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Cybersecurity and the concentration of FCMs subjects of upcoming CFTC Market Risk Advisory Committee meeting
  • Katten Muchin Rosenman LLP
  • USA
  • May 10 2015

The Commodity Futures Trading Commissions Market Risk Advisory Committee will next meet in June 2 in Washington, DC. The principal subjects to be


Private fund update - October 20, 2014
  • Venable LLP
  • USA
  • October 20 2014

The Association for Corporate Growth is having a kick-off meeting conference call for its SEC Task ForceRegulatory Group this Wednesday, October 22


Financial services report, spring 2012
  • Morrison & Foerster LLP
  • USA
  • April 2 2012

A huge solar storm hit this winter, dumping enough energy in two days to power every residence in New York City for two years


CFTC issues GLBA security guidelines
  • Hogan Lovells
  • USA
  • March 13 2014

The Commodity Futures Trading Commission (CFTC) has issued guidance for CFTC-regulated financial institutions on compliance with the security


Financial Services Update, Vol. 11, Issue 38
  • Winston & Strawn LLP
  • USA
  • October 17 2016

The SEC announced on October 11th that it filed a record number of enforcement actions in fiscal year 2016. During the fiscal year, which ended


CFTC and SEC announce focus on cybersecurity
  • Jones Day
  • USA
  • April 23 2014

Recent steps by the Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") show that both agencies will


CFTC issues Advisory on compliance with Gramm-Leach-Bliley Act security safeguards
  • Katten Muchin Rosenman LLP
  • USA
  • February 28 2014

On February 26, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission issued Advisory 14-21 to


Roundup of upcoming cases and anticipated UK regulatory developments
  • DLA Piper LLP
  • United Kingdom
  • November 7 2016

Welcome to the second edition of the On the Horizon newsletter - a regular update on upcoming cases and anticipated regulatory


Financial Services Update, Vol. 11, Issue 41
  • Winston & Strawn LLP
  • USA
  • November 7 2016

With the U.S. Presidential election set for Tuesday, November 8, Americans will soon learn who will run the country for the next four years. But


Election 2016: The revolution is upon us
  • Baker & Hostetler LLP
  • USA
  • November 10 2016

In the most shocking election upset in the history of the nation, Donald Trump created a political coalition centered on economic populism and