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Results: 11-20 of 242

CFTC issues no-action relief for SEF confirmation and recordkeeping requirements and confirmation data reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On August 14, 2014, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) granted no-action relief to swap execution


CFTC and Australian regulator sign memorandum of understanding regarding cross-border SDs and MSPs
  • Katten Muchin Rosenman LLP
  • USA
  • April 17 2015

The Commodity Futures Trading Commission and the Australian Prudential Regulation Authority (APRA) have entered into a memorandum of understanding


CFTC extends CCO report filing deadline
  • Katten Muchin Rosenman LLP
  • USA
  • April 3 2015

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued permanent no-action relief from


CFTC extends portfolio margining on ICE Clear Europe
  • Katten Muchin Rosenman LLP
  • European Union, USA
  • April 3 2015

The Commodity Futures Trading Commission has issued an amended order authorizing futures commission merchants (FCMs) that are not clearing members of


CFTC issues advisory on ownership and control reporting
  • Katten Muchin Rosenman LLP
  • USA
  • March 27 2015

The Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission have


CFTC issues an exemption to HKSFC permitting US customers to deal directly with Hong Kong brokers
  • Katten Muchin Rosenman LLP
  • USA
  • March 20 2015

On March 19, the Commodity Futures Trading Commission issued an exemption to Hong Kong Securities and Futures Commission (HKSFC) permitting US


CFTC approves final rule on Residual Interest Deadline for FCMs
  • Katten Muchin Rosenman LLP
  • USA
  • March 20 2015

On March 17, the Commodity Futures Trading Commission approved a final rule amending CFTC Regulation 1.22 to remove the December 31, 2018 automatic


CFTC to host roundtable on cybersecurity and system safeguards testing
  • Katten Muchin Rosenman LLP
  • USA
  • March 6 2015

On March 18, Commodity Futures Trading Commission staff will hold a public roundtable on cybersecurity and system safeguards testing. The roundtable


CFTC reopens comment period for position limits proposals
  • Katten Muchin Rosenman LLP
  • USA
  • February 27 2015

The Commodity Futures Trading Commission has re-opened the comment period on (1) its proposed rules establishing position limits on certain exempt


CFTC staff to host public roundtable on recovery and orderly wind-down of DCOs
  • Katten Muchin Rosenman LLP
  • USA
  • February 27 2015

Commodity Futures Trading Commission staff will host a public roundtable discussion on March 5 on issues related to the recovery and orderly