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Results: 1-10 of 18,812

TI Report on Reducing Risks of Corruption Associated with Use of Agents in Defense Contracts
  • Baker & McKenzie
  • OECD, USA
  • July 25 2016

On June 28, 2016, Transparency International UK’s Defence and Security Programme (“TI”) launched Licence to bribe? Reducing corruption risks around


The Importance of Risk Ranking to Compliance
  • Volkov Law Group
  • USA
  • July 25 2016

We all face a number of risks every day. Yet, we do not respond to each and every risk. We engage in risk-ranking our responses. Some are more risk


Global Head of FX Cash-Trading Desk of Global Investment Bank Arrested for Front Running
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2016

Mark Johnson, former head of global foreign exchange cash trading at HSBC Bank, and Stuart Scott, former head of FX cash trading for HSBC for Europe


MF Global and Individual Defendants Finalize Settlement With Customers and Other Creditors
  • Katten Muchin Rosenman LLP
  • USA
  • July 24 2016

The infamous history of MF Global is closer to ending after the administrator for the bankrupt holding company filed a proposed notice of settlement


Fintech at the Crossroads: Regulating the Revolution
  • McMillan LLP
  • Canada, USA
  • July 22 2016

Financial technology or "FinTech" -- using information and communications technology to better deliver financial services -- has undergone explosive


Corporate crime & investigation update - 22 July 2016
  • Addleshaw Goddard LLP
  • European Union, United Kingdom, USA
  • July 22 2016

Mark Johnson, HSBC's global head of foreign exchange trading for the Americas was arrested in New York and charged on Wednesday. Stuart Scott, who is


Second Circuit Expands the IndyMac Rule
  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • USA
  • July 22 2016

In two recent federal securities fraud actions stemming from the 2008 financial crisis, the Second Circuit has affirmed that statutes of


SEC Takes a Closer Look at Secondary Market Trading of Silicon Valley Shares
  • Fenwick & West LLP
  • USA
  • July 22 2016

Investors want a piece of Silicon Valley’s hot companies. Couple that trend with employees looking to diversify or sell shares and secondary market


SBM Offshore Enters Into Settlement Agreement With Brazilian Authorities
  • BuckleySandler LLP
  • Brazil, USA
  • July 22 2016

On July 15, Petrobras announced that SBM Offshore NV had entered into a settlement agreement with Brazilian authorities to resolve allegations


FinCEN Issues FAQs Regarding Customer Due Diligence Requirements
  • BuckleySandler LLP
  • USA
  • July 22 2016

On July 19, FinCEN issued FAQs to clarify the scope of the May 2016 Customer Due Diligence (CDD) final rule. As previously covered in InfoBytes, and