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Results: 11-20 of 21

Mandatory clawbacks are on the waya checklist of items to consider
  • Stinson Leonard Street LLP
  • USA
  • December 30 2010

Section 954 of the Dodd-Frank Act requires the SEC to direct national securities exchanges to prohibit the listing of public companies that, among other things, do not develop and implement a policy providing for the recovery of erroneously paid incentive-based compensation following a required accounting restatement


SEC adopts proposed rules on incentive-based compensation for large broker-dealers and investment advisors
  • Stinson Leonard Street LLP
  • USA
  • March 4 2011

The SEC has adopted proposed rules on incentive-based compensation applicable to broker-dealers and investment advisors that have more than $1 billion in assets


Jeffrey P. Cairns
  • Stinson Leonard Street LLP

Angela M. Bohmann
  • Stinson Leonard Street LLP

Ethan R. Mark
  • Stinson Leonard Street LLP

Anne Cotter
  • Stinson Leonard Street LLP

David Jenson
  • Stinson Leonard Street LLP

Stephen M. Quinlivan
  • Stinson Leonard Street LLP

Liz Kramer
  • Stinson Leonard Street LLP

Jill R. Radloff
  • Stinson Leonard Street LLP