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Results: 1-10 of 805

Osler’s insights on key developments in 2014 and their implications for Canadian business.
  • Osler Hoskin & Harcourt LLP
  • Canada
  • December 9 2014

Four securities regulatory developments in 2014 warrant special attention:The Canadian Securities Administrators (CSA) proposed a new “permitted bid”


Expect focus - volume IV, fall 2014
  • Carlton Fields Jorden Burt
  • USA
  • December 11 2014

In the digital age, newsgood and badtravels fast. So can its effect on your corporate image and success. From data breaches to innocent and vicious


Private fund update - October 20, 2014
  • Venable LLP
  • USA
  • October 20 2014

The Association for Corporate Growth is having a kick-off meeting conference call for its SEC Task ForceRegulatory Group this Wednesday, October 22


Cybersecurity and the concentration of FCMs subjects of upcoming CFTC Market Risk Advisory Committee meeting
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2015

The Commodity Futures Trading Commissions Market Risk Advisory Committee will next meet in June 2 in Washington, DC. The principal subjects to be


Investment management legal regulatory update - February 2015
  • Morrison & Foerster LLP
  • USA
  • February 26 2015

On February 9, 2015, the Securities and Exchange Commission (SEC) proposed amendments to its rules to implement Section 955 of the Dodd-Frank Wall


SEC investigation into illegal use of swaps in trading of private technology shares
  • Herbert Smith Freehills LLP
  • USA
  • July 6 2015

The SEC is understood to have subpoenaed a number of firms in connection with an investigation into the sale of private pre-IPO technology stocks


International regulatory update - 9 - 13 February 2015
  • Clifford Chance LLP
  • Australia, European Union, Germany, South Korea, USA
  • February 17 2015

The EU Council's Permanent Representatives Committee (COREPER) has agreed the EU Council's negotiating stance on the proposed regulation on indices


International regulatory update - 2 6 June 2014
  • Clifford Chance LLP
  • European Union, Germany, Global, Netherlands, Singapore, United Arab Emirates, United Kingdom, USA
  • June 9 2014

The EU Commission has issued a request to the European Securities and Markets Authority (ESMA) for technical advice on implementing acts concerning


Reminder for fund managers on the November 20 identity theft red flags rules deadline
  • Schulte Roth & Zabel LLP
  • USA
  • November 6 2013

On April 10, 2013, the U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission approved joint final identity theft rules


Wyndham directors found not liable for data breach
  • Steptoe & Johnson LLP
  • USA
  • November 22 2014

A federal district court in New Jersey has ruled that the board of directors of Wyndham Worldwide Corp. is not liable to a shareholder for alleged