We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 56

CFTC’s Energy and Environmental Markets Advisory Committee To Hold Public Meeting
  • Katten Muchin Rosenman LLP
  • USA
  • February 12 2016

The Commodity Futures Trading Commission’s Energy and Environmental Markets Advisory Committee (EEMAC) will hold a public meeting on February 25


Foreign Listed Stock Index Futures and Options Approval Chart - January 2016
  • Katten Muchin Rosenman LLP
  • USA
  • January 8 2016

Please find below the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 2016. All prior versions are


CFTC proposes revisions to pending aggregation rules
  • Katten Muchin Rosenman LLP
  • USA
  • September 28 2015

The Commodity Futures Trading Commission (CFTC) has voted to seek public comment on revisions to its proposed rules requiring the aggregation of


NFA grants Form PR reporting relief to certain CTAs
  • Katten Muchin Rosenman LLP
  • USA
  • August 7 2015

National Futures Association (NFA) has notified its member commodity trading advisors (CTAs) that do not direct trading of commodity interest


NFA requires notice from CPOs that consolidate filings of subsidiary pools
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2015

National Futures Association (NFA) has issued a notice requiring all commodity pool operators (CPOs) that have filed a notice of claim under


CFTC’s energy and environmental markets Advisory Committee to meet on July 29
  • Katten Muchin Rosenman LLP
  • USA
  • July 17 2015

The Commodity Futures Trading Commission's Energy and Environmental Markets Advisory Committee will hold a public meeting on July 29. The Advisory


NFA updates BASIC to assist with Bylaw 1101 diligence on delegating CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • April 10 2015

The National Futures Association (NFA) has updated its Background Affiliation Status Information Center (BASIC) system to help NFA members conducting


NFA modifies easyfile for pool annual financial statements
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

On February 10, National Futures Association (NFA) issued a notice to members describing minor changes to its EasyFile system for annual pool


CFTC extends relief from certain OCR requirements
  • Katten Muchin Rosenman LLP
  • USA
  • February 16 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief from certain of the CFTC’s ownership and


CFTC provides additional relief to certain delegating CPOs
  • Katten Muchin Rosenman LLP
  • USA
  • October 17 2014

In response to industry comment, on October 15 the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO