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Results: 1-10 of 537

This week at the UK regulators - 14 October 2014
  • Clifford Chance LLP
  • Hong Kong, United Kingdom
  • October 14 2014

The FCA has followed up the entry of a stockbroking firm into the special administration regime in 2012 with action against the firm and two former


Financial litigation roundup - Autumn 2014
  • RPC
  • Hong Kong, Singapore, United Kingdom
  • December 3 2014

The High Court found that the defendants, Barclays and Tricorona, had misused the claimant, CF Partners’, confidential information and awarded


International regulatory update - 5 9 January 2015
  • Clifford Chance LLP
  • China, European Union, Hong Kong, Latvia, Lithuania, Luxembourg, Singapore, South Korea, United Kingdom
  • January 13 2015

Latvia has taken over the EU Council’s six-month rotating Presidency. The Latvian Presidency has published its programme setting out priorities for


International regulatory update - 20 24 October 2014
  • Clifford Chance LLP
  • European Union, Hong Kong, Russia, South Africa, South Korea, Ukraine, United Kingdom, USA, Vietnam
  • October 31 2014

The EU Commission has adopted a delegated act on the calculation of banks’ contributions to national resolution funds in all 28 EU Member States under


International regulatory update 12-16 August 2013
  • Clifford Chance LLP
  • Australia, European Union, Germany, Global, Hong Kong, Netherlands, United Kingdom
  • August 20 2013

The European Securities and Markets Authority (ESMA) has published the official translations of its guidelines on key concepts of the Alternative


International regulatory update - 26 29 August 2014
  • Clifford Chance LLP
  • China, European Union, Germany, Global, South Korea, Thailand, United Kingdom, Hong Kong, India, Malaysia, Netherlands, Poland, Singapore
  • September 2 2014

Regulation (EU) No 9092014 on improving securities settlement in the European Union and on central securities depositories and amending the


International regulatory update - 1 5 September 2014
  • Clifford Chance LLP
  • South Korea, United Arab Emirates, United Kingdom, USA, Hong Kong, Ireland, Japan, Luxembourg, Netherlands, Singapore, China, European Union, Germany
  • September 8 2014

The European Central Bank (ECB) has published the final list of the 120 significant credit institutions whose direct supervision it will assume on 4


International Regulatory Update 21 - 25 October 2013
  • Clifford Chance LLP
  • European Union, Germany, USA, Guernsey, Hong Kong, Italy, Jersey, Singapore, United Kingdom
  • October 30 2013

The European Council (Heads of State or Government) has published the conclusions from its meeting on 24 and 25 October 2013. Amongst other things


International regulatory update 26-30 August 2013
  • Clifford Chance LLP
  • Hong Kong, Poland, South Korea, United Kingdom, Australia, China, European Union, Germany, Global
  • September 3 2013

The Basel Committee on Banking Supervision has published its fourth report updating the G20 Leaders on the progress in implementing the Basel III


International regulatory update - 21 25 July 2014
  • Clifford Chance LLP
  • European Union, United Kingdom, Global, Hong Kong, Lithuania, Luxembourg, Singapore, Thailand
  • July 28 2014

The EU Council has formally adopted the proposed Directive on undertakings for collective investment in transferable securities (UCITS V). The