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Results: 1-10 of 87

Global regulation and investigations challenges ahead in 2015
  • Norton Rose Fulbright LLP
  • Africa, Asia-Pacific, Canada, European Union, Global, Middle East, USA
  • March 2 2015

Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and


Supervisory guidance for assessing banks' financial instrument fair value practices - final paper
  • Norton Rose Fulbright LLP
  • Global
  • April 27 2009

In June 2008, the Basel Committee on Banking Supervision (the Committee) published an assessment of fair value measurement and modelling challenges faced by banks during the market turmoil


Statement on money laundering controls in overseas jurisdictions
  • Norton Rose Fulbright LLP
  • Global, United Kingdom
  • March 22 2010

HM Treasury has published a statement concerning the risks posed by unsatisfactory money laundering controls in a number of jurisdictions


High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation
  • Norton Rose Fulbright LLP
  • Global
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation


Examining the causes of the financial crisis
  • Norton Rose Fulbright LLP
  • United Kingdom, Global
  • November 9 2009

The FSA has published a speech that Adair Turner (Chairman, FSA) gave at the Economic Club of America and National Journal Group


FATF reports on money laundering and terrorist financing in securities sector
  • Norton Rose Fulbright LLP
  • Global
  • November 2 2009

The Financial Action Task Force (FATF) has published a report on money laundering and terrorist financing in the securities sector


Senior Supervisors Group: risk management lessons from the global banking crisis of 2008
  • Norton Rose Fulbright LLP
  • Global
  • October 26 2009

The Senior Supervisors Group (SSG) comprises of national regulators from the following countries


CESR gathers international supervisors to discuss worldwide enforcement of IFRS
  • Norton Rose Fulbright LLP
  • European Union, Global
  • December 14 2009

The Committee of European Securities Regulators (CESR) has issued a press release stating that enforcers of IFRS from 33 countries, representatives from the International Accounting Standards Board and auditors met for the first time at CESR’s offices in Paris on 3 and 4 December 2009 to discuss enforcement of International Financial Reporting Standards (IFRS) and enforcement decisions taken around the world


Financial services updater - 4 February 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, Global, USA
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer


Financial services updater - 4 February 2014: securities
  • Norton Rose Fulbright LLP
  • Global
  • February 4 2014

The International Organization of Securities Commissions (IOSCO) has published its final report entitled Recommendations regarding the protection of