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Results: 11-20 of 192

Financial Regulatory Developments 19 December - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • December 19 2014

PRA has published feedback for general insurance firms on the standardised risk information data collection exercise issued in May 2014. (Source: PRA


Financial Regulatory Developments 19 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 19 2014

FCA has published its market study on retirement income and thematic review into annuity sales practices where firms sell annuities to existing


Financial Regulatory Developments 12 December - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • December 12 2014

FCA has published a new page on its website explaining the 317 new validations it and PRA will activate in respect of reporting under CRD 4 on 17


Financial Regulatory Developments 5 December - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • December 5 2014

PRA has issued guidance on applying for "CRR Permissions" to allow firms to use their own sensitivity positions for the purposes of the standardised


Financial Regulatory Developments 21 November - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • November 21 2014

FCA has carried out further reviews on: how small banks manage money laundering and sanctions risks; and how insurance brokers manage bribery and


Financial Regulatory Developments 24 October - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • October 24 2014

Andrew Bailey's speech at the City Banquet struck a note of cautious optimism for financial markets and regulation, after 18 months of regulation


Financial Regulatory Developments 17 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 17 2014

FCA has banned the managing and finance directors of Pritchard Stockbrokers Limited for client money failings. The firm was censured. FCA would have


Financial Regulatory Developments 10 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 10 2014

FCA has published details of its agreement with Wonga that requires Wonga to make significant changes to its business immediately. Wonga agreed to


Financial Regulatory Developments 3 October - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • October 3 2014

FCA has published a consultation paper setting out its approach to implementation of the Mortgage Credit Directive (MCD). Where possible, FCA will


Financial Regulatory Developments 5 September - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • September 5 2014

FCA has fined Deutsche Bank £4,718,800 for incorrectly reporting transactions from the date of implementation of the Markets in Financial Instruments