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CFTC Revises Whistleblower Rule to Enhance Anti-Retaliation Protection
  • Stinson Leonard Street LLP
  • USA
  • May 22 2017

The CFTC has adopted final amendments to its whistleblower rules that will, among other things, strengthen the CFTC’s anti-retaliation protections for


Financial Services Update, Vol. 12, Issue 17
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • April 24 2017

Among recent financial services regulatory developments, there appear to be at least four worthy of particular note. First, the Consumer Financial


Sidley Perspectives on M&A and Corporate Governance
  • Sidley Austin LLP
  • USA
  • April 12 2017

Sidley is pleased to share the April issue of Sidley Perspectives on M&A and Corporate Governance, a bimonthly newsletter designed to keep you


Financial Services Update, Vol. 12, Issue 15
  • Winston & Strawn LLP
  • USA
  • April 10 2017

Winston & Strawn’s weekly Financial Services Update publication covers news pertinent to the financial services industry and provides summary


Ropes & Gray’s Investment Management Update: February 2017 - March 2017
  • Ropes & Gray LLP
  • USA
  • April 6 2017

The following summarizes recent legal developments of note affecting the mutual fundinvestment management industry: SEC Issues Guidance Update on


Financial Services Nominees in the Spotlight as Agencies Under Scrutiny
  • Squire Patton Boggs
  • USA
  • March 20 2017

This week, two Senate committees will consider the nominations of President Trump’s picks to lead the Department of Labor (DOL) and the Securities


How the Trump Administration May Impact the Oversight and Enforcement of Dodd-Frank’s Whistleblower Protections
  • Epstein Becker Green
  • Ireland, USA
  • March 3 2017

On the campaign trail, President Trump vowed to “dismantle” Dodd-Frank. Dodd-Frank was enacted in the wake of the 2008 financial crisis to curtail


Reference Tool: Financial Regulations That Could be Impacted by the New Administration
  • Sidley Austin LLP
  • USA
  • February 28 2017

To date, the chorus of the new administration has been deregulation. President Donald Trump has stated that he plans “to be cutting a lot out of


Nutter Bank Report, February 2017
  • Nutter McClennen & Fish LLP
  • USA
  • February 28 2017

The Nutter Bank Report is a monthly publication of the firm's Banking and Financial Services Group


SEC Whistleblower Protection: Recent Cautionary Tales and New Best Practices
  • Katten Muchin Rosenman LLP
  • USA
  • February 23 2017

Although 2017 has barely begun, the Securities and Exchange Commission (SEC) has continued to aggressively pursue enforcement actions against