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In the Wake of Kokesh v. SEC: Whither Disgorgement in FCPA Cases
  • Steptoe & Johnson LLP
  • USA
  • July 13 2017

On June 5, 2017, the United States Supreme Court unanimously held in Kokesh v. Securities and Exchange Commission 1 that disgorgement in SEC

Chipping Away - Does the DOL's Fiduciary Rule Continue to Be on the Chopping Block?
  • Dechert LLP
  • USA
  • July 7 2017

The U.S. Department of Labor (the "DOL") published in the Federal Register on July 6, 2017 a Request for Information (the "RFI") regarding the final

Brussels Regulatory Brief: July
  • K&L Gates
  • European Union, USA
  • July 6 2017

On 10 May 2017, the European Commission (“Commission”) published its final report (“Report”) concluding a wide-ranging two-year long inquiry into

Court Uncourt - Volume IV Issue IV 2017
  • STA Law Firm Ltd
  • European Union, India, United Kingdom, USA
  • June 30 2017

Class 101 on Farming: A strong Root gives rise to a strong stem; and a strong stem yields staple crops. Hence, farmers try to protect their harvest by

ISOs and Employee Payroll Taxes
  • Andrews Kurth Kenyon LLP
  • USA
  • June 28 2017

Exercising an incentive stock option (“ISO”) prior to an M&A transaction that would otherwise result in such ISO being “cashed out” (i.e., cancelled

Issue Price: Notes from the Field
  • Squire Patton Boggs
  • USA
  • June 22 2017

We are two weeks into the new issue price regulations. Here are a few more observations from the field. As expected, most of the action flows from

New State Blockchain Legislation
  • Reed Smith LLP
  • USA
  • June 19 2017

A number of states have jumped into the FinTech fray by enacting legislation or issuing guidance regarding new technologies and digital currencies

Securities and Corporate Governance Litigation Quarterly - 13 June 2017
  • Seyfarth Shaw LLP
  • USA
  • June 13 2017

Welcome to the seventh issue of Securities and Corporate Governance Litigation Quarterly, Seyfarth's quarterly publication of the Securities &

District Court Dismisses Shareholder Claim that Equity Award Share Withholding Triggers Section 16(b) Liability
  • McDermott Will & Emery
  • USA
  • June 13 2017

Under Section 16(b) of the Securities Exchange Act of 1934, as amended, public company "insiders" are required to pay back to the company any

Without Further Delay: The ERISA Fiduciary Rule
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • June 9 2017

On April 7, 2017, the Department of Labor (DOL) published a final rule delaying the applicability date of the “Fiduciary” rule and certain related