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Results: 1-10 of 1,019

NI 33-109 and Commodity Futures Act registration forms proposed to be amended
  • Stikeman Elliott LLP
  • Canada
  • July 14 2016

The Canadian Securities Administrators (CSA) have proposed amendments to certain forms under National Instrument 33-109 Registration Information


OSC releases 2016-2017 Statement of Priorities
  • Stikeman Elliott LLP
  • Canada
  • July 12 2016

Under these goals, the OSC intends to, among other things: Implement regulatory reforms that improve the advisorclient relationship by publishing


Canadian Securities Administrators publish consultation paper on margin requirements for non-centrally cleared derivatives
  • Stikeman Elliott LLP
  • Canada, Global
  • July 8 2016

Yesterday the CSA published for comment a Consultation Paper proposing a framework for margin requirements on non-centrally cleared derivatives. The


Canadian Securities Administrators Derivatives Committee Issue Consultation Paper on Margin Requirements for Non-Centrally Cleared Derivatives
  • Bennett Jones LLP
  • Canada
  • July 8 2016

On July 7, 2016, the Canadian Securities Administrators Derivatives Committee (the “Committee”) published CSA Consultation Paper 95-401 entitled


IIROC proposes amendments to margin requirements for futures contracts
  • Stikeman Elliott LLP
  • Canada
  • July 4 2016

The Board of Directors of the Investment Industry Regulatory Organization of Canada (IIROC) recently approved the republication for comment of


Helpful Amendments to the New Trade Reporting Rules Finalized
  • Bennett Jones LLP
  • Canada
  • July 4 2016

On June 30, 2016, the securities regulators of Alberta, New Brunswick, Newfoundland and Labrador, Northwest Territories, Nova Scotia, Nunavut, Prince


ASC and other securities regulators issue limited blanket relief from certain derivatives trade reporting requirements
  • Stikeman Elliott LLP
  • Canada
  • June 29 2016

The securities regulatory authorities in Alberta, New Brunswick, Nova Scotia and Saskatchewan are providing discretionary relief from certain


BCSC issues guidance on trade reporting and product determination rules
  • Stikeman Elliott LLP
  • Canada
  • June 27 2016

The British Columbia Securities Commission (BCSC) has advised market participants that Multilateral Instrument 91-101 Derivatives: Product


IIROC proposes amendments relating to designations and identifiers
  • Stikeman Elliott LLP
  • Canada
  • June 27 2016

Proposed amendments to the Universal Market Integrity Rules will introduce two new order designations: bundled order designation and


CFTC Allows CME To Hold Customer Funds at the Bank of Canada
  • Katten Muchin Rosenman LLP
  • Canada, USA
  • June 24 2016

The Division of Clearing and Risk (DCR) of the Commodity Futures Trading Commission has issued no-action relief to allow the Chicago Mercantile