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Results: 1-10 of 1,041

Marges pour les dérivés non compensés : publication de propositions par les autorités de réglementation provinciales du Canada
  • Blake Cassels & Graydon LLP
  • Canada
  • September 21 2016

Les Autorités de réglementation d’un bon nombre d’institutions financières, tant à l’échelle fédérale qu’internationale, ont établi des règles


The Financial Report 8 September 2016 News from the Americas
  • DLA Piper LLP
  • Canada, USA
  • September 8 2016

New York Congresswoman Requests Data on Volcker Rule. Representative Carolyn B. Maloney, Democrat of New York and member of the House Financial


Superior Court Certifies Action as Class Proceeding for Settlement Against Three Major Banks for Fixing and Manipulating Rates
  • Borden Ladner Gervais LLP
  • Canada
  • August 31 2016

In Staines v. Royal Bank of Canada, Justice Perell certified an action as a class proceeding for the purpose of implementing settlements reached


OSC Proposes New Rule Regarding Distributions Outside of Canada
  • McMillan LLP
  • Canada
  • August 30 2016

The Ontario Securities Commission (the “OSC”) has proposed a new regime for distributions outside of Canada and published OSC Rule 72-503


SEC enforcement quarterly - 2nd quarter 2016
  • Sidley Austin LLP
  • Canada, USA
  • August 23 2016

As we have reported previously, in a prior edition of the SEC Enforcement Quarterly, the enactment of the Dodd-Frank Wall Street Reform and Consumer


The evolving taxation of derivatives
  • Gowling WLG
  • Canada
  • August 12 2016

Certain derivatives held on income account have been treated as Inventory for tax purposes, thereby allowing the deduction of unrealized losses on


Thinking at the Margin: Canadian Provincial Regulators Issue Margin Proposals for Non-Cleared Derivatives
  • Blake Cassels & Graydon LLP
  • Canada
  • August 12 2016

Regulators of many financial institutions, federally in Canada and internationally, have established rules requiring margin to be exchanged in


Change at the Margins: CSA Publishes Consultation Paper on Margin Requirements for Non-Centrally Cleared Derivatives
  • McMillan LLP
  • Canada
  • August 2 2016

On July 7, 2016, the Canadian Securities Administrators ("CSA") Derivatives Committee ("Committee") released CSA Consultation Paper 95-401 - Margin


Proposed Amendments to NI 31-103 and NI 33-109
  • AUM Law
  • Canada
  • July 31 2016

On July 7, 2016, the Canadian Securities Administrators (CSA) released for comment proposed amendments to NI 31-103 - Registration Requirements


Additional Consultations on Non-Centrally Cleared Derivatives
  • AUM Law
  • Canada
  • July 31 2016

On July 7, 2016, the CSA Derivatives Committee (the Committee) released another consultation paper with respect to derivatives, CSA Consultation