We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 158

New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


The new accountability regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority


Financial services updater - 4 February 2014: retail
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The Council of the EU has published a press release announcing that it has adopted the proposed Mortgage Credit Directive (MCD). It was adopted by


Financial services updater - 4 February 2014: FCA PRA Handbook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 4 2014

The PRA consults on administration instruments. An administration instrument is used to make corrections to PRA Handbook provisions. The corrections


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


FSA - stress testing main page
  • Norton Rose Fulbright LLP
  • United Kingdom
  • January 25 2010

Stress and scenario testing is an important element in firms planning and risk management processes, helping them to identify, analyse and manage the risks inherent within their businesses


FSA complaints data 2009 H2
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2010

The FSA has published complaints data for the second half of 2009


TheCityUK lays out vision for financial services industry
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 18 2010

TheCityUK is an independent body, established with the support of the City of London Corporation and in consultation with government and industry


FSA warns firms not to include "long-stop" on complaints in terms of business
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The FSA has warned firms that it will take follow-up action against those that attempt to remove consumers’ rights to pursue complaints in the courts or with the Financial Ombudsman Service, particularly by inserting clauses into their terms and conditions that purport to do so