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Results: 1-10 of 637

Mandatory Electronic Filing of Disclosure of Interests to Commence in July 2017
  • Allen & Overy LLP
  • Hong Kong
  • May 17 2017

The Hong Kong Government and the Securities and Futures Commission (SFC) have announced the introduction of mandatory electronic filing (Mandatory


SFC proposes baseline cyber security requirements for internet trading
  • Hogan Lovells
  • Hong Kong
  • May 17 2017

The Hong Kong Securities and Futures Commission ("SFC") has issued a paper containing proposals to introduce cyber security guidelines under the


Derivatives Quarterly Newsletter: 1st Quarter 2017
  • Sidley Austin LLP
  • Global, Hong Kong, USA
  • May 16 2017

On January 5, 2017, the CFTC approved the NFA's amendment to NFA Compliance Rule 2-36, which requires forex dealer members to provide customers with


HK Regulators Consider Carve-Out of Delta One Warrants From the Definition of OTC Product
  • Katten Muchin Rosenman LLP
  • Hong Kong
  • April 30 2017

The Hong Kong Monetary Authority and the HK Securities and Futures Commission solicited comment on a proposal to exclude delta one warrants from its


International Regulatory Update 17 - 21 April 2017
  • Clifford Chance LLP
  • European Union, Global, Hong Kong
  • April 25 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


SFC concludes consultation on position limits
  • Deacons
  • Hong Kong
  • April 25 2017

On 21 March 2017, the Securities and Futures Commission (SFC) released its Consultation Conclusions on Proposed Enhancements to the Position Limit


Consultation conclusions published on protected arrangements regulation under financial institutions (resolution) ordinance
  • Herbert Smith Freehills LLP
  • Hong Kong
  • April 6 2017

The Financial Services and the Treasury Bureau, jointly with the Hong Kong Monetary Authority (HKMA), the Securities and Futures Commission (SFC) and


International Regulatory Update 27 - 31 March 2017
  • Clifford Chance LLP
  • European Union, Hong Kong, United Kingdom
  • April 4 2017

Clifford Chance's International Regulatory Update is a weekly digest of significant regulatory developments affecting banking and investment banking


Hong Kong: New Manager-in-Charge regime in force 18 April 2017
  • DLA Piper LLP
  • Hong Kong
  • March 31 2017

The new Securities and Futures Commission (SFC) Manager-In-Charge regime will come into force on 18 April 2017. The regime will apply to all licensed


The Manager-in-Charge Regime: Ruffling feathers in the year of the Rooster?
  • Allen & Overy LLP
  • Hong Kong
  • March 30 2017

On 16 December 2016, the Securities and Futures Commission (SFC) announced the introduction of a Manager-inCharge initiative (MIC Regime) aimed at