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Results: 1-10 of 1,078

Expect focus - volume IV, fall 2014
  • Carlton Fields
  • USA
  • December 11 2014

In the digital age, newsgood and badtravels fast. So can its effect on your corporate image and success. From data breaches to innocent and vicious


Osler’s insights on key developments in 2014 and their implications for Canadian business.
  • Osler Hoskin & Harcourt LLP
  • Canada
  • December 9 2014

Four securities regulatory developments in 2014 warrant special attention:The Canadian Securities Administrators (CSA) proposed a new “permitted bid”


Private fund update - October 20, 2014
  • Venable LLP
  • USA
  • October 20 2014

The Association for Corporate Growth is having a kick-off meeting conference call for its SEC Task ForceRegulatory Group this Wednesday, October 22


The new identity theft red flags rules - get ready!
  • Day Pitney LLP
  • USA
  • May 10 2013

In our April 15 Alert, we discussed the Securities and Exchange Commission's and the Commodity Futures Trading Commission's new rules requiring


Reminder for fund managers on the November 20 identity theft red flags rules deadline
  • Schulte Roth & Zabel LLP
  • USA
  • November 6 2013

On April 10, 2013, the U.S. Securities and Exchange Commission and the Commodity Futures Trading Commission approved joint final identity theft rules


CFTC issues GLBA security guidelines
  • Hogan Lovells
  • USA
  • March 13 2014

The Commodity Futures Trading Commission (CFTC) has issued guidance for CFTC-regulated financial institutions on compliance with the security


Brussels GA&P (May 2014)
  • Gómez-Acebo & Pombo Abogados
  • European Union
  • May 29 2014

The last episode of the so-called smartphone patent wars has resulted in the European Commission declaring that Motorola Mobility (Motorola) incurred


CFTC proposes rules to improve account ownership and control data collection
  • Winston & Strawn LLP
  • USA
  • July 19 2010

On July 12th, the CFTC proposed for public comment new rules for the collection of certain ownership, control, and other information for all trading accounts active on U.S. futures exchanges and other reporting entities


CFTC and SEC announce focus on cybersecurity
  • Jones Day
  • USA
  • April 23 2014

Recent steps by the Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") show that both agencies will


SEC and CFTC adopt rules on red flags and identity theft
  • Hunton & Williams LLP
  • USA
  • April 11 2013

On April 10, 2013, the Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC") jointly adopted rules that