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Results: 1-10 of 450

New HK fund vehicle takes shape
  • Deacons
  • Hong Kong
  • February 1 2016

On 15 January 2016, Hong Kong's government gazetted proposed amendments to the Securities and Futures Ordinance to allow for the establishment of


International regulatory update 4 - 8 January 2016
  • Clifford Chance LLP
  • Australia, Belgium, European Union, Germany, Hong Kong, Luxembourg, Netherlands, South Korea, Spain, United Kingdom, USA
  • January 12 2016

Clifford Chance’s International Regulatory Update is a weekly digest of significant regulatory developments, drawing on our daily content from our


Non-EU regulatory highlights - Hong Kong
  • Holman Fenwick Willan LLP
  • Hong Kong, USA
  • January 11 2016

On 23 December 2015, the Hong Kong Securities and Futures Commission (SFC) announced that it has entered into a Memorandum of Understanding (MoU


The Financial Report January 7, 2016 - News from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Japan
  • January 7 2016

The Council of Experts Concerning the Japanese Version of the Stewardship Code, which published the Principles for Institutional Investors in 2014


And a Partridge in a Pear Tree: Top 12 Regulatory Heads-up for the Holidays - from Asia and Beyond
  • Dechert LLP
  • China, European Union, Hong Kong, USA
  • December 23 2015

European governments have until 18 March 2016 to transpose UCITS V into national law. The European Securities and Markets Authority (ESMA) issued its


Hong Kong publishes consultation on margin requirements for uncleared OTC derivatives transactions
  • Clifford Chance LLP
  • Hong Kong
  • December 21 2015

On 3 December 2015, the Hong Kong Monetary Authority (HKMA) published a consultation paper (the Consultation Paper) containing a draft module (the


Financial Litigation roundup - Winter 2015
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • December 17 2015

The High Court clarified the duties owed by financial institutions when providing regulated investment advice and conducting subsequent reviews of


SFC proposes amendments to regulation of automated trading services guidelines
  • Clifford Chance LLP
  • Hong Kong
  • December 14 2015

On 20 November 2015 the Securities and Futures Commission (SFC) published its Consultation Paper on Proposed Amendments to the Guidelines for the


HK SFC Mandates Suitability Clause in All Client Agreements of Members, Including for Futures
  • Katten Muchin Rosenman LLP
  • Hong Kong
  • December 13 2015

The Hong Kong Securities and Futures Commission will require all regulated intermediaries to include a new clause in their client agreements


ESMA and SFC agree derivatives MoU
  • Dentons
  • European Union, Hong Kong
  • December 4 2015

ESMA and the Securities and Futures Commission (SFC) of Hong Kong have concluded a memorandum of understanding (MoU), the first that will allow the