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Results: 1-10 of 784

Whistleblowing Toolkit
  • Dentons
  • United Kingdom
  • August 9 2016

In October last year, the FCA and PRA published policy statements containing new rules on whistleblowing. These are designed to encourage a culture


Financial Markets Disputes and Regulatory Update
  • Dentons
  • United Kingdom
  • July 6 2016

It is often difficult to identify common themes arising from judgments that happen to be handed down at the same time, and the first half of 2016 has


Committee warns over mis-selling risks
  • Dentons
  • United Kingdom
  • May 20 2016

The Public Accounts Committee has warned of the continuing risks of mis-selling of financial products. It is disappointed both that FCA and FOS have


Select committee doubts 2025 EMU
  • Dentons
  • United Kingdom
  • May 20 2016

The House of Lords Select Committee on EU financial affairs has expressed doubt that economic and monetary union (EMU) can happen by the 2025 target


PRA speaks on culture
  • Dentons
  • United Kingdom
  • May 13 2016

Andrew Bailey gave his last speech as Chief Executive of PRA before he moves to FCA. He spoke on the importance of culture in both prudential and


FCA opens sandbox to applications
  • Dentons
  • United Kingdom
  • May 13 2016

FCA has opened its regulatory sandbox application process. Eligible firms can apply until 8 July to be in the first cohort of the sandbox. It plans


Up next from FCA
  • Dentons
  • United Kingdom
  • May 13 2016

The latest edition of FCA’s Policy Development Update provides information and links to publications issued since the last edition, recent Handbook


FCA confirms COMP changes
  • Dentons
  • United Kingdom
  • May 6 2016

FCA has published a policy statement confirming changes to the Compensation Sourcebook (COMP). See also FReD 29 April 2016 and FReD 4 December 2015


FCA makes new rules
  • Dentons
  • United Kingdom
  • April 29 2016

FCA has made various changes to its Handbook following its Board meeting on 21 April. It made: the Financial Conglomerates (Consequential Amendments


FCA makes EU MAR rules
  • Dentons
  • European Union, United Kingdom
  • April 29 2016

FCA has published its final rule amendments for the effective date of EU MAR. The changes will take effect on 3 July 2016 and will amend several