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Financial Services Nominees in the Spotlight as Agencies Under Scrutiny
  • Squire Patton Boggs
  • USA
  • March 20 2017

This week, two Senate committees will consider the nominations of President Trump’s picks to lead the Department of Labor (DOL) and the Securities


How the Trump Administration May Impact the Oversight and Enforcement of Dodd-Frank’s Whistleblower Protections
  • Epstein Becker Green
  • Ireland, USA
  • March 3 2017

On the campaign trail, President Trump vowed to “dismantle” Dodd-Frank. Dodd-Frank was enacted in the wake of the 2008 financial crisis to curtail


Nutter Bank Report, February 2017
  • Nutter McClennen & Fish LLP
  • USA
  • February 28 2017

The Nutter Bank Report is a monthly publication of the firm's Banking and Financial Services Group


Reference Tool: Financial Regulations That Could be Impacted by the New Administration
  • Sidley Austin LLP
  • USA
  • February 28 2017

To date, the chorus of the new administration has been deregulation. President Donald Trump has stated that he plans “to be cutting a lot out of


SEC Whistleblower Protection: Recent Cautionary Tales and New Best Practices
  • Katten Muchin Rosenman LLP
  • USA
  • February 23 2017

Although 2017 has barely begun, the Securities and Exchange Commission (SEC) has continued to aggressively pursue enforcement actions against


Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors
  • Weil Gotshal & Manges LLP
  • USA
  • February 23 2017

Over the course of the last year there have been a number of regulatory developments affecting private funds and their investment advisers that


SEC Whistleblower Protection: Recent Cautionary Tales and New Best Practices
  • Katten Muchin Rosenman LLP
  • USA
  • February 23 2017

Although 2017 has barely begun, the Securities and Exchange Commission (SEC) has continued to aggressively pursue enforcement actions against


BREXIT: charting a new course
  • Herbert Smith Freehills LLP
  • European Union, Global, OECD, United Kingdom, USA
  • February 21 2017

If 2016 ended with more questions than answers as to how Brexit would take shape, 2017 began with at least a little more clarity. Speeches delivered


2017 Update for Investment Advisers
  • Sidley Austin LLP
  • USA
  • February 17 2017

Investment advisers registered with the Securities and Exchange Commission (SEC) have certain annual requirements under the Investment Advisers Act


CHOICE Act 2.0, Insurance Regulation Take Center Stage; DoL Fiduciary Rule May Be Delayed as Other Regulators Review Regs
  • Squire Patton Boggs
  • USA
  • February 13 2017

Last Tuesday, February 7, the House Financial Services Committee held a meeting to approve its Authorization and Oversight Plan (Plan) for the 115th