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Results: 1-10 of 30

PLUS D&O Symposium 2012 -- Day 1 first panel: latest trends in securities litigation and Dodd-Frank
  • Locke Lord LLP
  • USA
  • February 8 2012

The first panel of the 2012 PLUS D&O Symposium discussed some of the latest trends in securities litigation and opined on potential future developments which may impact the D&O industry


Promoters beware: life settlements may be securities, even if only one investor is involved - despite the recently reported Zang decision
  • Locke Lord LLP
  • USA
  • October 26 2010

There have been a few short articles written about a September 27, 2010, decision by a federal Magistrate Judge in the United States District Court, Northern District Illinois, Eastern Illinois


FSA prosecutes for change of control offence
  • Locke Lord LLP
  • United Kingdom
  • February 19 2010

Semperian PPP Investment Partners (Semperian) has pleaded guilty to an offence under section 191(3) of the Financial Services and Markets Act 2000


Former Tyco director settles with pension fund in opt-out action
  • Locke Lord LLP
  • USA
  • January 4 2010

In 2002, Tyco became embroiled in a well-publicized scandal arising out of alleged corporate looting by the company’s top management


Private equity funds and ERISA control groups
  • Locke Lord LLP
  • USA
  • January 29 2008

A recent decision by the Pension Benefit Guaranty Corporation Appeals Board (the “PBGC”) may have far-reaching implications for private equity funds


Brian T. Casey
  • Locke Lord LLP

Daniel H. Peters
  • Locke Lord LLP

Benjamin Ferrucci
  • Locke Lord LLP

Christopher J. Husa
  • Locke Lord LLP

Helen Clark
  • Locke Lord LLP