We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 128

Financial Regulatory Developments 30 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 30 2014

FCA has fined Barclays £26,033,500 for failing to adequately manage conflicts of interest between itself and its customers, and for systems and


Financial Regulatory Developments 24 October - Council of the European Union (Council)
  • Dentons
  • European Union
  • October 24 2014

The Presidency of the Council has tabled, for negotiation among Member States, a new compromise text of the proposed multilateral interchange fees


Financial Regulatory Developments 24 April - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • April 24 2015

FCA has fined Merrill Lynch International £13,285,900 for transaction reporting failures. It found that over a seven-year period the firm incorrectly


Financial Regulatory Developments 9 January - Presidency of the Council of the EU (Presidency)
  • Dentons
  • European Union
  • January 9 2015

The Latvian Presidency has published its programme for the next six months. Among its priorities are:addressing capital market union; progressing


Financial Regulatory Developments 6 June - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • June 6 2014

FCA has set up a page on its website reminding firms of their obligations in relation to the prevention of financial crime, specifically money


Insurer fails to ensure it can recover losses from an insured employee
  • Dentons
  • United Kingdom
  • May 31 2017

Employees have an implied duty of care toward their employers to exercise reasonable care and skill when performing their duties. Where employees fail


Financial Regulatory Developments 16 May - Council of the EU (Council)
  • Dentons
  • European Union
  • May 16 2014

The Council has formally adopted the revised Markets in Finaincal Instruments Directive (MiFID 2) and Regulation (MiFIR). As noted in previous


Financial Regulatory Developments 27 June - Presidency of the Council of the EU (Presidency)
  • Dentons
  • European Union
  • June 27 2014

The Presidency has published its second compromise text on the revised Insurance Mediation Directive (IMD 2). One stylistic change substitutes the


EP updates voting dates
  • Dentons
  • European Union
  • July 19 2013

The EP's legislative observatory (OEIL) has updated the following voting forecasts: the Directive on criminal sanctions for insider dealing and


IAIS looks at money laundering risks
  • Dentons
  • Global
  • October 25 2013

IAIS has published a paper looking at money laundering and terrorist financing in the insurance markets and how to combat the risks. IAIS saw a need