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CFTC issues Advisory on compliance with Gramm-Leach-Bliley Act security safeguards
  • Katten Muchin Rosenman LLP
  • USA
  • February 28 2014

On February 26, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory 14-21 to


The new identity theft red flags rules - get ready!
  • Day Pitney LLP
  • USA
  • May 10 2013

In our April 15 Alert, we discussed the Securities and Exchange Commission's and the Commodity Futures Trading Commission's new rules requiring


SEC and CFTC adopt rules to help protect investors from identity theft
  • Paul Hastings LLP
  • USA
  • April 18 2013

The Securities and Exchange Commission ("SEC") and Commodity Futures Trading Commission ("CFTC") have jointly adopted rules, in accordance with the


SEC and CFTC issue final red flags rules relating to identity theft
  • Sidley Austin LLP
  • USA
  • April 25 2013

The Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC" and together with the SEC, the "Commissions"


CFTC and SEC adopt identity theft rules
  • Davis Polk & Wardwell LLP
  • USA
  • April 29 2013

On April 10, 2013, the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC," and together with the


SEC and CFTC issue identity theft red flags rules applicable to financial institutions and creditors
  • Dechert LLP
  • USA
  • April 23 2013

The SEC and CFTC recently issued joint Identity Theft Red Flags Rules (the "Rules"), which are rules and guidelines requiring certain financial


CFTC issues recommended best practices for security of financial Information
  • Reed Smith LLP
  • USA
  • March 6 2014

Last week, the Staff of the Commodity Futures Trading Commission (CFTC) issued Staff Advisory 14-21 on the subject of "Gramm-Leach-Bliley Act


Expect focus - volume III, Summer 2014
  • Carlton Fields Jorden Burt
  • USA
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and


Osler’s insights on key developments in 2014 and their implications for Canadian business.
  • Osler Hoskin & Harcourt LLP
  • Canada
  • December 9 2014

Four securities regulatory developments in 2014 warrant special attention:The Canadian Securities Administrators (CSA) proposed a new “permitted bid”


Expect focus - volume IV, fall 2014
  • Carlton Fields Jorden Burt
  • USA
  • December 11 2014

In the digital age, newsgood and badtravels fast. So can its effect on your corporate image and success. From data breaches to innocent and vicious