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Results: 1-10 of 21

SEC adopts proposed rules on incentive-based compensation for large broker-dealers and investment advisors
  • Stinson Leonard Street LLP
  • USA
  • March 4 2011

The SEC has adopted proposed rules on incentive-based compensation applicable to broker-dealers and investment advisors that have more than $1 billion in assets


SEC proposes hedging disclosures regarding directors, officers and employees
  • Stinson Leonard Street LLP
  • USA
  • February 9 2015

The SEC has proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, as codified in Section 14(j) of


Pay Ratio Disclosures Begin to Appear in Proxy Statements
  • Stinson Leonard Street LLP
  • USA
  • April 10 2016

Some companies have begun to disclose pay ratios in their proxy statements in advance of the SEC requirement. We have included a sample below. Of


A comparison of Disney’s and HP’s say-on-pay strategies
  • Stinson Leonard Street LLP
  • USA
  • March 24 2011

Both Disney and HP filed materials with the SEC strongly condemning ISS's no recommendation on say-on-pay and other matters


What does a clawback policy look like?
  • Stinson Leonard Street LLP
  • USA
  • August 9 2010

Section 954 of the Dodd-Frank Act requires national securities exchanges (meaning for instance, the NYSE, Amex and Nasdaq) to adopt rules as directed by the SEC, which rules will require issuers to develop and implement a policy providing:for disclosure of an issuer's policy on incentive compensation that is based on financial information required to be reported under securities laws; and that, if an accounting restatement is prepared, the issuer will recover any excess incentive-based compensation from any current or former executive officer who received such incentive-based compensation in the three preceding years


Dodd-Frank: disclosure of median comp of what utility?
  • Stinson Leonard Street LLP
  • USA
  • August 6 2010

I have been thinking about the new Dodd-Frank requirement for public companies to report the ratio of the median annual total compensation of all the company's employees (other than the CEO) to the CEO's annual total compensation


NYSE submits proposed rule to SEC on elimination of broker discretionary voting on executive compensation matters
  • Stinson Leonard Street LLP
  • USA
  • September 7 2010

Pursuant to Section 957 of the Dodd-Frank Act, the New York Stock Exchange submitted a proposal to amend NYSE Rule 452 and NYSE Listed Company Manual Section 402


What does a say-on pay vote look like?
  • Stinson Leonard Street LLP
  • USA
  • August 18 2010

Under the Dodd-Frank Act, listed issuers will be required to include a say-on-pay vote for any shareholder meeting occurring on or after January 21, 2011


Institutions begin disclosures of say-on-pay votes
  • Stinson Leonard Street LLP
  • USA
  • August 31 2011

Institutional investment managers have begun disclosing their say-on-pay votes cast pursuant to Section 951 of the Dodd-Frank Act


Span-America has it their way when it recasts say-on-pay frequency results
  • Stinson Leonard Street LLP
  • USA
  • March 11 2011

It was bound to happen