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Results: 1-10 of 1,761

Developments in the Luxembourg Financial Sector
  • Dechert LLP
  • Luxembourg
  • December 15 2016

The Luxembourg financial regulator has published a circular on UCITS depositaries, clarifying the organisational arrangements and other rules provided


The Financial Report, 22 June 2017, News from Asia and the Pacific
  • DLA Piper LLP
  • Hong Kong, Japan, Singapore, Asia-Pacific, Australia
  • June 22 2017

Recommendation by the Advisory Group on Supervisory Approaches. The FSA announced its provisional translation of the Advisory Group on


Asset management industry: financial stability update, fall 2015
  • Dechert LLP
  • Global, USA
  • October 6 2015

As U.S. and global regulators continue to evaluate the potential impact, if any, of the asset management industry and its products and activities on


Financial services and banking news update, 16 June 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom
  • June 16 2017

The FCA has published an update on its regulatory sandbox. The regulatory sandbox provides a space where firms can pilot innovative products and


The Financial Report, 22 June 2017, News from Europe
  • DLA Piper LLP
  • European Union, USA
  • June 22 2017

ESMA consults on draft standards for trading obligation for derivatives under MiFIR. ESMA announced that it has published a consultation paper


International Regulatory Update 12 - 16 December 2016
  • Clifford Chance LLP
  • Global
  • December 20 2016

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Insurance safe harbor affords little certainty for non-US insurers
  • Eversheds Sutherland (US) LLP
  • USA
  • January 3 2013

As market participants are aware, the definition of "swap" that the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) added


CFTC issues foundational definitions for new OTC derivatives regulation
  • Hunton & Williams LLP
  • USA
  • August 15 2012

On August 13, 2012, the U.S. Commodity Futures Trading Commission (“CFTC” or “Commission”) issued a joint final rulemaking in conjunction with the U.S. Securities and Exchange Commission (“SEC”) further defining the term “Swap” as required under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which was enacted in July 2010 in response to the 2008 financial crisis


Surveying the Scene: Issues for the Global Securitisation Markets
  • Clifford Chance LLP
  • European Union, Global, United Kingdom, USA
  • May 31 2017

The securitisation markets are operating in a very different geopolitical and macroeconomic environment to the one that prevailed this time last year


Annual compliance obligations--what you need to know
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • January 7 2014

As the new year is upon us, there are some important annual compliance obligations Investment Advisers either registered with the Securities and