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Financial Markets Disputes and Regulatory Update
  • Dentons
  • United Kingdom
  • February 9 2016

As anticipated in the last edition of this update, the Commercial Court has handed down judgment in relation to two claims involving complex


FCA extends certification rules and makes interim references rules
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has made its final rules on applying the certification regime that forms part of the senior managers regime (SMR) to certain individuals engaged


FCA writes to CEOs on CFD compliance
  • Dentons
  • United Kingdom
  • February 5 2016

FCA has written a Dear CEO letter following its review of new client procedures for firms offering contracts for difference (CFD) products on a


FOS publishes Ombudsman News
  • Dentons
  • United Kingdom
  • January 29 2016

The JanuaryFebruary issue of Ombudsman News discusses a range of complaints involving pets and animals, and relationship breakdowns. It also


FCA clarifies SMR intentions on legal function
  • Dentons
  • United Kingdom
  • January 29 2016

FCA has clarified its supervisory intentions on overall responsibility for the legal function under the Senior Managers Regime (SMR). After FCA


PRA reflects on 2015 Solvency 2 internal model approval process
  • Dentons
  • United Kingdom
  • January 22 2016

PRA has published a letter on the 2015 Solvency 2 internal model approval process. The letter focuses on PRA's use of a quantitative framework to


Up next from FCA
  • Dentons
  • United Kingdom
  • January 15 2016

The latest edition of FCA's Policy Development Update promises several key documents before the end of March, namely: consultations on changes to FCA


PRA updates list of UK headquartered G-SIIs
  • Dentons
  • United Kingdom
  • December 23 2015

PRA has updated its CRD4 page to add the 2015 list of UK headquartered global systemically important institutions (G-SIIs), their respective


PRA publishes SIMR Q&A
  • Dentons
  • United Kingdom
  • December 23 2015

PRA has published answers to questions received from industry participants on the application of the SIMR to Solvency 2 insurers. The questions


Up next from FCA
  • Dentons
  • United Kingdom
  • December 11 2015

The latest edition of FCA's Policy Development Update highlights publications expected in the opening months of 2016, including: before the end of