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Results: 1-10 of 1,298

Reform or recalibration?
  • Morrison & Foerster LLP
  • USA
  • June 22 2017

In the absence of legislative proposals from the Trump Administration, the US Congress looks to roll back Dodd-Frank. But while any dramatic changes


Acting CFTC Chairman Explains Zero-Based Budgeting Approach to Congressional Committee in Defending Request for Increased 2018 FY Funding
  • Katten Muchin Rosenman LLP
  • USA
  • June 11 2017

Last week, J. Christopher Giancarlo, Acting Chairman of the Commodity Futures Trading Commission, proposed a 12.6 percent increase in the agency's


Financial CHOICE Act of 2017 - House Passes Financial Regulatory Reform Legislation
  • Sullivan & Cromwell LLP
  • USA
  • June 9 2017

Late yesterday, the U.S. House of Representatives, voting almost entirely along party lines, passed H.R. 10, the "Financial CHOICE Act of 2017" (the


The Financial Report, 8 June 2017, US Exchanges and Self-Regulatory Organizations
  • DLA Piper LLP
  • USA
  • June 8 2017

The MSRB requested additional comments on draft amendments to MSRB Rule G-34, on obtaining CUSIP numbers


Financial Services Update, Vol. 12, Issue 22
  • Winston & Strawn LLP
  • European Union, United Kingdom, USA
  • June 5 2017

On June 1, in the wake of the Department of Labor’s (“DOL”) announcement that it would not seek to delay further the June 9 effective date of the


CFTC Issues Final Rules to Expand Its Whistleblower Authority
  • Sullivan & Cromwell LLP
  • USA
  • June 5 2017

On May 22, 2017, the Commodity Futures Trading Commission (the "CFTC") unanimously adopted final rules to amend and update Part 165 of the CFTC's


House Set to Vote on CHOICE Act; Agency Nominations, Budgets, and Rulemakings Under Review
  • Squire Patton Boggs
  • USA
  • June 5 2017

This week, the House is set to vote on H.R. 10, the Financial CHOICE Act of 2017 (CHOICE Act). After a contentious markup in the House Financial


Funds Talk: June 2017
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • June 1 2017

FINRA has introduced an expansion of Rule 4210 (the Rule), effective Dec. 15, 2017, importing margin concepts into the world of mortgage-backed


100 days of President Trump
  • Dentons
  • European Union, United Kingdom, USA
  • May 30 2017

Dentons is pleased to share the thoughts and unique perspectives on President Trump’s first 100 days in office of two of its distinguished and


CFTC Approves Amendments to Whistleblower Rules
  • Katten Muchin Rosenman LLP
  • USA
  • May 26 2017

On May 22, the Commodity Futures Trading Commission approved amendments to the whistleblower rules 17 CFR Part 165. The amended rules strengthen the