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The Financial Report May 19, 2016 - News from the Americas
  • DLA Piper LLP
  • Canada
  • May 19 2016

The SEC and the US Department of the Treasury announced that they are developing a plan to collect US Treasury cash market transaction information in


Canadian Derivatives Trade Reporting Amendments Impact Dealers and End-Users
  • Blake Cassels & Graydon LLP
  • Canada
  • May 18 2016

On May 12, 2016, securities regulators in Ontario, Quebec and Manitoba announced changes to existing derivatives trade reporting requirements that


Ontario and Quebec Publish Final Rules to Enhance OTC Swaps Trading Transparency
  • Katten Muchin Rosenman LLP
  • Canada
  • May 15 2016

Both the Autorité des Marchés Financiers of Quebec and the Ontario Securities Commission published final amendments to rules aimed at increasing


Consultation Draft 2 of the Capital Markets Stability Act Loses Weight
  • Stikeman Elliott LLP
  • Canada
  • May 12 2016

The revised consultation draft of the federal Capital Markets Stability Act (CMSA) significantly scales back jurisdiction over market infrastructure


Newly Introduced Canadian Bank Bail-in Amendments Affect Netting Laws
  • Stikeman Elliott LLP
  • Canada
  • May 9 2016

Proposed amendments to the Canada Deposit Insurance Corporation Act(CDIC Act) introduced in Bill C-15 enhance the resolution powers of CDIC and are


Changes to the Canadian Early Warning Reporting System
  • Borden Ladner Gervais LLP
  • Canada
  • May 6 2016

The Canadian early warning reporting system presently requires shareholders to report (by promptly issuing a press release and filing an early


Whistleblower Incentive Programs Continue to Gain Traction as the U.S. CFTC Announces $10-million Payout
  • Osler Hoskin & Harcourt LLP
  • Canada, USA
  • May 6 2016

With the Ontario Securities Commission's new incentive-based whistleblower program now on the horizon, recent awards under comparable whistleblower


The Financial Report May 5, 2016 - News from the Americas
  • DLA Piper LLP
  • Canada
  • May 5 2016

Canadian securities regulators seek comment on proposals to enhance the obligations of advisers, dealers and representatives toward their clients


US Commodity Futures Trading Commission Signs Memorandum of Understanding with Canadian Provinces on Cross-Border Supervision
  • Shearman & Sterling LLP
  • Canada, USA
  • May 5 2016

On April 20, 2016, CFTC Chairman Timothy Massad and authorities for three Canadian provinces signed a March 2014 Memorandum of Understanding


Brexit: Ripples on This Side of the Pond
  • Miller Thomson LLP
  • Canada, European Union, OECD, United Kingdom
  • May 3 2016

Sometimes, I sit and wonder if the Clash saw this one coming back in 1981. In recent months, Brexit, that is the possible exit of the United Kingdom