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Results: 1-10 of 156

New Chairman of the Practitioner Panel appointed
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

The FSA has issued a press notice stating that Iain Cornish has been appointed the Chairman of the Financial Services Practitioner Panel for two years from 1 December 2009


FSA bans broker for high-pressure sales techniques and widespread systems and controls failings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

Aaron Nickols, trading as Warwick Finance (Warwick), has been banned for not being fit and proper to run a mortgage and insurance business


MoU between the OFT and the FSA
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 14 2009

In April 2006 the FSA and the Office of Fair Trading (OFT) published a joint action plan which was entitled Delivering better regulatory outcomes


Financial services updater - 4 February 2014: retail
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • February 4 2014

The Council of the EU has published a press release announcing that it has adopted the proposed Mortgage Credit Directive (MCD). It was adopted by


Financial services updater - 4 February 2014: FCA PRA Handbook
  • Norton Rose Fulbright LLP
  • United Kingdom
  • February 4 2014

The PRA consults on administration instruments. An administration instrument is used to make corrections to PRA Handbook provisions. The corrections


The new accountability regime
  • Norton Rose Fulbright LLP
  • United Kingdom
  • December 8 2014

In the UK the Financial Services and Markets Act 2000 (FSMA) gives the Prudential Regulation Authority (PRA) and the Financial Conduct Authority


FSA Chairman outlines factors for successful European regulation
  • Norton Rose Fulbright LLP
  • European Union, United Kingdom
  • October 29 2009

On 6 October 2009, the FSA published the text of a speech given by its Chairman, Adair Turner, to the City of London Corporation’s Annual Reception for the City Office


Financial Promotions Industry Update No.3
  • Norton Rose Fulbright LLP
  • United Kingdom
  • October 29 2009

On 1 October 2009, the FSA published its latest Financial Promotions Industry Update which covered stand-alone compliance


Something old and something new: Novel and familiar drivers of the latest crisis
  • Norton Rose Fulbright LLP
  • United Kingdom
  • May 31 2010

The FSA has published a speech given by Adair Turner (Chairman, FSA) entitled Something old and something new: Novel and familiar drivers of the latest crisis


Conduct of Business Sourcebook (COBS) post implementation review: final statement on findings
  • Norton Rose Fulbright LLP
  • United Kingdom
  • March 29 2010

The FSA has published its final statement on its findings following the Conduct of Business (COBS) post-implementation review