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Unlocking MiFID II: Launching our new MiFID II blog series
  • Berwin Leighton Paisner LLP
  • European Union, United Kingdom
  • May 5 2016

The comprehensive revisions to the Markets in Financial Instruments Directive (MiFID) in response to the financial crisis have had a troubled


Progress, or simply the start of the real chaos?
  • D2 Legal Technology LLP
  • European Union, Global
  • May 4 2016

On 8th March 2016, the European Supervisory Authorities (EBA, EIOPA, ESMA - ESAs) published its final draft Regulatory Technical Standards (RTS


Five Pitfalls of NASDAQ and Six Tips for a Smooth Listing
  • NautaDutilh
  • Belgium, European Union, USA
  • May 4 2016

In the past few years, more and more European companies have opted for a NASDAQ listing, either through a private placement or a public offering of


European Securities and Markets Authority publishes first EU-wide stress test regarding Central Counterparties
  • A&L Goodbody
  • European Union
  • May 4 2016

ESMA has published its first EU-wide stress test exercise regarding Central Counterparties ('CCPs'), as conducted under the European Markets


European Supervisory Authorities publish Spring Report on Risks and Vulnerabilities in the EU Financial System
  • A&L Goodbody
  • European Union
  • May 4 2016

The Joint Committee of the European Supervisory Authorities has published its Spring 2016 Report on Risks and Vulnerabilities in the EU Financial


EU Commission focus on Fund Passporting
  • A&L Goodbody
  • European Union
  • May 4 2016

The EU Commission plans to launch a consultation in May 2016 to identify the main barriers to funds passporting and will then improve passporting


Money Market Funds
  • A&L Goodbody
  • European Union
  • May 4 2016

On 12 April 2016, the Presidency of the Council of the EU published a compromise proposal for the Regulation on Money Market Funds. The final text


European Securities and Markets Authority Q&A on application of UCITS Directive
  • A&L Goodbody
  • European Union
  • May 4 2016

ESMA published an updated version of its Q&A paper on the application of the UCITS Directive. The new Q&A concerns feeder funds


Loan origination by investment funds
  • A&L Goodbody
  • European Union
  • May 4 2016

On 12 April 2016, ESMA published an opinion, addressed to the European Parliament, the Council of the EU and the European Commission, on the


European Securities and Markets Authority publishes peer review on how national regulators assess compliance with MiFID's suitability requirements when firms provide investment advice to retail clients
  • A&L Goodbody
  • European Union
  • May 4 2016

ESMA has carried out a peer review of national regulators and found there is scope for more proactive supervisory approaches to be adopted and