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Results: 1-10 of 658

US Financial CHOICE Act: An Update
  • Mayer Brown LLP
  • Ireland, USA
  • March 10 2017

In February 2017, US Representative Jeb Hensarling (R-Texas), chair of the House Financial Services Committee, penned a memorandum ("February Memo"


How the Trump Administration May Impact the Oversight and Enforcement of Dodd-Frank’s Whistleblower Protections
  • Epstein Becker Green
  • Ireland, USA
  • March 3 2017

On the campaign trail, President Trump vowed to “dismantle” Dodd-Frank. Dodd-Frank was enacted in the wake of the 2008 financial crisis to curtail


2016 year in review: select SEC and FINRA developments and enforcement cases
  • Morgan Lewis & Bockius LLP
  • Ireland, USA
  • February 28 2017

During 2016, and in the period following the presidential election, there have been significant personnel changes at the SEC. The Commission's


Brexit Tracker IV: Keeping you informed
  • McCann FitzGerald
  • European Union, Global, Ireland, OECD, United Kingdom, USA
  • February 23 2017

McCann FitzGerald is committed to keeping our clients up-to-date in relation to the legal and related politicaleconomic developments in respect


Implementing EMIR's variation margin obligations for uncleared derivatives
  • Dillon Eustace
  • European Union, Ireland, United Kingdom, USA
  • February 23 2017

As the clock ticks down towards the 1st March 2017 deadline for implementing the EMIR variation margin exchange requirements, we recap on the main


Global Anti-Bribery Year-in-Review: 2016 Developments and Predictions for 2017
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • Canada, Ireland, United Kingdom, USA
  • February 7 2017

The past year was consequential for FCPA enforcement in numerous respects, including blockbuster penalties, new policy initiatives, and the SEC's


FCPA 2016 Year in Review
  • Jones Day
  • Ireland, OECD, United Kingdom, USA
  • January 30 2017

In 2016, a year after the sharp decrease in both the number and size of corporate FCPA resolutions, the DOJ's and SEC's enforcement activity


SEC: $7 Million Award to be Split by Three Whistleblowers
  • McGuireWoods LLP
  • Ireland, USA
  • January 26 2017

On Monday, January 23, 2017, the Securities and Exchange Commission (SEC) awarded more than $7 million to be split among three whistleblowers. The


Financial Regulatory Developments Focus January 25, 2017
  • Shearman & Sterling LLP
  • European Union, Global, Hong Kong, Ireland, United Kingdom, USA
  • January 25 2017

On January 18, 2017, the US Board of Governors of the Federal Reserve System finalized a rule increasing the maximum civil money penalty limits for


2016 FCPA Year-End Report
  • Baker & Hostetler LLP
  • Ireland, United Kingdom, USA
  • January 25 2017

2016 was a record-setting year for Foreign Corrupt Practices Act ("FCPA") enforcement, as both the U.S. Department of Justice ("DOJ") and the U.S