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Results: 1-10 of 821

The Financial Report, 22 September 2016, News from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Japan, Singapore
  • September 22 2016

Overview of results of ERM assessment based on ORSA reports and ERM hearings. In 2015, the FSA initiated a reporting requirement under which


ASIC releases regulatory guide on digital financial product advice
  • DLA Piper LLP
  • Australia
  • August 31 2016

ASIC has released guidance on providing digital financial product advice to retail clients. Regulatory Guide 255 covers some of the issues that


10大要点智能理财顾问
  • King & Wood Mallesons
  • Australia
  • August 4 2016

智能理财顾问是指自动化基于计算机演算法基础上的金融服务工具智能理财顾问通过在线工具为用户提供建议过程有时需要金融程序员的人工协助


Are You Prepared for Disruption? New regulations, new challenges and opportunities Expect Focus - Vol. II, July 2016
  • Carlton Fields
  • Australia, USA
  • July 31 2016

On June 3, the Federal Reserve Board (the “Fed”) released an advance notice of proposed rulemaking (ANPR) and began soliciting comments for the


Compliance cheque: Optus to refund $2.4m to mobile insurance customers
  • King & Wood Mallesons
  • Australia
  • July 15 2016

The Australian Securities & Investments Commission (ASIC) recently announced that Optus Insurance Services Pty Ltd (Optus) will refund approximately


ASIC says ‘no’ to Optus’ handset insurance compliance
  • McCabes
  • Australia
  • July 12 2016

Optus self-reported financial services law breaches to ASIC relating to its failure to provide a Product Disclosure Statement (PDS) and a Financial


Brexit - Implications for Australian businesses
  • Baker & McKenzie
  • Australia, European Union, United Kingdom
  • June 28 2016

On 23 June 2016, a referendum was passed in the UK for the UK to "Brexit" or exit from the European Union (EU). This will have significant


10 things you need to know about robo-advice and the digital evolution of financial advice
  • King & Wood Mallesons
  • Australia
  • June 27 2016

Automated, algorithm-based financial advice given through an online tool, with or without the use of human financial planners. Robo-advice tools are


Going to Market - consumer law update - June 2016
  • Chapman Tripp
  • Australia, New Zealand
  • June 14 2016

The risks for organisations from breaching consumer law are high with increased penalties, new fair trading and consumer credit regimes and more


ASIC brandishes FOFA ‘best interest duty’ against NSG
  • McCabes
  • Australia
  • June 9 2016

ASIC has launched its first test case of the new best interest duty for financial advisers introduced as part of the 2012 FOFA reforms. In the claim