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Results: 1-10 of 682

Financial Regulatory Developments 24 July - Financial Services Compensation Scheme (FSCS)
  • Dentons
  • United Kingdom
  • July 24 2015

FSCS releases annual report: FSCS has released its annual report and accounts for 201415. The report shows that FSCS received more than 53,000 new


Financial Regulatory Developments 17 July - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • July 17 2015

FCA has published the results of its review of advice and distribution under the Mortgage Market Review (MMR). It looked at the quality of advice


Financial Regulatory Developments 17 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 17 2015

PRA is consulting on how it will meet the Financial Policy Committee (FPC) direction of 1 July to implement a UK leverage ratio framework. PRA


Practical guidance on writing an outsourcing policy
  • Dentons
  • European Union, United Kingdom
  • July 6 2015

For businesses that operate within the financially regulated sector, there are invariably detailed and often prescriptive rules that apply to


Financial Regulatory Developments 3 July - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • July 3 2015

PRA has confirmed firms must comply with EBA Guidelines on materiality, proprietary and confidentiality on disclosure frequency from 15 October 2015


Financial Regulatory Developments 26 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 26 2015

FCA and PRA have published a joint policy statement on new remuneration rules, together with new rules, guidance and policy papers. The changes apply


Financial Regulatory Developments 19 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 19 2015

PRA has published its 2015 annual report and accounts. The report's review of 201415 contains: details of PRA and the Financial Policy Committee's


Financial Regulatory Developments 12 June -Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 12 2015

FCA has fined three members of Lloyds Banking Group a record retail fine of £117 million for failing to treat customers fairly in their handling of


Financial Regulatory Developments 12 June - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • June 12 2015

PRA has published a supervisory statement on its approach to supervising liquidity and funding risks to go alongside its Policy Statement and final


Financial Regulatory Developments 12 June - Bank of England (BoE)
  • Dentons
  • United Kingdom
  • June 12 2015

The Fair and Effective Markets Review has published its final report and recommendations. The Review looked at deficiencies in the markets and their