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FCA discusses advice regulation
  • Dentons
  • United Kingdom
  • April 29 2016

Tracey McDermott spoke on the regulation of advice following FCA and Treasury’s Financial Advice Market Review (FAMR). She noted the high level of


FCA to launch new website in June
  • Dentons
  • United Kingdom
  • April 22 2016

FCA has announced that, after a year of planning and extensive research with users, it will be launching its redesigned website in June. FCA hopes


FCA responds on EU regulatory framework for financial services
  • Dentons
  • European Union, United Kingdom
  • February 12 2016

FCA has published its response to the Commission's now-closed call for evidence on the EU regulatory framework for financial services (see FReD 2


Treasury responds on EU regulatory framework for financial services
  • Dentons
  • European Union
  • February 12 2016

Treasury has published its response to the Commission's now-closed call for evidence on the EU regulatory framework for financial services (see FReD


Financial Regulatory Developments 1 May - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • May 1 2015

FCA has fined Moorhouse Group Limited £159,300 for failing to have in place controls to ensure customers to whom it sold motor and liability-related


Financial Regulatory Developments 27 March - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • March 27 2015

FCA has published a Discussion Paper to gauge views on how it might implement certain conduct of business (COB) and operational requirements of MiFID


Financial Regulatory Developments 13 March - Prudential Regulation Authority (PRA)
  • Dentons
  • United Kingdom
  • March 13 2015

PRA has written to insurers with a clarification of its expectations on matching adjustment and internal model applications. Insurers will be able to


Financial Regulatory Developments 13 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 13 2015

FCA has announced three new Chairs for its independent Practitioner Panels. The appointments come into effect from 1 April. The new Chairs are: FCA


Financial Regulatory Developments 6 February - Official Journal of the European Union (OJEU)
  • Dentons
  • European Union
  • February 6 2015

A Council Regulation amending the regulation on ECB's powers to impose sanctions has been published in the OJEU. (Source: Council Regulation Amending


Financial Regulatory Developments 6 February - Financial Conduct Authority (FCA)
  • Dentons
  • United Kingdom
  • February 6 2015

FCA has confirmed the final rules requiring firms to set up and maintain independent governance committees (IGCs). IGCs will represent the interests