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Results: 1-10 of 166

Third-country AIFMs: ESMA says slow down
  • Dentons
  • European Union, Global
  • August 3 2015

The Alternative Investment Fund Managers Directive (AIFMD) required ESMA to review, by July 2015, how the arrangements under AIFMD for marketing AIFs


Financial Regulatory Developments 31 July - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • July 31 2015

IOSCO has published a thematic review of progress in the regulation of derivative market intermediaries (DMS). In general, the review found that


Financial Regulatory Developments 31 July - Bank for International Settlements (BIS)Basel Committee on Banking Supervision (Basel Committee)
  • Dentons
  • Global
  • July 31 2015

The Basel Committee and IOSCO have published the final version of their report on defining simple, transparent and comparable securitisations. These


Financial Regulatory Developments 3 July - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • July 3 2015

IOSCO is consulting on international standards on fees and expenses of investment funds. The consultation proposes an updated set of common


Financial Regulatory Developments 12 June - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • June 12 2015

IOSCO published a report titled "Good practices on reducing reliance on Credit Rating Agencies (CRAs) in Asset Management". IOSCO identified eight


Financial Regulatory Developments 15 May - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • May 15 2015

IOSCO has published a report titled "Sound Practices at Large Intermediaries: Alternatives to the Use of Credit Ratings to Assess Creditworthiness"


Financial Regulatory Developments 27 March - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • March 27 2015

IOSCO has issued Final Code of Conduct Fundamentals for Credit Rating Agencies (CRAs). The Final Code includes revisions and updates to the current


Financial Regulatory Developments 27 February - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • February 27 2015

IOSCO has published the responses it received to its consultation on Post-Trade Transparency in the Credit Default Swaps (CDs) Market. (Source: IOSCO


Financial Regulatory Developments 13 February - the Joint Forum (Basel Committee on Banking Standards (BCBS)International Organization of Securities Commissions (IOSCO)IAIS)
  • Dentons
  • Global
  • February 13 2015

He Joint Forum is consulting on recommendations for credit risk management across sectors. In compiling the report it surveyed supervisors and firms


Financial Regulatory Developments 9 January - International Organisation of Securities Commissions (IOSCO)
  • Dentons
  • Global
  • January 9 2015

IOSCO and the Committee on Payments and Market Infrastructures (CPMI) have published the final form of their guidance on an assessment methodology