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Senate Signs off on Financial Adviser Reforms - Changes to Claim VolumeRisk Profile Ahead?
  • DLA Piper LLP
  • Australia
  • February 21 2017

Last Week the Senate passed the Corporations Amendment (Professional Standards of Financial Advisers) Bill 2016 and paved the way for wide ranging

This week at the UK regulators - 20 February 2017
  • Clifford Chance LLP
  • Australia, United Kingdom
  • February 20 2017

This week at the UK regulators is a weekly alerter providing views on the publications issued by the Financial Conduct Authority and the Prudential

Warranty and Indemnity policies do not include SSA
  • Clyde & Co LLP
  • Australia
  • February 16 2017

The Federal Court of Australia has provided a rare insight into the interaction between warranty and indemnity policies and share sale agreements in a

Financial Ombudsman Service complaints - when, where and how
  • Cooper Grace Ward
  • Australia
  • February 15 2017

The Financial Ombudsman Service Australia (FOS) deals with a range of disputes including banking, credit, loans, insurance and financial planning. FOS

New professional standards and training obligations for financial advisers
  • Baker McKenzie
  • Australia
  • February 13 2017

Having already passed through the House of Representatives, the Australian Senate, last night, passed the Corporations Amendment (Professional

Life Insurance Remuneration Bill passes Parliament
  • Herbert Smith Freehills LLP
  • Australia
  • February 10 2017

On 9 February 2017, the Corporations Amendment (Life Insurance Remuneration Arrangements) Bill 2016 (Cth) (Bill) finally passed both Houses without

Australia Law Year in Review 2016 and Year to Come 2017
  • Linklaters LLP
  • Australia
  • January 5 2017

From 1 January, a new MAAL (broadly based on the first limb of the United Kingdom's Diverted Profits Tax) applies to 'significant global entities' to

Fintech startup licensing exemptions released by ASIC
  • Hall & Wilcox
  • Australia
  • December 16 2016

ASIC has released regulatory relief instruments and a Regulatory Guide 257: Testing fintech products and services without holding an AFS or credit

ASIC releases world-first fintech licensing exemption
  • DLA Piper LLP
  • Australia
  • December 15 2016

The Australian Securities and Investments Commission (ASIC) has released class waivers which will allow eligible financial technology (fintech

Rethinking response to regulation: why insurers need to adapt and embrace a whole of business approach
  • Clayton Utz
  • Australia
  • November 10 2016

Insurers must do more than expect heightened scrutiny from their regulators they must actively enhance their operations and risk culture. Recent