We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 413

Hong Kong regulatory bulletin - August 2015
  • Cadwalader Wickersham & Taft LLP
  • Hong Kong
  • August 28 2015

The Securities and Futures Commission (SFC) has published a consultation paper on proposed changes to the Securities and Futures (Financial


HKSFC issues circular on application process for exemptive relief under CFTC Regulation 30.10
  • Katten Muchin Rosenman LLP
  • Hong Kong
  • August 14 2015

On August 13, the Hong Kong Securities and Futures Commission (HKSFC) issued a circular describing the application procedure for certain licensed


Hong Kong to introduce Volatility Control Mechanism and a new Closing Auction Session in 2016
  • Mayer Brown JSM
  • Hong Kong
  • July 23 2015

In its "Consultation Conclusions on Proposal for Introduction of Volatility Control Mechanism in the Securities and Derivatives Markets and Closing


Hong Kong consultation on changes to the Securities and Futures (Financial Resources) Rules
  • Norton Rose Fulbright LLP
  • Global, Hong Kong
  • July 22 2015

On 17 July 2015, the Securities and Futures Commission (SFC) released a consultation paper on proposed changes to the Securities and Futures


Proposed legislative amendments to enable the SFC to provide active assistance to overseas regulators on supervisory matters
  • Herbert Smith Freehills LLP
  • Hong Kong
  • July 20 2015

On 12 June 2015, the Securities and Futures (Amendment) Bill 2015 (Bill) was tabled before the Legislative Council. The Bill proposes, among other


CFTC requests comments on petition for exemption from DCO registration by OTC clearing Hong Kong limited
  • Katten Muchin Rosenman LLP
  • Hong Kong
  • July 10 2015

The Commodity Futures Trading Commission is requesting public comment on a petition for exemption from registration as a derivatives clearing


The Financial Report July 9, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Singapore
  • July 9 2015

The Monetary Authority of Singapore (MAS) published its “Response to Feedback Received - Public Consultation on Guidelines on Good Drafting Practices


The Financial Report June 25, 2015 - news from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong
  • June 25 2015

The Australian Securities & Investments Commission (ASIC) updated its regulatory guidance, 15-155MR, for investors to help them in taking collective


First phase of new regime on OTC derivatives targeted for implementation in July 2015
  • Herbert Smith Freehills LLP
  • Hong Kong
  • June 18 2015

The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) are on course to implement the first phase of the new


Hong Kong OTC derivatives regulation reporting rules set to take effect
  • Deacons
  • Hong Kong
  • June 15 2015

Hong Kong reporting obligations for certain OTC derivative transactions will come into effect on 10 July 2015. For asset managers, the reporting