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Results: 1-10 of 114

Financial Regulatory Developments 9 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 9 2014

FCA has created a set of pages on its website providing information on the revised Markets in Financial Instruments Directive and Regulation package


Financial Regulatory Developments 4 April - HM Treasury (Treasury)
  • Dentons
  • United Kingdom
  • April 4 2014

George Osborne has made clear the Government's concerns that FCA briefed a single journalist on its proposed work in the insurance sector, which led


Financial Regulatory Developments 28 February - European Parliament (EP)
  • Dentons
  • European Union
  • February 28 2014

The Economic Affairs and the Justice and Home Affairs committees in EP have approved (MLD4). They focused on the new requirement for public listing


BBA responds on Financial Crime Guide
  • Dentons
  • United Kingdom
  • September 30 2011

BBA’s response to FSA’s consultation on the Financial Crime Guide raises a concern over the timing of the publication


Financial Regulatory Developments 16 May - Council of the EU (Council)
  • Dentons
  • European Union
  • May 16 2014

The Council has formally adopted the revised Markets in Finaincal Instruments Directive (MiFID 2) and Regulation (MiFIR). As noted in previous


Financial Regulatory Developments 6 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 6 2014

FCA has set up a page on its website reminding firms of their obligations in relation to the prevention of financial crime, specifically money


Bribery Act 2010: will your procedures be adequate?
  • Dentons
  • United Kingdom
  • November 18 2010

In the last issue of Bank Notes, we looked at what the Bribery Act 2010 says and highlighted the new corporate offence of failing to prevent bribery


FSA bans five for insurance fraud
  • Dentons
  • United Kingdom
  • August 20 2010

FSA has banned five individuals for insurance fraud


CEA responds on FATF standards
  • Dentons
  • European Union
  • September 23 2011

CEA has responded to FATF on its proposals to review its Standards


FSA bans insurance brokers
  • Dentons
  • United Kingdom
  • July 8 2011

FSA has banned Andrew Porter (former owner of Porter Insurance Brokers Limited, which no longer exists) and Alexander Brincat (owner of Wise Owl Services Limited, now in liquidation