We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance

Results: 1-10 of 961

Doing business in Canada - October 2016
  • Aird & Berlis LLP
  • Canada, OECD, USA
  • October 17 2016

Doing Business in Canada OCTOBER 2016 Global Experience, Canadian ExpertiseTM airdberlis.com Doing Business in Canada OCTOBER 2016 We are committed to

Whistleblowers Are Getting Much-Needed Help from the CFTC
  • Katz Marshall & Banks LLP
  • USA
  • October 13 2016

As part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Congress mandated that the Commodity Futures Trading Commission

The Compliance and Enforcement Environment: Where Things Stand in the Autumn of 2016
  • Quarles & Brady LLP
  • USA
  • October 11 2016

Corporate compliance is under greater scrutiny and enforcement pressure than ever. SEC Whistleblowers and Penalties (including Foreign Corrupt

Financial Services Update, Vol 11, Issue 36
  • Winston & Strawn LLP
  • Ireland, USA
  • October 3 2016

In a September 21, 2016 complaint filed in federal district court in Philadelphia, the Securities and Exchange Commission (“SEC”) charged Leon

How the 2016 Election Will Impact Public Policy Developments
  • Steptoe & Johnson LLP
  • USA
  • September 27 2016

Last night’s presidential debate marked the beginning of the final phase leading to November’s presidential and congressional elections. To be sure

DOL joins SEC in attack on severance agreement clauses
  • Baker & Hostetler LLP
  • USA
  • September 26 2016

Companies cannot prohibit their former employees from collecting whistleblower awards, says the DOL in a recently released memo. Moreover, even asking

Federal Civil Penalties Set to Increase Significantly, Many Present Retroactivity Concerns
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • September 14 2016

Over the past several months, many federal agencies have adopted rules significantly increasing the maximum civil monetary penalties ("CMPs") they can

Workplace Policy Institute Insider Report September 2016
  • Littler Mendelson PC
  • Ireland, USA
  • September 2 2016

August is typically a slow month in Washington. When Congress is out of session, there is an exodus from the hot and humid Capital. However, with

CFTC Proposes Amendments to Whistleblower Awards Process
  • Katten Muchin Rosenman LLP
  • USA
  • September 2 2016

On August 30, the Commodity Futures Trading Commission published in the Federal Register proposed amendments to its whistleblower awards process (17

White Collar Enforcement RoundupSummertime BlueSheet Edition
  • Manatt Phelps & Phillips LLP
  • USA
  • September 2 2016

What do fraudulent FX transactions, front running, overcharging for exchange and clearing fees, blue sheet violations, hoots and