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Results: 1-10 of 805

Quebec Blanket Decision affording relief for certain derivatives activities to be revoked in June 2016
  • Blake Cassels & Graydon LLP
  • Canada
  • September 1 2015

The Quebec Autorité des marchés financiers (Authority) is revoking a long-standing blanket decision (Blanket Decision) that exempts persons


Accredited investor exemption for certain derivatives extended by Quebec AMF
  • McCarthy Tétrault LLP
  • Canada
  • August 31 2015

The Quebec financial services regulator, the Autorité des marchés financiers (“AMF”), extended the accredited investor exemption for certain


Quebec derivatives blanket exemption - revocation postponed by nine months
  • Stikeman Elliott LLP
  • Canada
  • August 28 2015

The Autorité des marchés financiers (AMF), Quebec's financial services regulator, published Decision No. 2015-PDG-0132 (the Extension Decision


IIROC releases finalized Guidance on Marketplace Thresholds
  • Stikeman Elliott LLP
  • Canada
  • August 28 2015

The Investment Industry Regulatory Organization of Canada (IIROC) has released its finalized Guidance on Marketplace Thresholds. As discussed in our


CFTC registers ICE Futures Canada and Montreal Exchange as FBOTs
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • August 28 2015

The Commodity Futures Trading Commission has issued orders granting foreign board of trade (FBOT) registration to ICE Futures Canada, Inc. and


Revocation of derivatives Blanket Order in Québec
  • AUM Law Professional Corp
  • Canada
  • August 28 2015

In its August 6, 2015 bulletin, the Autorité des marchés financiers (AMF) reminds all unregistered firms and individuals availing themselves of


Legal entity identifiers (derivatives)
  • AUM Law Professional Corp
  • Canada
  • August 28 2015

Over-the-counter (OTC) derivatives trade reporting, pursuant to OSC Rule 91-507 Trade Reporting and Derivatives Data Reporting, commenced on October


Proposed initial regulations on registration requirements and exemptions
  • Gowling Lafleur Henderson LLP
  • Canada
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone


Over-the-counter trading and reporting
  • Gowling Lafleur Henderson LLP
  • Canada
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone


Proposed initial regulations on derivatives
  • Gowling Lafleur Henderson LLP
  • Canada
  • August 27 2015

On August 25, 2015, the participating provinces and territory in the Cooperative Capital Markets Regulatory System achieved an important milestone