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How the 2016 Election Will Impact Public Policy Developments
  • Steptoe & Johnson LLP
  • USA
  • September 27 2016

Last night’s presidential debate marked the beginning of the final phase leading to November’s presidential and congressional elections. To be sure


DOL joins SEC in attack on severance agreement clauses
  • Baker & Hostetler LLP
  • USA
  • September 26 2016

Companies cannot prohibit their former employees from collecting whistleblower awards, says the DOL in a recently released memo. Moreover, even asking


Federal Civil Penalties Set to Increase Significantly, Many Present Retroactivity Concerns
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • September 14 2016

Over the past several months, many federal agencies have adopted rules significantly increasing the maximum civil monetary penalties ("CMPs") they can


Workplace Policy Institute Insider Report September 2016
  • Littler Mendelson PC
  • Ireland, USA
  • September 2 2016

August is typically a slow month in Washington. When Congress is out of session, there is an exodus from the hot and humid Capital. However, with


CFTC Proposes Amendments to Whistleblower Awards Process
  • Katten Muchin Rosenman LLP
  • USA
  • September 2 2016

On August 30, the Commodity Futures Trading Commission published in the Federal Register proposed amendments to its whistleblower awards process (17


White Collar Enforcement RoundupSummertime BlueSheet Edition
  • Manatt Phelps & Phillips LLP
  • USA
  • September 2 2016

What do fraudulent FX transactions, front running, overcharging for exchange and clearing fees, blue sheet violations, hoots and


Outlook For Fall & Lame Duck
  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • USA
  • August 30 2016

As summer ends and we look ahead to cooler weather, a historic presidential election, and a legislative and regulatory calendar that has numerous


SEC Finds Certain Separation Agreement Provisions Unlawful Under Dodd-Frank Whistleblower Rule
  • Epstein Becker Green
  • USA
  • August 18 2016

Twice in the past two weeks, the Securities and Exchange Commission ("SEC" or "Commission") issued a cease-and-desist order settling proceedings


Investment Management Legal Regulatory Update - August 2016
  • Morrison & Foerster LLP
  • USA
  • August 16 2016

First, the SEC required funds to designate a Chief Compliance Officer. Then, the SEC proposed that funds designate a liquidity risk manager and


Retroactive Civil Penalty Increases?
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • August 10 2016

Over the past several months, many federal agencies have adopted rules significantly increasing the maximum civil monetary penalties (CMPs) they can