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Canadian Regulators Propose Broad Derivatives Dealer and Adviser Business Conduct Rules
  • Blake Cassels & Graydon LLP
  • Canada, Global
  • April 24 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published for comment Proposed National Instrument 93-101 - Derivatives: Business


Canadian Securities Administrators publish proposed national instrument derivatives: business conduct
  • Dentons
  • Canada
  • April 13 2017

On April 4, 2017, the Canadian Securities Administrators OTC Derivatives Committee (the CSA) published the following proposed national instrument and


Canadian Securities Regulators Seek Guidance for Business Conduct Rules for Derivatives Dealers and Advisers
  • Katten Muchin Rosenman LLP
  • Canada
  • April 9 2017

The Canadian Securities Administrators proposed various customer protection proposals for over-the-counter transactions. The provisions address fair


CSA Proposes Market Conduct Rule for Derivatives Dealers and Advisors
  • Stikeman Elliott LLP
  • Canada
  • April 7 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published a notice and request for comment on their proposed business conduct rule


CSA Proposes Market Conduct Rule for Derivatives Dealers and Advisors
  • Stikeman Elliott LLP
  • Canada
  • April 7 2017

On April 4, 2017, the Canadian Securities Administrators (CSA) published a notice and request for comment on its proposed business conduct rule that


L’ISDA publie la lettre de classification des opérations de compensation au Canada
  • Blake Cassels & Graydon LLP
  • Canada
  • April 6 2017

Le 30 mars 2017, avec l’aide des avocats de Blakes, l’International Swaps and Derivatives Association, Inc. (l’ ISDA ) a publié la lettre de


ISDA Publishes Canadian Clearing Classification Letter
  • Blake Cassels & Graydon LLP
  • Canada
  • April 6 2017

On March 30, 2017, the International Swaps and Derivatives Association, Inc. (ISDA), with the assistance of Blakes lawyers, published the ISDA


Canadian Business Conduct Rules for Derivatives Dealers
  • Borden Ladner Gervais LLP
  • Canada
  • April 6 2017

On April 4, 2017, proposed business conduct rules for derivatives dealers and derivatives advisers were published by the Canadian Securities


Ontario’s First Cap-and-Trade Auction Sells 100 Per Cent of 2017 Allowances
  • Blake Cassels & Graydon LLP
  • Canada
  • April 5 2017

The Ontario Ministry of the Environment and Climate Change (MOECC) held the first auction of greenhouse gas (GHG) allowances on March 22, 2017 and


CSA Proposes New Canadian Derivatives Business Conduct Rules and Provides Update on Derivatives Registration Rules
  • Bennett Jones LLP
  • Canada
  • April 5 2017

On April 4, 2017, the securities regulators of each of the provinces and territories of Canada-the Canadian Securities Administrators (CSA)-published