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Results: 1-10 of 560

SEC enforcement quarterly - 3rd quarter 2016
  • Sidley Austin LLP
  • Ireland, United Kingdom, USA
  • December 1 2016

For the last several years, as we have observed in previous editions of the Quarterly, an increasing number of individuals or entities have sought to


SEC's Whistleblower Program Is Alive and Well
  • Dechert LLP
  • Ireland, USA
  • November 21 2016

The U.S. Securities and Exchange Commission (the "Commission") has reported to Congress that its Whistleblower Incentives and Protections program


2016 Proskauer Annual Review and Outlook for Hedge Funds, Private Equity Funds and Other Private Funds
  • Proskauer Rose LLP
  • European Union, Hong Kong, Ireland, OECD, United Kingdom, USA
  • November 15 2016

On March 10, 2016, the Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) released a


Money talks: should the UK introduce financial incentives for whistleblowers?
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • Ireland, United Kingdom, USA
  • November 14 2016

In the years since the financial crisis, the topic of whistleblowing has been high on the public agenda. At the 2016 Anti-Corruption Summit earlier


Brexit Tracker: Keeping you informed - Issue two
  • McCann FitzGerald
  • Belgium, European Union, France, Ireland, United Kingdom, USA
  • November 11 2016

McCann FitzGerald is committed to keeping our clients up-to-date in relation to the legal


Whistleblower Claims Under SOX and Dodd-Frank: Recent Developments
  • Kramer Levin Naftalis & Frankel LLP
  • Ireland, USA
  • November 9 2016

The Securities and Exchange Commission (the "SEC" or the "Commission") recently announced settlements with two employers whose use of severance


Maples and Calder Funds Update - Ireland Quarterly Update July - September 2016
  • Maples and Calder
  • European Union, Global, Ireland, OECD, United Kingdom, USA
  • November 3 2016

The European Union (Undertakings for Collective Investment in Transferable Securities) (Amendment) Regulations 2016 implemented the UCITS V Directive


Four key SEC whistleblower trends and how companies can prepare for them
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • Ireland, USA
  • November 2 2016

In this article, the authors identify four recent trends in the SEC's Whistleblower Program: a significant uptick in whistleblower bounties; awards


SEC Announces Review of Financial Firms' Employment Documentation Concerning Whistleblower Rights
  • Sullivan & Cromwell LLP
  • Ireland, USA
  • November 1 2016

On October 24, 2016, the Office of Compliance Inspections and Examinations ("OCIE") of the Securities and Exchange Commission issued a Risk Alert


New SEC Settlements Show Continued Focus on Whistleblower Protection and Severance Agreements
  • Wilmer Cutler Pickering Hale and Dorr LLP
  • Ireland, USA
  • October 11 2016

The Securities and Exchange Commission (SEC) continues to pursue enforcement actions against companies for whistleblower-related violations. The