We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 11-20 of 252

NFA reminds members to update contact information
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

National Futures Association (NFA) has issued a notice reminding members to keep current the information contained in NFA’s Online Registration


CFTC revises interpretation on forward contracts with embedded volumetric optionality
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

In 2012, the Commodity Futures Trading Commission issued an interpretation that identifies the circumstances in which an agreement, contract or


CME Group combines block trade advisory notices
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

CME Group has issued a market regulation advisory notice related to block trades that combines and supersedes similar advisory notices issued by (1


CFTC requests public comment on Nodal clear’s DCO application
  • Katten Muchin Rosenman LLP
  • USA
  • May 15 2015

The Commodity Futures Trading Commission has requested public comment on an application by Nodal Clear, LLC for registration as a derivatives clearing


CFTC determines that wholly owned securitization SPVs of captive finance companies may elect End-User Exception
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

In an interpretive letter published on May 4, the Commodity Futures Trading Commission's Division of Clearing and Risk (Division) confirmed that a


CFTC’s Market Risk Advisory Committee to meet on June 2
  • Katten Muchin Rosenman LLP
  • USA
  • May 8 2015

The Commodity Futures Trading Commission’s Market Risk Advisory Committee (MRAC) will hold a public meeting at the CFTC’s headquarters in Washington


CFTC proposal eases trade option obligations for non-SDMSP counterparties
  • Katten Muchin Rosenman LLP
  • USA
  • May 1 2015

The Commodity Futures Trading Commission has proposed to amend part 32 of its regulations governing trade options to reduce the reporting


CFTC’s Global Markets Advisory Committee meeting on May 14
  • Katten Muchin Rosenman LLP
  • USA
  • May 1 2015

The Commodity Futures Trading Commission’s Global Markets Advisory Committee will meet on May 14.The meeting will consist of two panels. The first


CFTC issues no-action relief for SEF confirmation and recordkeeping requirements and confirmation data reporting requirements
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On August 14, 2014, the Commodity Futures Trading Commission’s Division of Market Oversight (DMO) granted no-action relief to swap execution


CFTC issues no-action relief to SEFs and DCMs in connection with swaps with operational or clerical errors
  • Katten Muchin Rosenman LLP
  • USA
  • April 24 2015

On April 22, the Commodity Futures Trading Commission’s Division of Market Oversight and Division of Clearing and Risk (Divisions) issued CFTC Letter