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Results: 1-10 of 17

International regulatory update -10 14 March 2014
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Netherlands, United Kingdom
  • March 18 2014

The EU Commission has adopted a package of Regulatory Technical Standards (RTS) needed to implement provisions of the Capital Requirements Regulation


International regulatory update - 3 7 March 2014
  • Clifford Chance LLP
  • Australia, China, European Union, Global, Hong Kong, Japan, United Kingdom, USA
  • March 10 2014

The EU Council has adopted its position at first reading on the revised Deposit Guarantee Schemes (DGS) Directive. This will enable the EU Parliament


This week at the UK regulators - 6 June, 2016
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • June 6 2016

In a relatively quiet week, the main enforcement development last week was the imposition of a fine on a firm for serious failings relating to PPI


International Regulatory Update 25 - 29 April 2016
  • Clifford Chance LLP
  • European Union, Germany, Hong Kong, Luxembourg, Poland, United Kingdom, USA
  • May 4 2016

The EU Parliament Plenary session has adopted the text of the proposed regulation on indices used as benchmarks in Financial Instruments and


International Regulatory Update 03 - 06 May 2016
  • Clifford Chance LLP
  • European Union, Hong Kong, Italy, Luxembourg, Netherlands, Saudi Arabia, Singapore, Spain, United Kingdom, USA
  • May 10 2016

The European Securities and Markets Authority (ESMA) has published two opinions proposing amendments to draft Regulatory Technical Standards (RTS) 2


International Regulatory Update 29 March - 1 April 2016
  • Clifford Chance LLP
  • Australia, European Union, Germany, Global, Hong Kong, Luxembourg, Spain, United Kingdom
  • April 5 2016

The European Securities and Markets Authority (ESMA) has launched a consultation on a proposed non-exhaustive indicative list of information expected


International regulatory update 22 - 26 February 2016
  • Clifford Chance LLP
  • China, European Union, Germany, Global, Hong Kong, Netherlands, North Korea, United Kingdom
  • March 1 2016

The European Council has published the conclusions from its meeting on 18-19 February 2016. Among other things, the Council agreed its response to


International Regulatory Update 29 February - 4 March 2016
  • Clifford Chance LLP
  • European Union, France, Global, Hong Kong, Luxembourg, Russia, Singapore, Switzerland, United Kingdom, USA
  • March 8 2016

G20 Finance Ministers and Central Bank Governors have published a communiqué following their meeting in Shanghai on 27 February 2016. At the meeting


Short circuit - short seller guilty of Hong Kong market misconduct
  • Clifford Chance LLP
  • Hong Kong
  • September 2 2016

Hong Kong's Market Misconduct Tribunal (MMT) has found short seller Andrew Left culpable of market misconduct, in a case marking the Securities and


Contentious Commentary: Hong Kong - June 2016
  • Clifford Chance LLP
  • Hong Kong
  • June 13 2016

The essentially territorial nature of securities regulation in Hong Kong sometimes presents a challenge for regulators. In SFC v Young Bik Fung & Ors