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Results: 1-10 of 2,178

FCA gets tough on retail CFD sector
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • December 8 2016

On 6 December 2016, the FCA proposed stricter rules for firms selling 'contract for difference' products (CFDs) to retail customers. The


International swaps and restitution - when can parties recover payments made under invalid or null and void swaps?
  • DAC Beachcroft
  • United Kingdom
  • December 8 2016

In the latest in a series of disputes arising out of interest rate swap transactions entered into with Italian municipalities, the High Court has


Service of contractual notices under standard form financial contracts - lessons to learn
  • Dentons
  • United Kingdom
  • December 6 2016

Where a contract sets down requirements for the service of notices under it, it is essential to comply with them strictly. Lord Hoffman famously said


MiFID2 - UK implementation update
  • Clifford Chance LLP
  • United Kingdom
  • December 6 2016

As the MiFID2 juggernaut Rolls into the national implementation phase the UK authorities are now in fourth gear on the production of UK


SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


Early termination of an ISDA Master Agreement
  • Berwin Leighton Paisner LLP
  • United Kingdom
  • December 1 2016

The Court rectified an ISDA Swap Confirmation which was found to have mistakenly adopted the 1992 ISDA Master Agreement standard terms, instead of a


FCA market study findings
  • RPC
  • United Kingdom
  • November 30 2016

One year on from the FCA's launch of its market study in November 2015 on the asset management sector, the regulator's interim findings suggest there


Derivatives Update: What You Should Know As We Enter 2017
  • Greenberg Traurig LLP
  • European Union, United Kingdom
  • November 22 2016

This year has been full of surprises in the global markets with Brexit, the Republicans’ win of the executive branch and continuing control of the


What’s next on your journey to MiFID II compliance, and how will the new regulations reshape the financial services industry?
  • Baker & McKenzie
  • European Union, United Kingdom
  • November 22 2016

With the introduction of MiFID II looming ever closer in January 2018, the new regulations are rising rapidly up the agenda for financial services


Do you need an LEI (Legal Entity Identifier)?
  • Charles Russell Speechlys LLP
  • European Union, United Kingdom
  • November 22 2016

Unless your company is subject to the reporting requirements for derivative transactions under the European Market Infrastructure Regulation (EMIR