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Best practices for Gramm-Leach-Bliley Compliance
  • Jackson Lewis PC
  • USA
  • March 8 2014

The U.S. Commodity Futures Trading Commission (Commission) issued a Staff Advisory on best practices for financial institutions that must comply with


Financial services update February 3 2014 Securities and Exchange Commission
  • Winston & Strawn LLP
  • USA
  • February 3 2014

On January 27th, SEC Chair Mary Jo White discussed the new analytical tools developed by the SEC. The Quantitative Analytics Unit in the SEC's


The Financial Report, 25 May 2017, US Commodity Futures Trading Commission Developments
  • DLA Piper LLP
  • USA
  • May 25 2017

The CFTC announced that it has unanimously approved amendments to its whistleblower rules. Based on a reinterpretation of the CFTC’s anti-retaliation


SFC proposes baseline cyber security requirements for internet trading
  • Hogan Lovells
  • Hong Kong
  • May 17 2017

The Hong Kong Securities and Futures Commission ("SFC") has issued a paper containing proposals to introduce cyber security guidelines under the


SEC and CFTC adopt rules on red flags and identity theft
  • Hunton & Williams LLP
  • USA
  • April 11 2013

On April 10, 2013, the Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC") jointly adopted rules that


Business law update - Spring 2014
  • Thompson Hine LLP
  • Canada, China, Germany, Japan, USA
  • March 24 2014

With deals today being larger and more global than ever before, a merger between two U.S. companies may have far-reaching effects in countries around


Expect focus - volume IV, fall 2014
  • Carlton Fields
  • USA
  • December 11 2014

In the digital age, newsgood and badtravels fast. So can its effect on your corporate image and success. From data breaches to innocent and vicious


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


Private fund update - October 20, 2014
  • Venable LLP
  • USA
  • October 20 2014

The Association for Corporate Growth is having a kick-off meeting conference call for its SEC Task ForceRegulatory Group this Wednesday, October 22


Expect focus - volume III, Summer 2014
  • Carlton Fields
  • USA
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and