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Results: 11-20 of 257

NFA proposes amendments to its Articles of Incorporation
  • Katten Muchin Rosenman LLP
  • USA
  • June 5 2015

On May 29, the National Futures Association provided notice to its members of the unanimous approval by the NFA Board of Directors (Board) of


CFTC requests public comment on a petition from ASX Clear (Futures) Pty Limited for exemption from registration as a DCO
  • Katten Muchin Rosenman LLP
  • USA
  • June 5 2015

The Commodity Futures Trading Commission has requested public comment on a petition by ASX Clear (Futures) Pty Limited for exemption from


NFA proposes to enhance risk management, capital, collateral and disclosure requirements for FDMs
  • Katten Muchin Rosenman LLP
  • USA
  • June 5 2015

National Futures Association has proposed amendments to NFA Compliance Rule 2-36 and Financial Requirements Sections 11 and 12 and adoption of the


CFTC announces agenda for upcoming Market Risk Advisory Committee meeting
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

The Commodity Futures Trading Commission’s Market Risk Advisory Committee (MRAC) announced its agenda for its upcoming meeting on June 2. MRAC will


CFTC proposes to exempt certain Southwest Power Pool transactions
  • Katten Muchin Rosenman LLP
  • USA
  • May 22 2015

On May 18, the Commodity Futures Trading Commission issued a proposed order in response to an application submitted by Southwest Power Pool, Inc


CFTC requests public comment on Nodal clear’s DCO application
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

The Commodity Futures Trading Commission has requested public comment on an application by Nodal Clear, LLC for registration as a derivatives clearing


NFA reminds members to update contact information
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

National Futures Association (NFA) has issued a notice reminding members to keep current the information contained in NFA’s Online Registration


CFTC revises interpretation on forward contracts with embedded volumetric optionality
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

In 2012, the Commodity Futures Trading Commission issued an interpretation that identifies the circumstances in which an agreement, contract or


CME Group combines block trade advisory notices
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

CME Group has issued a market regulation advisory notice related to block trades that combines and supersedes similar advisory notices issued by (1


CFTC determines that wholly owned securitization SPVs of captive finance companies may elect End-User Exception
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

In an interpretive letter published on May 4, the Commodity Futures Trading Commission's Division of Clearing and Risk (Division) confirmed that a