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Results: 1-10 of 3,207

Consolidated return update
  • Pepper Hamilton LLP
  • USA
  • August 28 2015

In the last six months, the U.S. Department of the Treasury has issued two sets of proposed regulations that provide needed guidance in the area of


What happened to Edward Jones and does it impact issue price?
  • Squire Patton Boggs
  • USA
  • August 28 2015

A few weeks ago, the Securities and Exchange Commission ("SEC") issued an Order stating that the broker-dealer Edward D. Jones & Co. L.P. ("Edward


State and local governments continue to see a reduction in credits available for direct pay bonds
  • Miller Canfield PLC
  • USA
  • August 27 2015

As a result of federal sequestration, state and local governments who have issued certain direct pay bonds have seen a reduction in tax subsidy


When two financial instruments become one
  • Squire Patton Boggs
  • USA
  • August 13 2015

As discussed in prior posts on this Blog (here and here), since the beginning of the last recession, an increasing number of tax-exempt bonds are


Other developments
  • Ropes & Gray LLP
  • USA
  • August 5 2015

Since the last issue of our IM Update, we have also published the following separate Alerts of interest to the investment management industry:


Funds talk: August 2015
  • Kramer Levin Naftalis & Frankel LLP
  • USA
  • August 4 2015

Fueled in part by government efforts to increase renewable energy generation assets in the U.S., solar is a growing investment market. Solar capacity


FINRA warns on muni shorts & fails: substitute interest is taxable
  • Burr & Forman LLP
  • USA
  • August 3 2015

FINRA issued its late-July Regulatory Notice 15-27 warning brokerage firms that inadvertent short positions or fail-to-delivers in municipal


IRS proposed rules on private equity management fee waivers
  • Venable LLP
  • USA
  • July 28 2015

Last week, the Internal Revenue Service issued proposed regulations that provide guidance to partnerships and their partners regarding when an


Corporate crime & investigations update - 24 July 2015
  • Addleshaw Goddard LLP
  • United Kingdom, USA
  • July 24 2015

On 16 July 2015, HMRC released its Annual Report and Accounts for 201415. HMRC refers to the amount of revenue collected from individuals and


Private equity and hedge fund managers take caution - proposed Treasury regulations threaten management fee waivers
  • Locke Lord LLP
  • USA
  • July 23 2015

On July 23, 2015, the Internal Revenue Service ("IRS") issued long-awaited proposed regulations discussing the taxation of management fee