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CSA publish proposed business conduct rules for derivatives dealers and advisers
  • AUM Law
  • Canada, Global
  • May 4 2017

Earlier in April, the Canadian Securities Administrators (CSA) published proposed business conduct rules aimed to protect investors in


CSA Publishes Proposed Business Conduct Rules for Derivatives Dealers and Advisers
  • AUM Law
  • Canada
  • April 28 2017

Earlier this month, the Canadian Securities Administrators (CSA) published proposed business conduct rules aimed to protect investors in


Conduct Controlled: CSA Proposes Derivatives Business Conduct Rules
  • McMillan LLP
  • Canada
  • April 27 2017

On April 4, 2017, the Canadian Securities Administrators (the “CSA”) published new draft rules governing the business conduct of derivatives firms


Tous les droits d’émission de 2017 vendus lors des premières enchères du programme de plafonnement et d’échange de l’Ontario
  • Blake Cassels & Graydon LLP
  • Canada
  • April 27 2017

Le ministère de l’Environnement et de l’Action en matière de changement climatique de l’Ontario (le MEACC ) a tenu la première vente aux enchères


Canadian Regulators Propose Broad Derivatives Dealer and Adviser Business Conduct Rules
  • Blake Cassels & Graydon LLP
  • Canada, Global
  • April 24 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published for comment Proposed National Instrument 93-101 - Derivatives: Business


Canadian Securities Administrators publish proposed national instrument derivatives: business conduct
  • Dentons
  • Canada
  • April 13 2017

On April 4, 2017, the Canadian Securities Administrators OTC Derivatives Committee (the CSA) published the following proposed national instrument and


Canadian Securities Regulators Seek Guidance for Business Conduct Rules for Derivatives Dealers and Advisers
  • Katten Muchin Rosenman LLP
  • Canada
  • April 9 2017

The Canadian Securities Administrators proposed various customer protection proposals for over-the-counter transactions. The provisions address fair


CSA Proposes Market Conduct Rule for Derivatives Dealers and Advisors
  • Stikeman Elliott LLP
  • Canada
  • April 7 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published a notice and request for comment on its proposed business conduct rule that


CSA Proposes Market Conduct Rule for Derivatives Dealers and Advisors
  • Stikeman Elliott LLP
  • Canada
  • April 7 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published a notice and request for comment on their proposed business conduct rule


L’ISDA publie la lettre de classification des opérations de compensation au Canada
  • Blake Cassels & Graydon LLP
  • Canada
  • April 6 2017

Le 30 mars 2017, avec l’aide des avocats de Blakes, l’International Swaps and Derivatives Association, Inc. (l’ ISDA ) a publié la lettre de