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Financial services and banking news update - 19 July 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • July 24 2017

The European Commission has published a staff Working Document setting out the conclusions of its analysis of the Financial Conglomerates Directive


Central Bank of Ireland issues Brexit FAQs paper
  • Maples and Calder
  • European Union, Ireland, United Kingdom
  • July 21 2017

The Central Bank has issued a Brexit FAQ document providing general information to financial services firms who are considering relocating their


InCredit - 18 July 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • July 18 2017

Since our last publication, the FCA has published its findings of a thematic review in relation to how firms assess their customers' understanding of


Claims management companies face stronger regulation
  • DLA Piper LLP
  • United Kingdom
  • July 17 2017

Tighter regulation of Claims Management Companies (CMCs) is edging closer as the Financial Guidance and Claims Bill (Bill) makes its way through


Key Regulatory Topics: Weekly Update - 7 July 2017 - 13 July 2017
  • Allen & Overy LLP
  • European Union, United Kingdom
  • July 14 2017

On 13 July, the DExEU published the European Union (Withdrawal) Bill (Bill), which: (i) repeals the ECA 1972; (ii) converts EU law into UK law where


The Financial Report, 13 July, News from Europe
  • DLA Piper LLP
  • European Union, United Kingdom
  • July 13 2017

ESMA provides guidelines for supervisory cooperation regarding CSDs. ESMA announced the publication of its guidelines regarding the cooperation


In the eye of the beholder? The concept of value for money, and the FCA's governance proposals for asset managers
  • Dentons
  • United Kingdom
  • July 13 2017

The publication of the Financial Conduct Authority's Consultation Paper CP1718 (the CP) and Asset Management Market Study mark a further milestone in


Financial services and banking news update - 11 July 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • July 11 2017

The Bank of England (BoE) has published a speech given by Sam Woods, BoE Deputy Governor, Prudential Regulation, and PRA Chief Executive Officer, on the importance of supervision


SMCR reflections: Don’t overlook these things when considering employee conduct and performance issues
  • Allen & Overy LLP
  • United Kingdom
  • July 11 2017

A lot of time has been spent by some firms managing conduct and performance issues under the UK Senior Managers and Certification Regime (the SMCR


Financial services and banking news update - 10 July 2017
  • Addleshaw Goddard LLP
  • European Union, Global, United Kingdom
  • July 10 2017

The ESMA has published a consultation paper on the evaluation of certain elements of the Short Selling Regulation. The consultation ends: 4 September