We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Search results

Order by: most recent most popular relevance



Results: 1-10 of 15,013

Risks and opportunities arising from DOJ’s new “compliance counsel”
  • Debevoise & Plimpton LLP
  • USA
  • August 28 2015

Late last month, Andrew Weissmann, the Chief of the Fraud Section of the U.S. Department of Justice ("DOJ") announced that the DOJ would be hiring a


The SEC announces first FCPA enforcement action based on allegedly improper hiring of relatives of foreign officials
  • Debevoise & Plimpton LLP
  • USA
  • August 28 2015

Since August 2013, news organizations have widely reported that the U.S. Securities and Exchange Commission (“SEC”) and the U.S. Department of


FinCEN rule proposes AML regulations for registered investment advisers
  • Ropes & Gray LLP
  • USA
  • August 27 2015

On August 25, the Financial Crimes Enforcement Network ("FinCEN") proposed an anti-money laundering rule applicable to investment advisers registered


Former Ohio Deputy Treasurer extradited to serve 15 years in prison for role in bribery and money laundering scheme
  • BuckleySandler LLP
  • USA
  • August 27 2015

On August 26, a former deputy treasurer of Ohio was extradited from Pakistan to serve a 15-year prison term in the U.S. for his involvement in a


UBS fined by OFAC for dealing with secret SDN
  • Bryan Cave LLP
  • USA
  • August 27 2015

The Office of Foreign Assets Control ("OFAC") whacked UBS AG, a Swiss bank, with a $1,700,100 penalty today. (That extra $100 is there to prove that


US Department of Justice and US Securities and Exchange Commission bring insider trading chargers against hackers who traded using stolen press releases
  • Mayer Brown LLP
  • USA
  • August 27 2015

Federal grand juries in New Jersey and New York have indicted a total of nine individuals for allegedly violating the anti-fraud provision of the


Financial Crimes Enforcement Network proposal would mandate investment adviser anti-money laundering programs
  • Calfee Halter & Griswold LLP
  • USA
  • August 27 2015

Institutions, including banks and securities broker-dealers, are subject to requirements imposed by the Bank Secrecy Act (BSA) which, among other


OIG issues report addressing ownership overlap between physician-owned hospitals and physician-owned distributors
  • Hall Render Killian Heath & Lyman PC
  • USA
  • August 27 2015

On August 13, 2015, the Department of Health and Human Services Office of Inspector General ("OIG") issued a Memorandum Report (the "Report") that


FinCEN proposes AML regulations for investment advisers
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • August 27 2015

The Financial Crimes Enforcement Network ("FinCEN") proposed a rule on August 25, 2015 requiring certain investment advisers to establish anti-money


Federal judge rejects DOJ’s theory of FCPA accomplice liability
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • USA
  • August 27 2015

On August 13, 2015, a US district judge dismissed a charge seeking to hold a defendant criminally liable for conspiracy to violate the Foreign