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Results: 1-10 of 87

High-Level Questionnaire - Survey on the implementation of the IOSCO Objectives and Principles of Securities Regulation
  • Norton Rose Fulbright LLP
  • Global
  • May 3 2010

In 1998 the International Organization of Securities Commissions (IOSCO) adopted the Objectives and Principles of Securities Regulation (IOSCO Objectives and Principles) which set out 30 core principles of securities regulation


Financial services updater 13 January 2014: insurance
  • Norton Rose Fulbright LLP
  • European Union, Global, United Kingdom
  • January 13 2014

The European Insurance and Occupational Pensions Authority (EIOPA) has published an updated version of its Risk Dashboard. In the main, despite some


Global regulation and investigations challenges ahead in 2015
  • Norton Rose Fulbright LLP
  • Africa, Asia-Pacific, Canada, European Union, Global, Middle East, USA
  • March 2 2015

Regulation and investigations remain among the primary concerns of businesses. In this briefing, we provide an overview of some of the key global and


Financial services updater - 4 February 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, Global, USA
  • February 4 2014

The Financial Stability Board (FSB) has updated its Handbook which sets out guidelines for the conduct of FSB peer reviews. Section 1 sets peer


Financial services updater - 4 February 2014: securities
  • Norton Rose Fulbright LLP
  • Global
  • February 4 2014

The International Organization of Securities Commissions (IOSCO) has published its final report entitled Recommendations regarding the protection of


CESR gathers international supervisors to discuss worldwide enforcement of IFRS
  • Norton Rose Fulbright LLP
  • European Union, Global
  • December 14 2009

The Committee of European Securities Regulators (CESR) has issued a press release stating that enforcers of IFRS from 33 countries, representatives from the International Accounting Standards Board and auditors met for the first time at CESR’s offices in Paris on 3 and 4 December 2009 to discuss enforcement of International Financial Reporting Standards (IFRS) and enforcement decisions taken around the world


Financial services updater 13 January 2014: retail
  • Norton Rose Fulbright LLP
  • Global, United Kingdom
  • January 13 2014

The International Organization of Securities Commissions (IOSCO) has published its final report on the regulation of retail structured products


Financial services updater 13 January 2014: regulation & compliance
  • Norton Rose Fulbright LLP
  • European Union, Global
  • January 13 2014

The Joint Forum which consists of the Basel Committee on Banking Supervision, the International Organization of Securities Commissions and the


Financial Stability Board report
  • Norton Rose Fulbright LLP
  • Global
  • October 19 2009

On 25 September the Financial Stability Board (FSB) published a report which contained implementation standards for its Principles for Sound Compensation Practices which was published earlier this year


IOSCO consults on auditor transparency, communication and ownership structures
  • Norton Rose Fulbright LLP
  • Global
  • September 24 2009

Concerns over the transparency of audit firms and the relationship between transparency and the quality of audits and the availability and delivery of audit services, the adequacy of the standard audit report, and the impact of audit firm ownership structure on concentration in the market for auditing large issuers have prompted the Technical Committee of the International Organization of Securities Commissions (IOSCO) to expand the scope of its work to include a number of audit service-related issues