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Key year-end considerations for public companies
  • Gibson Dunn & Crutcher LLP
  • Iran, Syria, USA
  • November 2 2012

With the arrival of fall, calendar-year companies are gearing up for what promises to be another busy proxy season, preparing for new rules that will impact their disclosures and governance practices, and planning their 2013 board and committee calendars


Financial services regulatory reform update - August 6, 2012
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • August 6 2012

Members of Congress left town at the end of the week, fleeing the stifling heat of Washington, but not before providing a clear road map for the fall, lame duck and likely, the 2013 agenda


Financial services report, fall 2012
  • Morrison & Foerster LLP
  • USA
  • October 4 2012

The Mars rover "Curiosity" stuck a perfect landing this quarter


SEC and CFTC jointly propose rules to help prevent and detect identity theft
  • Ropes & Gray LLP
  • USA
  • July 11 2012

In February 2012, the SEC and the CFTC (together, the “Commissions”) jointly issued proposed rules and guidelines intended to help protect investors from identity theft by ensuring that investment advisers registered or required to register under the Advisers Act, broker-dealers, mutual funds, and other entities regulated by the Commissions create programs to detect and respond appropriately to red flags


Financial services regulatory reform update - July 30, 2012
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • July 30 2012

With many of the world’s eyes turning to London this weekend for the start of the 2012 Summer Olympics, lawmakers in the House and Senate were concerned with something very different coming out of London: the LIBOR scandal


The financial report November 21 2013 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • November 21 2013

According to CNBC, the Federal Reserve Board may delay by at least one year the implementation date for the Dodd-Frank Act’s Volcker Rule, which


International regulatory update 7 - 11 January 2013
  • Clifford Chance LLP
  • Global, India, Poland, Singapore, United Kingdom, USA, European Union, France
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage


CFTC Division of Market Oversight declares e-mail and instant messages are “records” subject to mandatory preservation
  • McDermott Will & Emery
  • USA
  • February 12 2009

Futures commission merchants, introducing brokers and members of designated contract markets must preserve e-mail messages, instant messages and other records concerning commodity futures, commodity options and cash commodities


FTC Red Flags Rule reminder to financial institutions and creditors
  • Winston & Strawn LLP
  • USA
  • May 19 2010

Beginning June 1, 2010, the Federal Trade Commission (the "FTC") will enforce its Red Flags Rule (the "Red Flags Rule"


CTFC proposes new rules for consumer privacy protection
  • Hunton & Williams LLP
  • USA
  • October 29 2010

On October 27, 2010, the U.S. Commodity Futures Trading Commission (the “CFTC”) issued two notices of proposed rulemaking (“NPRMs”), citing Gramm-Leach-Bliley Act (“GLBA”) privacy rules, and marketing and data disposal rules of the Fair Credit Report Act (“FCRA”