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HK Derivatives Regulator Proposes to Amend Position Limits Regime to Authorize Higher Excess Levels
  • Katten Muchin Rosenman LLP
  • Hong Kong
  • September 25 2016

The Hong Kong Securities and Futures Commission issued a consultation on its proposal to increase the cap on excess position limits that may be


The Delta Report: Derivatives Newsletter, September 2016
  • White & Case LLP
  • European Union, Global, Hong Kong, United Kingdom, USA
  • September 23 2016

On March 16, 2016, the Commodity Futures Trading Commission (“CFTC”) approved a final rule (“TO Final Rule”) that amends its trade option exemption


SFC designates central counterparties for Hong Kong OTC derivative mandatory clearing requirements
  • Deacons
  • Hong Kong
  • September 20 2016

The Securities and Futures (OTC Derivative Transactions - Clearing and Record Keeping Obligations and Designation of Central Counterparties) Rules


SFC compliance and licensing hints
  • Deacons
  • Hong Kong
  • September 20 2016

On 24 August 2016, the SFC reprimanded and fined a company HK$18.5 million for various internal control failures (SFC’s news release available here


International Bank Fined by HK Regulator for Position Limit Breaches in Futures and Options
  • Katten Muchin Rosenman LLP
  • Hong Kong, USA
  • September 18 2016

The Hong Kong Securities and Futures Commission fined The Hong Kong and Shanghai Banking Corporation Limited the equivalent of approximately US $325


HK SFC Designates Four CCPs for OTC Clearing
  • Katten Muchin Rosenman LLP
  • Hong Kong
  • September 11 2016

The Hong Kong Securities and Futures Commission designated four clearinghouses as authorized for market participants to fulfill their mandatory


The Financial Report 8 September 2016 News from Asia and the Pacific
  • DLA Piper LLP
  • Australia, Hong Kong, Singapore
  • September 8 2016

SFC designates central counterparties for OTC derivative transactions. The Securities and Futures Commission announced its designation of four central


Hong Kong OTC derivatives update: Are you ready for 1 September 2016?
  • Herbert Smith Freehills LLP
  • Hong Kong
  • September 5 2016

On 1 September 2016, the first phase of mandatory clearing of over-the-counter (OTC) derivative transactions (Phase 1 Clearing) will be implemented


OTC derivatives update: Are you ready for 1 September 2016?
  • Herbert Smith Freehills LLP
  • Hong Kong
  • August 29 2016

On 1 September 2016, the first phase of mandatory clearing of over-the-counter (OTC) derivative transactions (Phase 1 Clearing) will be implemented


International Regulatory Update 15 - 19 August 2016
  • Clifford Chance LLP
  • Italy, Japan, Luxembourg, China, European Union, France, Global, Hong Kong
  • August 23 2016

PSD2: EBA consults on draft RTS FSB publishes guidance and reports to G20 on resolution Resolution of CCPs: FSB reports on progress and consults on