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Results: 1-10 of 158

Financial services updater - 4 February 2014: FCA PRA Handbook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 4 2014

The PRA consults on administration instruments. An administration instrument is used to make corrections to PRA Handbook provisions. The corrections


Financial services updater - 4 February 2014: retail
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The Council of the EU has published a press release announcing that it has adopted the proposed Mortgage Credit Directive (MCD). It was adopted by


Financial services updater 13 January 2014: insurance
  • Norton Rose Fulbright LLP
  • European Union, Global, United Kingdom
  • January 13 2014

The European Insurance and Occupational Pensions Authority (EIOPA) has published an updated version of its Risk Dashboard. In the main, despite some


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


The new accountability regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority


New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


Modification by consent of SUP 10.1.7r(1), (2) & (5) - available to overseas firms with UK branches
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 17 2009

The FSA has published a web page stating that it has issued a modification by consent for overseas firms with UK branches regarding the period from 6 August to 6 October 2009


FSA policy statement on the approved persons regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • August 11 2009

On 27 July 2009, the FSA confirmed an extension of the approved persons regime for those that perform a ‘significant influence’ function at firms


The FSA's agenda for fighting financial crime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The FSA has published a speech given by Margaret Cole, Director of Enforcement, FSA


FSA warns firms not to include "long-stop" on complaints in terms of business
  • Norton Rose Fulbright LLP
  • United Kingdom
  • November 30 2009

The FSA has warned firms that it will take follow-up action against those that attempt to remove consumers’ rights to pursue complaints in the courts or with the Financial Ombudsman Service, particularly by inserting clauses into their terms and conditions that purport to do so