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FINRA Chairman: SEC should lead on uniform fiduciary standard
  • Proskauer Rose LLP
  • USA
  • May 8 2015

On May 1, 2015, Richard Ketchum, Chairman and CEO of the Financial Industry Regulatory Authority ("FINRA"), reaffirmed his support for a uniform


Doing business in India
  • Nishith Desai Associates
  • Canada, Germany, India, Japan, Mauritius, Netherlands, Singapore, Switzerland, United Kingdom, USA
  • April 30 2015

India is the seventh largest country by area and the second-most populous country in the world. It has a large and growing middle-class with an


Clarifying the pros and cons of borrowing for operating deficits
  • Squire Patton Boggs
  • USA
  • April 23 2015

The Bond Buyer recently reported on a warning by Federal Reserve Bank of New York president and chief executive officer William Dudley ($) against


Companies breathe sigh of relief FASB to propose deferral of effective date of new revenue recognition standard
  • Cooley LLP
  • USA
  • April 2 2015

According to FASB’s “Tentative Board Decisions,” the FASB board decided yesterday to defer the effective date of the new revenue recognition standard


Final Section 162(m) regulations clarify transition rules for newly public companies and the per participant limit requirement
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • April 2 2015

Following the issuance of proposed regulations in June 2011, the Internal Revenue Service issued final regulations on March 30, 2015 clarifying


Starting a hedge fund in 2015
  • Dechert LLP
  • European Union, USA
  • March 17 2015

Hedge Funds are well into the transition from bastions of alternative investment to being accepted into the mainstream investment marketplace. It is


UBS fined US $500,000 by FINRA for not reporting salespersons’ tax liens and judgments
  • Katten Muchin Rosenman LLP
  • USA
  • March 15 2015

UBS Financial Services, Inc. agreed to pay a fine of US $500,000 to the Financial Industry Regulatory Authority related to its alleged failure from


Recent U.S. tax developments affecting publicly traded partnerships
  • Dechert LLP
  • USA
  • March 12 2015

Partnerships targeted to widespread investors are a popular investment vehicle and a significant source of funding for oil and gas projects. However


NABL joins the fray, asks the IRS to revoke BABs reissuance memo
  • Squire Patton Boggs
  • USA
  • March 3 2015

As Naomi Jagoda reported in The Bond Buyer yesterday ($), the National Association of Bond Lawyers has asked the IRS to revoke Advice Memorandum


Tips for taps
  • White & Case LLP
  • France, Germany, Italy, USA
  • February 27 2015

Potentially attractive pricing if bonds are trading attractively on the open market, an issuer may be able to take advantage by offering bonds at a