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Financial Services Update, Vol. 11, Issue 34
  • Winston & Strawn LLP
  • USA
  • September 19 2016

A federal court recently granted the Consumer Financial Protection Bureau (CFPB) summary judgment regarding liability against CashCall, Inc., its


Financial Services Update, vol. 11, no. 20
  • Winston & Strawn LLP
  • USA
  • May 23 2016

Last Friday, in a speech to the National Association of Insurance Commissioners, Daniel Tarullo, one of the Governors of the Federal Reserve Board of


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know - April 2016
  • Winston & Strawn LLP
  • USA
  • May 3 2016

Trade Reporting and Compliance Engine (TRACE): Exemption from Trade Reporting Obligation for Certain Transactions on Alternative Trading Systems


FINRA Regulatory Matters at a Glance: What Compliance Officers Need to Know
  • Winston & Strawn LLP
  • USA
  • April 7 2016

Shortening the Settlement Cycle for Securities to T2: FINRA Requests Comment on Proposed Amendments to FINRA Rules to Support the Industry


Financial services update March 31 2014 insights
  • Winston & Strawn LLP
  • USA
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use


Financial services update February 24 2014 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • February 24 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private


Financial services update December 16 2013 federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • December 16 2013

December 31, 2013 - Derivatives Clearing Organizations and International Standards. 78 FR 72475. Consumer Financial Protection Bureau. January 1


Federal rules effective dates - September 2013 - November 2013
  • Winston & Strawn LLP
  • USA
  • September 16 2013

Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations. 78 FR 49663. September 23, 2013 Clearing


Federal rules effective dates
  • Winston & Strawn LLP
  • USA
  • December 17 2012

Joint Final Rule - Commodity Futures Trading Commission; Securities and Exchange Commission


Systemically important firms
  • Winston & Strawn LLP
  • USA
  • February 21 2011

On February 17th, FDIC Chairman Sheila Bair, testifying before the Senate Banking Committee, discussed systemically important firms