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Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID


Financial Regulatory Developments 13 March - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • March 13 2015

PRA has written to insurers with a clarification of its expectations on matching adjustment and internal model applications. Insurers will be able to


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests


Financial Regulatory Developments 6 February - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • February 6 2015

PRA has published a consultation paper setting out proposals for transitional provisions and new rules in the PRA Rulebook and consequential


Financial Regulatory Developments 6 February - European Commission (Commission)
  • Dentons
  • European Union
  • February 6 2015

The Commission has published a report into possible solutions for pension funds posting variation margin under centrally cleared trades. It also


Financial Regulatory Developments 6 February - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • February 6 2015

A Council Regulation amending the regulation on ECB's powers to impose sanctions has been published in the OJEU. (Source: Council Regulation Amending


Financial Regulatory Developments 30 January - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • January 30 2015

PRA is consulting on how it should implement the Solvency 2 transitional measures for risk-free rates and technical provisions. It has published for


Financial Regulatory Developments 9 January - European Insurance and Occupational Pensions Authority (EIOPA)
  • Dentons
  • European Union
  • January 9 2015

EIOPA has published a consultation paper on the draft ITS relating to the equity index for the symmetric adjustment of the equity capital charge. The