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SEC investigation into illegal use of swaps in trading of private technology shares
  • Herbert Smith Freehills LLP
  • USA
  • July 6 2015

The SEC is understood to have subpoenaed a number of firms in connection with an investigation into the sale of private pre-IPO technology stocks


The U.S. Legal and Regulatory Environment Under a Trump Administration
  • Skadden Arps Slate Meagher & Flom LLP
  • USA
  • November 14 2016

Election Day brought an end to a long period of uncertainty that caused market fluctuations and delayed business planning decisions. As we navigate


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Election 2016: The revolution is upon us
  • Baker & Hostetler LLP
  • USA
  • November 10 2016

In the most shocking election upset in the history of the nation, Donald Trump created a political coalition centered on economic populism and


CFTC recommends best practices for data privacy and information security
  • McGuireWoods LLP
  • USA
  • February 28 2014

Consistent with requirements under the Gramm-Leach-Bliley Act (GLBA) and regulations adopted by the Commodity Futures Trading Commission (CFTC) and


International Regulatory Update 10 - 14 October 2016
  • Clifford Chance LLP
  • Hong Kong, USA
  • October 18 2016

The European Securities and Markets Authority (ESMA) and the European Banking Authority (EBA) have both published their work programmes for 2017


Investment Funds Update: Europe - Issue 8, 2016
  • Dechert LLP
  • European Union, France, Germany, Ireland, Luxembourg, United Kingdom
  • October 17 2016

Dechert's investment funds update discusses the key legal and regulatory updates for the funds industry from the primary European asset management


General Counsel update - February 2014
  • Herbert Smith Freehills LLP
  • Global
  • February 27 2014

The Trans-Pacific Partnership (TPP), the Free Trade Agreement Covering the major economies of the Pacific Rim, is thought to be Nearing signature


Expect focus - volume III, Summer 2014
  • Carlton Fields
  • USA
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and


SEC and CFTC issue final rules on identity theft protection
  • Debevoise & Plimpton LLP
  • USA
  • April 16 2013

On April 10, 2013, the Securities and Exchange Commission (the "SEC") and the Commodities Futures Trading Commission (the "CFTC") (together the