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Results: 1-10 of 4,066

Thematic Review 163 - Meeting Investors’ Expectations
  • CMS Cameron McKenna
  • United Kingdom
  • May 29 2016

The Financial Conduct Authority (“FCA”) issued in April 2016 a thematic review entitled “Meeting investors’ expectations” (the “TR”). The review


UK FCA Advises on Implementation of Market Abuse Directive
  • Katten Muchin Rosenman LLP
  • United Kingdom
  • May 1 2016

The UK Financial Conduct Authority published final rules on the Market Abuse Regulation scheduled to become effective in Europe on July 3, 2016. In


FCA makes new rules
  • Dentons
  • United Kingdom
  • April 29 2016

FCA has made various changes to its Handbook following its Board meeting on 21 April. It made: the Financial Conglomerates (Consequential Amendments


FCA discusses advice regulation
  • Dentons
  • United Kingdom
  • April 29 2016

Tracey McDermott spoke on the regulation of advice following FCA and Treasury’s Financial Advice Market Review (FAMR). She noted the high level of


FCA makes EU MAR rules
  • Dentons
  • United Kingdom, European Union
  • April 29 2016

FCA has published its final rule amendments for the effective date of EU MAR. The changes will take effect on 3 July 2016 and will amend several


PRA releases general insurance stress test findings
  • Dentons
  • United Kingdom
  • April 29 2016

PRA has published a letter sent to CEOs of participating firms providing headline results and feedback to its general insurance stress test 2015. Key


Employee Incentives Update - April 2016
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • April 29 2016

The LSE has issued AIM Notice 44 in order to consult on proposed changes to the AIM Rules for Companies prior to the Market Abuse Regulation coming


Brexit or Bremain: What does it mean for the financial services industry?
  • Mayer Brown LLP
  • European Union, United Kingdom
  • April 29 2016

On 23 June 2016 UK voters will decide whether the UK remains within the European Union ("EU"). The decision is, of course, significant to each


Chancellor’s correspondence on FCA Chief Executive appointments
  • Eversheds LLP
  • United Kingdom
  • April 28 2016

On 19 April 2016, George Osborne MP, Chancellor of the Exchequer (the Chancellor), wrote to Andrew Tyrie MP, Chairman of the Treasury Select


HM Treasury publishes consultation paper on innovation for financial services
  • Eversheds LLP
  • United Kingdom
  • April 28 2016

HM Treasury has published a consultation paper on an innovation plan for financial services. This follows on from the Government's previous