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Results: 1-10 of 87

Principles for Periodic Disclosure by Listed Entities - final report
  • Norton Rose Fulbright LLP
  • Global
  • March 1 2010

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a final report entitled Principles for Periodic Disclosure by Listed Entities


Senior Supervisors Group: risk management lessons from the global banking crisis of 2008
  • Norton Rose Fulbright LLP
  • Global
  • October 26 2009

The Senior Supervisors Group (SSG) comprises of national regulators from the following countries


IOSCO consults on auditor transparency, communication and ownership structures
  • Norton Rose Fulbright LLP
  • Global
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues


Financial services updater 13 January 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, Global
  • January 13 2014

The Joint Forum which consists of the Basel Committee on Banking Supervision, the International Organization of Securities Commissions and the


OECD sets out framework for overhaul of financial regulation
  • Norton Rose Fulbright LLP
  • Global
  • December 14 2009

The Organisation for Economic Co-operation and Development (OECD) has published a document which is entitled Policy Framework for Effective and Efficient Financial Regulation


Financial services updater 13 January 2014: insurance
  • Norton Rose Fulbright LLP
  • European Union, Global, United Kingdom
  • January 13 2014

The European Insurance and Occupational Pensions Authority (EIOPA) has published an updated version of its Risk Dashboard. In the main, despite some


Financial services updater 13 January 2014: retail
  • Norton Rose Fulbright LLP
  • Global, United Kingdom
  • January 13 2014

The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products


IOSCO report on commodity futures markets
  • Norton Rose Fulbright LLP
  • Global
  • March 16 2009

The Technical Committee of the International Organization of Securities Commissions (IOSCO) has published a final report which contains recommendations to improve the supervision of commodity futures markets and global regulatory cooperation


Statement on money laundering controls in overseas jurisdictions
  • Norton Rose Fulbright LLP
  • Global, United Kingdom
  • March 22 2010

HM Treasury has published a statement concerning the risks posed by unsatisfactory money laundering controls in a number of jurisdictions


IOSCO consultation report on regulatory implementation of the statement of principles regarding the activities of CRAs
  • Norton Rose Fulbright LLP
  • Global
  • May 18 2010

The International Organization of Securities Commissions' Technical Committee has published a consultation report on regulatory implementation of the statement of principles regarding the activities of credit rating agencies (CRAs