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New year to bring increased regulatory focus on cybersecurity for financial institutions
  • Vedder Price PC
  • USA
  • January 8 2015

Having weathered the cybersecurity turbulence of 2014, the financial services sector can look forward to increased regulatory attention from federal


Brussels GA&P (May 2014)
  • Gómez-Acebo & Pombo Abogados
  • European Union
  • May 29 2014

The last episode of the so-called smartphone patent wars has resulted in the European Commission declaring that Motorola Mobility (Motorola) incurred


Key year-end considerations for public companies
  • Gibson Dunn & Crutcher LLP
  • Iran, Syria, USA
  • November 2 2012

With the arrival of fall, calendar-year companies are gearing up for what promises to be another busy proxy season, preparing for new rules that will impact their disclosures and governance practices, and planning their 2013 board and committee calendars


CFTC advisory on Gramm-Leach-Bliley Act security safeguards
  • Debevoise & Plimpton LLP
  • USA
  • February 28 2014

On February 26, 2014, the Division of Swap Dealer and Intermediary Oversight ("DSIO") of the Commodity Futures Trading Commission (the "CFTC") issued


Best practices for Gramm-Leach-Bliley Compliance
  • Jackson Lewis PC
  • USA
  • March 8 2014

The U.S. Commodity Futures Trading Commission (Commission) issued a Staff Advisory on best practices for financial institutions that must comply with


Financial services update April 21 2014 Securities and Exchange Commission
  • Winston & Strawn LLP
  • USA
  • April 21 2014

On April 16th, the SEC voted to propose new rules for security-based Swap Dealers and major security-based swap market participants. The proposed


The financial report November 21 2013 - news from the Americas
  • DLA Piper LLP
  • Canada, USA
  • November 21 2013

According to CNBC, the Federal Reserve Board may delay by at least one year the implementation date for the Dodd-Frank Act’s Volcker Rule, which


SEC and CFTC propose rules to help detect and prevent identity theft
  • Morrison & Foerster LLP
  • USA
  • May 10 2012

On February 28, 2012, the SEC and the CFTC jointly proposed rules that would require funds and advisers to affirmatively combat identity theft


SEC and CFTC issue proposed rules on identity theft
  • Jorden Burt LLP
  • USA
  • March 6 2012

On February 28, 2012, the Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC") (jointly, the "Commissions") issued proposed rules and guidelines related to identity theft (the "Joint Proposed Rules"


CFTC and SEC jointly propose rules to protect against identity theft
  • Winston & Strawn LLP
  • USA
  • March 5 2012

On February 28th, the CFTC and SEC jointly published for comment a proposed rule aimed at protecting investors from identity theft by ensuring that broker-dealers, mutual funds, and other SEC-regulated entities create programs to detect and respond appropriately to red flags