 2016, the Financial Conduct Authority (FCA) published its finalised guidance (the Guidance), “FG165 - Guidance for firms outsourcing to