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Results: 1-10 of 114

Financial Regulatory Developments 9 January - Presidency of the Council of the EU (Presidency)
  • Dentons
  • European Union
  • January 9 2015

The Latvian Presidency has published its programme for the next six months. Among its priorities are:addressing capital market union; progressing


EP updates voting dates
  • Dentons
  • European Union
  • July 19 2013

The EP's legislative observatory (OEIL) has updated the following voting forecasts: the Directive on criminal sanctions for insider dealing and


Financial Regulatory Developments 7 February - European Parliament (EP)
  • Dentons
  • European Union
  • February 7 2014

EP has approved CSMAD by a large majority vote. It commented that, among other things, a number of offences relating to insider dealing, market abuse


FCA confirms insurance broker fine and ban
  • Dentons
  • United Kingdom
  • July 5 2013

FCA has confirmed the decision of the Upper Tribunal to uphold FCA's decision to fine Andrew Jeffery £150,000 and ban him for insurance fraud. FCA


FSA bans ex-insurance directors
  • Dentons
  • United Kingdom
  • September 5 2008

FSA has banned three former directors of BPS Insure Limited, for failing to tell FSA about a large client account deficit and for misuse of client money


FSA fines and bans broker for insurance fraud
  • Dentons
  • United Kingdom
  • May 18 2012

FSA has banned and fined a broker £335,204 for insurance fraud, and also censured his wife


The long arm of FSA
  • Dentons
  • United Kingdom
  • August 8 2012

Recent actions by FSA against firms with overseas head offices, and approved persons working in those firms, should sound warning bells to all FSA-authorised firms with an international client base for whom a UK presence serves greater global needs


Commission updates work programme
  • Dentons
  • European Union
  • May 11 2012

The Commission has published an update to its 2012 work programme


FSA bans five for insurance fraud
  • Dentons
  • United Kingdom
  • August 20 2010

FSA has banned five individuals for insurance fraud


FSA bans insurance brokers
  • Dentons
  • United Kingdom
  • July 8 2011

FSA has banned Andrew Porter (former owner of Porter Insurance Brokers Limited, which no longer exists) and Alexander Brincat (owner of Wise Owl Services Limited, now in liquidation