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A new era in Class Actions: The common fund approach is in
  • William Roberts Lawyers
  • Australia
  • October 26 2016

In Money Max Int Pty Ltd (Trustee) -v- QBE Insurance Group Limited 2016 FCAFC 148, the Full Court of the Federal Court determined that a common

A big week for the Australian life insurance industry
  • Herbert Smith Freehills LLP
  • Australia
  • October 12 2016

On Tuesday, 11 October, the Financial Services Council (FSC) launched the much anticipated Life Insurance Code of Practice and on Wednesday ASIC

International Regulatory Update 26 - 30 September 2016
  • Clifford Chance LLP
  • Australia, European Union, Hong Kong, United Kingdom, USA
  • October 4 2016

The European Securities and Markets Authority (ESMA) has published a consultation paper on draft regulatory technical standards (RTS) and Implementing

The Robo Cop of Robo-Advice
  • Clifford Chance LLP
  • Australia
  • October 4 2016

The penetration of technology in the financial services sector, or what is now commonly referred to as "Fintech", is transforming the business models

Wholesale and overseas exemptions under review
  • Minter Ellison
  • Australia
  • October 4 2016

ASIC has proposed two significant changes for overseas fund managers and other foreign financial service providers (FFSPs

Call for Submissions on ASIC's proposal
  • Baker & McKenzie
  • Australia
  • September 30 2016

On 28 September, the Australian Securities and Investments Commission (ASIC) released a consultation paper seeking feedback on its proposal to repeal

The Financial Report, 22 September 2016, News from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Japan, Singapore
  • September 22 2016

Overview of results of ERM assessment based on ORSA reports and ERM hearings. In 2015, the FSA initiated a reporting requirement under which

ASIC releases regulatory guide on digital financial product advice
  • DLA Piper LLP
  • Australia
  • August 31 2016

ASIC has released guidance on providing digital financial product advice to retail clients. Regulatory Guide 255 covers some of the issues that

  • King & Wood Mallesons
  • Australia
  • August 4 2016


Are You Prepared for Disruption? New regulations, new challenges and opportunities Expect Focus - Vol. II, July 2016
  • Carlton Fields
  • Australia, USA
  • July 31 2016

On June 3, the Federal Reserve Board (the “Fed”) released an advance notice of proposed rulemaking (ANPR) and began soliciting comments for the