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Results: 1-10 of 382

The Financial Report June 25, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong
  • June 25 2015

The Australian Securities & Investments Commission (ASIC) updated its regulatory guidance, 15-155MR, for investors to help them in taking collective


First phase of new regime on OTC derivatives targeted for implementation in July 2015
  • Herbert Smith Freehills LLP
  • Hong Kong
  • June 18 2015

The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) are on course to implement the first phase of the new


Hong Kong OTC derivatives regulation reporting rules set to take effect
  • Deacons
  • Hong Kong
  • June 15 2015

Hong Kong reporting obligations for certain OTC derivative transactions will come into effect on 10 July 2015. For asset managers, the reporting


A sign of things to come: securities and futures trends analysis
  • Dechert LLP
  • Hong Kong
  • June 15 2015

2008 marked the height of the global financial crisis. The intervening years have seen criticism of financial regulators, a variety of enforcement


The Financial Report June 11, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, China, Hong Kong, Japan, Singapore
  • June 11 2015

The Hong Kong Securities and Futures Commission (SFC) released consultation conclusions on proposed amendments to the Securities and Futures


Hong Kong OTC derivatives reporting: what you need to know
  • Clifford Chance LLP
  • Hong Kong
  • June 3 2015

The Hong Kong Monetary Authority ("HKMA") and the Securities and Futures Commission ("SFC") recently published their Conclusions on Further


A sign of things to come: securities and futures trends analysis
  • Dechert LLP
  • Hong Kong
  • June 1 2015

2008 marked the height of the global financial crisis. The intervening years have seen criticism of financial regulators, a variety of enforcement


Financial litigation roundup - Spring 2015
  • RPC
  • European Union, Hong Kong, Singapore, United Kingdom
  • May 26 2015

The High Court clarifies the position regarding liability of investment managers, applying established legal principles of agency and inducement


The Financial Report May 21, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong
  • May 21 2015

The Australian Securities & Investments Commission (ASIC) published “ASIC’s guide for small business directors,” which provides an overview of


Hong Kong SFC licensed corporations to be exempted from CFTC registration as FCMs when dealing with US customers in relation to futures trading
  • Herbert Smith Freehills LLP
  • Hong Kong
  • May 13 2015

The US Commodity Futures Trading Commission (CFTC) has recently issued a Regulation 30.10 order to the Securities and Futures Commission (SFC) in