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Financial Regulatory Developments 14 November - Financial Stability Board (FSB)
  • Dentons
  • Global
  • November 14 2014

FSB has updated its lists of global systemically important institutions (G-SIs), in respect of insurers (G-SIIs) and banks (G-SIBs). (Source: FSB


Cross-border recognition of resolution actions
  • Sullivan & Cromwell LLP
  • Global
  • October 2 2014

On September 29, 2014, the Financial Stability Board (the “FSB”) published a consultative document concerning cross-border recognition of resolution


New and Disruptive Technologies: The Care and Feeding of the New Economy Expect Focus - Vol. I, Winter 2016
  • Carlton Fields
  • USA
  • May 5 2016

The Consumer Financial Protection Bureau (CFPB ) has taken its first UDAAP action against a consumer financial service provider related to data


Unlocking MiFID II: Launching our new MiFID II blog series
  • Berwin Leighton Paisner LLP
  • European Union, United Kingdom
  • May 5 2016

The comprehensive revisions to the Markets in Financial Instruments Directive (MiFID) in response to the financial crisis have had a troubled


New ban on the marketing of certain financial products
  • NautaDutilh
  • Belgium
  • June 11 2014

On 20 May 2014, the Royal Decree of 24 April 2014 approving the regulation of the Financial Services and Markets Authority (the "FSMA") banning the


Funds talk: June 2015
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • June 1 2015

When the International Swaps and Derivatives Association (ISDA) released the 2014 Resolution Stay Protocol, it marked a seismic shift in the rules


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know
  • Winston & Strawn LLP
  • USA
  • April 7 2016

Shortening the Settlement Cycle for Securities to T2: FINRA Requests Comment on Proposed Amendments to FINRA Rules to Support the Industry


International regulatory update 10 14 August 2015
  • Clifford Chance LLP
  • European Union
  • August 18 2015

The European Securities and Markets Authority (ESMA) has published four reports on how the European Markets Infrastructure Regulation (EMIR) framework


Legal trends: financial services regulatory
  • Blake Cassels & Graydon LLP
  • Canada
  • December 31 2015

Fintech is the single hottest topic for 2016 and the foreseeable future. From mobile payments to paperless processes to block-chain technology, the


House and Senate Financial Services Lawmakers Kick-Off the 115th Congress; Regulators Tackle Debt Collection, Insurance, and FinTech
  • Squire Patton Boggs
  • USA
  • January 17 2017

With the new Congress officially under way, both the Senate Banking and House Financial Services Committees have announced new Committee members