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Financial services updater 13 January 2014: insurance
  • Norton Rose Fulbright LLP
  • European Union, Global, United Kingdom
  • January 13 2014

The European Insurance and Occupational Pensions Authority (EIOPA) has published an updated version of its Risk Dashboard. In the main, despite some


Financial services updater 13 January 2014: enforcement
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 13 2014

The FCA has fined JLT Specialty Limited (JLTSL), which provides insurance broking and risk management services, £1,876,000 for failing to maintain


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


Client Money and Asset report Dear CEO letter - follow up
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 28 2010

On 19 January 2010, the FSA published a Dear CEO letter it had sent to firms drawing their attention to concerns over the handling of client money and assets


FSA's approach to intensive supervision
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 28 2010

On 18 May 2010, the FSA published a speech given by Jon Pain (Managing Director, Supervision, FSA) entitled FSA's approach to intensive supervision


Handbook development newsletter (issue 115)
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 29 2009

On 2 October 2009, the FSA published issue 115 of its Handbook development newsletter


FSSC on track to publish full RDR benchmark standards this month
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The Financial Services Skills Council (FSSC) has announced that standards have been approved for the specialist advice units of the QCF Level 4 (SCQF Level 8) qualification


Conduct of Business Sourcebook (COBS) post implementation review: final statement on findings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The FSA has published its final statement on its findings following the Conduct of Business (COBS) post-implementation review