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Results: 11-20 of 354

CFTC Proposes to Amend the Timing for Filing Chief Compliance Officer Annual Reports by Certain Registrants
  • Katten Muchin Rosenman LLP
  • USA
  • August 12 2016

On August 9, the Commodity Futures Trading Commission announced that it is proposing amendments to CFTC Regulation 3.3 to codify and supersede


CFTC Proposes To Amend Exemption From Registration for Certain Foreign Persons
  • Katten Muchin Rosenman LLP
  • USA
  • July 29 2016

On July 27, the Commodity Futures Trading Commission announced proposed rules to amend current exemptions from CFTC registration for futures


CFTC Enters Into Information Sharing MOU With Four Additional Canadian Provinces
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • July 29 2016

On July 28, the Commodity Futures Trading Commission and four Canadian provinces or territories signed counterparts to a memorandum of understanding


CFTC Extends DTCC-SWIFT’s LEI Provider Designation
  • Katten Muchin Rosenman LLP
  • USA
  • July 22 2016

On July 21, the Commodity Futures Trading Commission published in the Federal Register an order to extend for an additional year the CFTC's


CFTC Extends Public Comment Period for ICE Futures U.S. Block Trade Rule Change
  • Katten Muchin Rosenman LLP
  • USA
  • July 15 2016

The Division of Market Oversight of the Commodity Futures Trading Commission has extended the public comment period with regard to the proposal by


CFTC Releases Results of CBOE Futures Exchange Rule Enforcement Review
  • Katten Muchin Rosenman LLP
  • USA
  • July 8 2016

On June 29, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) released the results of its trade practice rule enforcement


CFTC Allows CME To Hold Customer Funds at the Bank of Canada
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • June 24 2016

The Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission has issued no-action relief to allow the Chicago Mercantile


NFA Imposes Late Fee for Form PQR and PR Filings
  • Katten Muchin Rosenman LLP
  • USA
  • June 24 2016

National Futures Association (NFA) has implemented a late fee on commodity pool operators (CPOs) and commodity trading advisors of $200 for each


CFTC Extends No-Action Relief for DCMs and SEFs Pertaining to Clerical and Operation Errors in Swaps Trades
  • Katten Muchin Rosenman LLP
  • USA
  • June 17 2016

On June 10, the Commodity Futures Trading Commission's Division of Market Oversight and Division of Clearing and Risk issued No-Action Letter No


CFTC Seeks Comment With Respect to ICE Futures US Rule Amendment Certification
  • Katten Muchin Rosenman LLP
  • USA
  • June 17 2016

On June 14, the Commodity Futures Trading Commission (CFTC) announced that it had advised ICE Futures US (IFUS) that IFUS's amendment to its Block