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Results: 1-10 of 158

Risk, reward and responsibility: the financial sector and society
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

HM Treasury has published a discussion document which is entitled Risk, reward and responsibility: the financial sector and society


FSA supervisory notices
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 20 2009

Two sole traders have had their Part IV permissions varied to remove all regulated activities with immediate effect


Post-implementation review of ICOBS: Oral Disclosure Rule in sales of Critical Illness Cover baseline survey
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 20 2009

The FSA has published its Consumer Research Paper No. 77 entitled Post-implementation review of ICOBS: Oral Disclosure Rule in sales of Critical Illness Cover baseline survey (the Paper


Consultation Paper 0912: Quarterly consultation (No. 20)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • April 13 2009

The FSA has published Consultation Paper 0912: Quarterly consultation (No. 20) (CP0920


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


Financial services updater 13 January 2014: insurance
  • Norton Rose Fulbright LLP
  • European Union, Global, United Kingdom
  • January 13 2014

The European Insurance and Occupational Pensions Authority (EIOPA) has published an updated version of its Risk Dashboard. In the main, despite some


Financial services updater 13 January 2014: enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


Financial services updater - 4 February 2014: FCA PRA Handbook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 4 2014

The PRA consults on administration instruments. An administration instrument is used to make corrections to PRA Handbook provisions. The corrections


Financial services updater - 4 February 2014: retail
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The Council of the EU has published a press release announcing that it has adopted the proposed Mortgage Credit Directive (MCD). It was adopted by