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Financial services report, spring 2012
  • Morrison & Foerster LLP
  • USA
  • April 2 2012

A huge solar storm hit this winter, dumping enough energy in two days to power every residence in New York City for two years


SEC and CFTC jointly propose rules to help prevent and detect identity theft
  • Ropes & Gray LLP
  • USA
  • March 20 2012

On February 28, 2012, the SEC and CFTC (the “Commissions”) jointly issued proposed rules and guidelines intended to help protect investors from identity theft by ensuring that broker-dealers, mutual funds and other entities regulated by the Commissions create programs to detect and respond appropriately to red flags


Brussels GA&P (May 2014)
  • Gómez-Acebo & Pombo Abogados
  • European Union
  • May 29 2014

The last episode of the so-called smartphone patent wars has resulted in the European Commission declaring that Motorola Mobility (Motorola) incurred


Financial services update March 31 2014 insights
  • Winston & Strawn LLP
  • USA
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use


Financial services update, vol. 11, issue 1
  • Winston & Strawn LLP
  • USA
  • January 11 2016

On December 30, 2015, the U. S. District Court for the Central District of California denied a motion for judgment on the pleadings filed by CashCall


SEC investigation into illegal use of swaps in trading of private technology shares
  • Herbert Smith Freehills LLP
  • USA
  • July 6 2015

The SEC is understood to have subpoenaed a number of firms in connection with an investigation into the sale of private pre-IPO technology stocks


Financial services update vol. 10, issue 21
  • Winston & Strawn LLP
  • United Kingdom, USA
  • June 15 2015

Daniel Sibears, Executive Vice President for Regulatory Operations at the Financial Industry Regulatory Authority (“FINRA”), gave a speech at a


Cybersecurity and the concentration of FCMs subjects of upcoming CFTC Market Risk Advisory Committee meeting
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2015

The Commodity Futures Trading Commissions Market Risk Advisory Committee will next meet in June 2 in Washington, DC. The principal subjects to be


Hedge fund report - summary of key developments - spring 2015
  • Paul Hastings LLP
  • USA
  • June 1 2015

This continues to be a time of rapid change for the hedge fund industry, as the Securities and Exchange Commission (the "SEC"), the Commodity Futures


CFTC Proposes Cybersecurity Testing
  • Steptoe & Johnson LLP
  • USA
  • January 9 2016

Last month, the Commodity Futures Trading Commission (CFTC) approved for publication two proposed rules to amend existing regulations addressing