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Results: 1-10 of 4,063

The DOL Fiduciary Duty Rule: Impact on Cash Solicitors for Advisory Firms
  • Greenberg Traurig LLP
  • USA
  • September 21 2016

Under Rule 206(4)-3, adopted by the U.S. Securities and Exchange Commission pursuant to the Investment Advisers Act of 1940 (and under a number of


Tax Policy Update - September 20, 2016
  • McGuireWoods LLP
  • USA
  • September 20 2016

Last week was a bad week for Hillary Clinton. But the Democratic presidential nominee is still ahead of Donald Trump in the latest poll conducted by


New FAQs Clarify Shareholder Approval Rules For Stock-For-Tax Withholding
  • Pillsbury Winthrop Shaw Pittman LLP
  • USA
  • September 19 2016

It has been close to a decade since the New York Stock Exchange (NYSE) last updated its set of frequently asked questions (FAQs) regarding equity


IRS Continues Trend of Flexibility for Qualified Management Agreements (QMA’s) for Hotels Financed With Tax Exempt Bonds
  • Kelley Drye & Warren LLP
  • USA
  • September 19 2016

The US Internal Revenue Service (IRS) recently continued a trend of pronouncements further extending flexibility in structuring a Qualified Management


2016 Mid-Year Cross-Border Government Investigations and Regulatory Enforcement Review
  • Baker & Hostetler LLP
  • European Union, United Kingdom, USA
  • September 14 2016

The U.S. government has continued its aggressive enforcement of U.S. securities laws against individuals and entities located outside the U.S. for


The next chapter: A new bond linking financial returns to environmental or social goals could thrive. But securities law conditions need to be met first
  • Morrison & Foerster LLP
  • USA
  • September 12 2016

Shakespeare's Juliet may not have ascribed great significance to a name but for securities lawyers and market participants alike there is significance


Doing Business in Australia
  • Baker & McKenzie
  • Australia, Global, Hong Kong, OECD, USA
  • September 7 2016

The Commonwealth of Australia comprises a federation of six States: New South Wales, Queensland, South Australia, Tasmania, Victoria and Western


International Trade Compliance Update - September 2016
  • Baker & McKenzie
  • Australia, Canada, European Union, United Kingdom, USA
  • September 7 2016

On 19 August 2016, the Russian Federation notified the WTO that it intends to initiate negotiations pursuant to Paragraph 1143 of the Working Party


Doing Business in Australia
  • DLA Piper LLP
  • USA, Australia, Global, OECD
  • September 7 2016

Australia is a great place to do business, offering a powerful combination of economic, legal and geographic advantages. Our 25 years of


NYSE Guidance on Equity Plan Amendments for Maximum Share Withholding
  • Morgan Lewis & Bockius LLP
  • USA
  • September 6 2016

We previously described the summary of and concerns about the Accounting Standards Update that the Financial Accounting Standards Board recently