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Results: 11-20 of 1,464

Financial Services Update, Vol. 11, Issue 39
  • Winston & Strawn LLP
  • USA
  • October 24 2016

In this edition, we discuss at length two recent developments in the area of bank regulation: first, the D.C. Circuit’s decision that the structure of


Financial Services Update, Vol. 11, Issue 38
  • Winston & Strawn LLP
  • USA
  • October 17 2016

The SEC announced on October 11th that it filed a record number of enforcement actions in fiscal year 2016. During the fiscal year, which ended


Financial Services Update, Vol 11, Issue 37
  • Winston & Strawn LLP
  • USA
  • October 10 2016

On October 3, the first stage of the SEC’s Tick Size Pilot Program (the “Program”)adjusting the “tick” sizewas implemented. A “tick” is the measure


Financial Services Update, Vol 11, Issue 36
  • Winston & Strawn LLP
  • Ireland, USA
  • October 3 2016

In a September 21, 2016 complaint filed in federal district court in Philadelphia, the Securities and Exchange Commission (“SEC”) charged Leon


Financial Services Update, Vol. 11, Issue 35
  • Winston & Strawn LLP
  • USA
  • September 26 2016

The Securities and Exchange Commission’s (“SEC”) Office of Compliance, Inspections and Examinations (“OCIE”) issued a Risk Alert on September 12th


Financial Services Update, Vol. 11, Issue 34
  • Winston & Strawn LLP
  • USA
  • September 19 2016

A federal court recently granted the Consumer Financial Protection Bureau (CFPB) summary judgment regarding liability against CashCall, Inc., its


Financial Services Update, Vol. 11, Issue 33
  • Winston & Strawn LLP
  • USA
  • September 12 2016

On July 19, 2016, the European Securities and Markets Authority (ESMA) issued advice on the application of the Alternative Investment Fund Manager


Financial Services Update, vol. 11, no. 32
  • Winston & Strawn LLP
  • USA
  • August 29 2016

Last Monday, August 22, was the final day for comments to be filed by the public on the Consumer Financial Protection Bureau’s (CFPB) proposed rule


Financial Services Update, vol. 11, no. 31
  • Winston & Strawn LLP
  • USA
  • August 22 2016

While political gridlock in Washington has caused the well-known stalemate over filling the presently vacant U.S. Supreme Court seat, it has also


Financial Services Update, vol. 11, no. 30
  • Winston & Strawn LLP
  • USA
  • August 15 2016

Wall Street banks have asked the Federal Reserve Board (“Fed”) to grant them an additional five-year grace period to comply with section 619 of the