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Corporate Crime & Investigations Update - 21 July 2017
  • Addleshaw Goddard LLP
  • European Union, United Kingdom, USA
  • July 21 2017

A US Appeals Court has overturned convictions against two former Rabobank traders in relation to their convictions in respect of the manipulation of

Second Circuit Limits Disclosure of Independent Monitor Reports in Deferred Prosecution Cases
  • Pepper Hamilton LLP
  • USA
  • July 20 2017

The decision gives corporate defendants subject to a monitor further confidence that internal company information provided to monitors will be

Second Circuit Hands Government a Major Setback in LIBOR Fraud Case
  • Bryan Cave LLP
  • USA
  • July 20 2017

On July 19, 2017, the United States Court of Appeals for the Second Circuit issued a decision that could impact prosecutions of corporate employees

FTC Announces Charges Against Debt Collection Operation for FDCPA and FTC Act Violations
  • Buckley Sandler LLP
  • USA
  • July 20 2017

On July 17, the FTC issued a press release announcing charges against a Florida-based debt collection operation for allegedly posing as lawyers and

Fifth Amendment Concerns Result in Overturned Convictions in First Criminal LIBOR Appeal
  • Montgomery McCracken Walker & Rhoads LLP
  • USA
  • July 20 2017

The Second Circuit yesterday became the first court of appeals to address a criminal appeal regarding the government’s investigation into the

Can companies really adopt a single global anti-corruption policy?
  • Control Risks
  • Brazil, France, Germany, Global, United Kingdom, USA
  • July 19 2017

How far is it feasible to apply a global compliance policy in widely differing regional markets? And to what extent should there be local policy

United States efforts to hold foreign (i.e., non-U.S.) officials responsible and accountable for receiving bribes
  • Freshfields Bruckhaus Deringer LLP
  • USA
  • July 19 2017

In a victory for United States federal prosecutors, earlier this week a South Korean government official was found guilty of laundering bribery

Governance & Securities Law Focus: Europe Edition, July 2017
  • Shearman & Sterling LLP
  • European Union, Hong Kong, Italy, United Kingdom, USA
  • July 19 2017

On 26 June 2017, the European Commission (the "Commission"), published guidelines on the methodology to be adopted by certain large companies and

Let The Sun Shine On FINRA’s Office Of Disciplinary Affairs
  • Ulmer & Berne LLP
  • USA
  • July 19 2017

Back in the old days, back when it was still NASD and it bore some reasonable semblance of a true self-regulatory organization, the important

Split Commission Can’t Reverse Insider-Trading Dismissal
  • Burr & Forman LLP
  • USA
  • July 19 2017

Trader Joseph Ruggieri finally prevailed last week, when SEC Commissioners Stein and Piwowar split on whether Enforcement proved his four trades (in